prs_ra_sebi

Order Particulars Entity / Individual Name

4-Apr-12 Securities and Exchange Board of India vide its order no. WTM/PS/02/IVD/ID-09/APRIL /2012 dated April 04, 2012 (copy attachePromact Plastics Limited

16-Mar-12 Securities and Exchange Board of India vide its order no. WTM/PS/78/IVD/ID-06/MARCH/12 dated March 16, 2012 (copy attacheMr. Rakesh M Ranka (Address: Addres

25-Jan-12 Mr. Shailesh S. JhaveriMs. Harsha M. Shah

5-Mar-12 Securities and Exchange Board of India vide its order nos. WTM/PS/75/IVD/ID-01/MARCH/2012 and WTM/PS/74/IVD/ID-01/MARCH/2Mr. Milan G. ParikhMr. Bhavesh N. MuniMr. Hemendra ShahMs. Sulochana H. ShahMr. Rahul H. ShahMr. Lalit C. Mehta

1-Mar-12 Securities and Exchange Board of India vide its order no. WTM/PS/72/IVD/ID-06/MARCH /12 dated March 01, 2012 (Copy attacRajiv Acharya (Address: A-1, Kalind

1-Mar-12 Shri Heerachand Salecha (Address:ShGreat Eastern Mercantile Pvt. Ltd.(AAdinath Propcon Pvt. Ltd (Address: 1,Shri Ramsudhakaran (Address: 305/BShri Chetan Haridas Mapara (AddressShree Shyam Fabtex Pvt. Ltd (AddresShri Rajender Rai (Address: K II 479

28-Feb-12 KE Consultancy Group (proprietor Mr

22-Feb-12 Securities and Exchange Board of India vide its order no. WTM/PS/68/IVD/ID-10/FEB/2012 dated February 22, 2012 (Copy attaMs. Bela KayasthaMr. Samir P. ShahMs. Falguni ShahMr. Manoj T. ShahM/s Rajesh N. JhaveriM/s V&S Intermediaries (Prop SaumilMr. Mangeram S. SharmaMr. Dilip C. Jain

Date of Order

Securities and Exchange Board of India vide its order no. WTM/PS/59/IVD/ID-03/JAN/2012 dated January 25, 2012 (copy attached) in the matter of Ojas Technochem Products Ltd had directed Mr. Shailesh S. Jhaveri (PAN: ADTPJ0210B) and Ms. Harsha M. Shah (PAN: AAUPJ8953B) to furnish bank guarantees for an amount of Rs. 1,36,03,111 within 45 days from the date of the aforementioned order. SEBI had further directed that –

Securities and Exchange Board of India vide its order no. WTM/PS/71/IVD/ID-06/March/2012 dated March 01, 2012 (Copy attached) in the matter of Sun Infoways Ltd has restrained the following entities from accessing the securities market and prohibit them from buying, selling or otherwise dealing in securities, directly or indirectly, for a period of one (1) year.

Securities and Exchange Board of India vide its order no. WTM/RKA/IMD/08/2012 dated February 28, 2012 (Copy attached) received on February 29, 2012 in the matter of KE Consulting Group (Proprietor Mr. Manish Thakkar - PAN: ACTPT8377N) has passed the following directions:

Tejas Ghelani

21-Feb-12 Securities and Exchange Board of India vide its order no. WTM/PS/67/IVD/ID-04/FEB/2012 dated February 17, 2012 (Copy atDr. Mukesh VoraYogesh Sakharam AmbekarGlider Holdings LimitedCreative World Telefilms LimitedRamesh D. Agrawal

25-Jan-12 Shri Chandresh MehtaHarshad M. Shah

25-Jan-12 Vivenasri Financial Services LimitedMr. A. Rajendra PrasadMr. P.V. MurlikrishnaMr. K. Satyajit Ray

6-Jan-12 Empower Industries India Ltd

28-Dec-11PG Electroplast Ltd.PG Electroplast Ltd.Mr. Pramod Gupta Mr. Anurag GuptaMr. Vishal GuptaMr. Vikas GuptaMr. Pramod Kumar MitraMr. Kaushal Chand Singhal Mr. Prem Pal Malhotra Mr. Suresh Chandra Gupta

Saptrishi Suppliers Pvt. Ltd.Raw Gold Securities Pvt. Ltd.Wattkins Commerce Pvt. Ltd.Modi Alloys India Pvt. Ltd.Jainex Securities Pvt. Ltd.Padamprabhu Project Pvt. Ltd.Cellworth Mercantile Pvt. Ltd.Jaimini Trading Pvt. LtdETL Infrastructure Finance Ltd

Securities and Exchange Board of India vide its order nos. WTM/PS/61/IVD/ID-06/JAN/2012 and WTM/PS/60/IVD/ID-06/JAN/2012 dated January 25, 2012 (Copies attached) in the matter of Cyberspace Limited has restrained Shri Chandresh Mehta (PAN: AFEPM7700E) and Harshad M. Shah from buying, selling or dealing in securities and from associating in securities market in any manner whatsoever for a period of one year. This order shall come into force with immediate effect

Securities and Exchange Board of India vide its order no. WTM/PS/62/IVD/ID-01/JAN/2012 dated January 25, 2012 (Copy attached) in the matter of Datasoft Application Software (India) Limited has restrained Vivenasri Financial Services Limited and its directors Mr. A. Rajendra Prasad [PAN: ABLPA2819H], Mr. P.V. Murlikrishna [PAN: AHNPP6355K], Mr. K. Satyajit Ray from buying, selling or dealing in securities market whatsoever or accessing the securities market, directly or indirectly, for a period of six months from the date of this order. This order shall come into force with immediate effect

SEBI vide its order no. WTM/PS/IVD/ID-6/51/JAN/2012 (copy attached) dated January 06,

SEBI order in the matter of IPO of various companies.SEBI vide its order no. WTM/PS/IVD