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ITpreneurs IT Governance and Stra

PARTICIPANT HANDBOOK

Combined Level 1 & Level 2 release 2.0.0

TOGAF 9.1 Certified


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Contents

LIST OF ICONS vii

FOLLOW US ix

ACKNOWLEDGEMENTS xi

MODULE 1: COURSE INTRODUCTION 1

Overview 2

Introductions 2

Course Objectives 3

Course Material 4

Important Information 5

Case Study 5

Summary 27

MODULE 2: ENTERPRISE ARCHITECTURE AN INTRODUCTION 29

Learning Objectives 30

Defining Enterprise 31

Defining Architecture 34

Architecture vs Design 39

Enterprise Architecture 41

Architecture Framework 44

ArchiMate 49

Summary 50

MODULE 3: TOGAF9.1 AN INTRODUCTION 51


The Open Group - An Overview 53

TOGAF9.1 - An Overview 57

Kinds of Architecture 62

Core Concepts 64

Changes 84

TOGAF9.1 87

Case Study Discussion 89

Summary 91


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MODULE 4 THE ARCHITECTURE DEVELOPMENT METHOD 93


Introduction to the ADM 95

Architecture Development Method 102

Version Control of Deliverables 103

Identifying the Main Deliverables 104

Relationship Between the ADM and Other Parts of TOGAF 105Case Study Discussion 106

Phases in the ADM 111

Summary 160

MODULE 5: ADAPTING TOGAF TO THE CONTEXT 161


Adapting TOGAF 163

Adapting the ADM 168

Scoping the Architecture 170

Partitioning the Architecture 177Case Study Discussion 182

Applying Iterations to the ADM 184

Revisiting the Preliminary Phase 190

ADM Guidelines and Techniques 191

Summary 194

MODULE 6: ARCHITECTURE PRINCIPLES AND REQUIREMENTS 195


Principles 197

Architecture Principles 203Developing Architecture Principles 209

Applying Architecture Principles 212

Architecture Requirements 216


Summary 220

MODULE 7: ARCHITECTURE VISION 221


Steps of Architecture Vision Phase 223

Business Scenarios 224Summary 238

MODULE 8: STAKEHOLDER MANAGEMENT AND RISK MANAGEMENT 239


Stakeholder Management 241

Risk Management 247


Summary 254


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MODULE 9: SECURITY ARCHITECTURE 255


Introducing Security Architecture 257

Security Architecture 262

Summary 266

MODULE 10: ENTERPRISE INTEGRATION AND SERVICE ORIENTED ARCHITECTURE 267


Boundaryless Information Flow 269

III-RM 270

Interoperability Requirements 275


SOA 286

Summary 291

MODULE 11: ARCHITECTURE PATTERNS 293


Introduction to Architecture Pattern 295

Architecture Pattern 297

Applying Architecture Pattern 300

Summary 301

MODULE 12: ENTERPRISE CONTINUUM AND ARCHITECTURE REPOSITORY 303


Enterprise Continuum 305

Architecture Repository 311

Summary 321

MODULE 13: ARCHITECTURE CONTENT FRAMEWORK 323


Architectural Work Products 325

Content Framework 326

Content Metamodel 327

Content Metamodel in Detail 333

Content Metamodel Extensions 334

Artifacts 344

Deliverables 354

Building Blocks 355

Summary 360


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MODULE 14: BUSINESS ARCHITECTURE PHASE 361


Architecture Development Iteration 363

Business Architecture Phase 366

Business Architecture Artifacts 370

Summary 380

MODULE 15: INFORMATION SYSTEMS ARCHITECTURES 381


Information Systems Architectures Artifacts 383

Case study Discussion 395

Summary 396

MODULE 16: TECHNOLOGY ARCHITECTURE 397


TRM 399

Technology Architecture Artifacts 405


Summary 410

MODULE 17: TRANSITION PLANNING 411


Opportunities and Solutions Phase and Migration Planning Phase 413

Opportunities and Solutions Phase 415

Migration Planning Phase 417

Steps in the Opportunities and Solutions and Migration Planning Phases 420

Steps in the Opportunities and Solutions Phase 422

Steps in the Migration Planning Phase 422

Gap Analysis 423

Transition Architecture 425

Migration Planning 426

Migration Planning Techniques 427

Summary 432

MODULE 18: BUILDING ORGANIZATIONAL CAPABILITY 433


Capability-Based Planning 435

Case Study Discussion 1 441

Business Transformation Readiness Assessment 442

Building Architecture Capability 450

Case Study Discussion 2 462

Summary 463


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MODULE 19: ARCHITECTURE GOVERNANCE 465


Implementation Governance Phase and Architecture Change Management Phase 467

Implementation Governance Phase Phase G 468

Architecture Change Management Phase Phase H 470

Steps in the Implementation Governance and Architecture Change Management Phases 472

Steps in the Implementation Governance Phase 474Steps in the Architecture Change Management Phase 475

Architecture Capability Framework 476

Architecture Board 477

Architecture Compliance 483

Architecture Conformance 487

Architecture Board and Architecture Compliance 489

Architecture Contracts 490

Architecture Governance 495

Summary 497

MODULE 20: THE ARCHITECT 499


Role of the Architect 501

Skills 504

Key Characteristics 509

Architecture Skills Framework 510

Summary 513

MODULE 21: EXAM PREPARATION GUIDE 515

Learning Objectives 516Value of Certification 516

Types of TOGAF Certification 516

Examination Format 516

Useful Tips for Taking the Exam 517

Practice Test Part 1 519

Practice Test Part 2 543

APPENDIX A: CASE STUDY 563

APPENDIX B: COURSE AGENDA 569

APPENDIX C: RECAP EXERCISE 575

APPENDIX D: GLOSSARY 579

APPENDIX E: SYLLABUS 593

APPENDIX F: DIAGRAMS (MACRO VIEW) 611


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APPENDIX G: RELEASE NOTES 615

PARTICIPANT FEEDBACK FORM 617


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LIST OF ICONS

My Notes Blank pages at the end of the book for note taking.

The zoomed graphics are available at the end of the presentation slides andin Appendix F.

Click the icon in the presentation slide to view the zoomed graphic.

Copyright 2013, ITpreneurs Nederland B.V.All rights reserved. vii


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Module 1Course Introduction

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TOGAF9.1 Certified (Combined Level 1 & Level 2)

OVERVIEW

The Open Group Architecture Framework (TOGAF) is an industry-recognized Enterprise Architectureframework used widely across the world. This framework is envisioned for Enterprise Architects, Business

Architects, IT Architects, Data Architects, Systems Architects, Solutions Architects, and others responsiblefor or associated with the Architecture function in an organization.

The ITpreneurs TOGAF 9.1 Combined course assists participants in acquiring Level 1 and Level 2certifications in one go. This course is aimed at participants who require basic to advanced knowledge ofTOGAF9.1 and is also aimed at professionals who participate in Architecture projects and initiatives aswell as those who are into development of Architecture artifacts.

INTRODUCTIONS

Instructor

Copyright 2013, ITpreneurs Nederland B.V.All rights reserved.2


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Participant | TOGAF9.1 Certified (Combined Level 1 & Level 2) | Course Introduction

Participants

COURSE OBJECTIVES



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IMPORTANT INFORMATION

CASE STUDY



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LEARNING OBJECTIVES



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Participant | TOGAF9.1 Certified (Combined Level 1 & Level 2) | Enterprise Architecture An Introduction

DEFINING ENTERPRISE

The Concept



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TOGAF defines an architecture framework as a conceptual structure used to develop, implement, andsustain an enterprise architecture.

An architecture framework essentially provides a method and a list of artifacts for creating an EnterpriseArchitecture. Ideally, an architecture framework puts forth a method for designing the target state of an

enterprise. In order to utilize the method, a set of artifacts are required. Usage of a common methodand a common set of artifacts ensures consistency. In case of TOGAF, the method is the ArchitectureDevelopment Method (ADM) and the artifacts are defined by the content framework.

An architecture framework shortens the development cycle of architecture, provides comprehensivecoverage, and provisions for business-triggered growth.

Danny Greefhorst, Henk Koning, and Hans van Vliet in The Many Faces of Architectural Descriptions(Springer, 2006) state:

Architecture Frameworks offer a standard approach to architecture. This approach encompasses a modelfor architecture description as well as a method to produce them.

Architecture frameworks either emphasize the model or the method.

The Enterprise Architecture frameworks might lead to numerous architectural models. Some examplesare Zachman, TOGAF, Federal Enterprise Architecture Framework (FEAF), the United States Departmentof Defense Architecture Framework (DoDAF), the British Ministry of Defence Architecture Framework(MODAF), PRISM, Pragmatic Enterprise Architecture Framework (PeaF), and Gartner. Zachman andTOGAF have been explained in detail.



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Zachman

John Zachman laid the foundation of Enterprise Architecture framework in 1987, and provided a wayof consistently describing an enterprise. Zachman studied the design artifacts of various industries,

such as building construction, aircraft manufacturing, and ship building, and arrived at a generic model(taxonomy). This generic model provides a means for classifying and organizing the information of anenterprise that is useful for both the management and the systems.

Zachman used two dimensions in his Enterprise Architecture framework, namely perspectives andabstractions. Both can be understood by the following tables:

Perspective Models

Planner or Contextual view Enterprise scope

Owner or Conceptual view Enterprise model

Builder or Logical view System model

Designer or Physical view Technology model

Subcontractor or Out-of-Context view Detailed representations

Table 1: Perspectives in Zachman Framework

Refer to Appendix F, page 612, for Zoomed Graphic



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Abstraction Models

What or Data Enterprise information

How or Function Enterprise processes

Where or Network Enterprise locations

Who or People Enterprise hierarchies

When or time Schedules

Why or Motivation Goals

Table 2: Abstractions in Zachman Framework

TOGAF

TOGAF is an Enterprise Architecture framework aimed at quickening the consistent development ofEnterprise Architecture. More than 200 member companies of the Architecture Forum actively contributedin creating this framework by sharing their time-tested best practices. This is a generic framework thatcan be used with different methods and tools to create a cost-efficient architecture to effectively utilizevarious resources of the enterprise.



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ArchiMate not only assists in evaluating the impact of changes but also assists in communicating themeffectively.

ArchiMate is structured into three layers, namely business, application, and technology. The businesslayer sets the context among business processes, the roles involved in the processes, and the informationexchanged between the processes. The application layer presents applications, functionality ofapplications, and the relationships between various applications. The technology layer offers infrastructureinformation, such as nodes and their constituent software and devices, networks and communicationpaths. Each of these three layers consists of multiple structures that are key to understanding the layer.

ArchiMate and TOGAF

Like TOGAF, ArchiMate is also an Open Group standard. Being a visual language, ArchiMate provides anotation. This notation is quite useful while implementing TOGAF. At the same time, ArchiMate overlapswith the content framework of TOGAF. Most probably, the future versions will have tighter integration withTOGAF.

SUMMARY

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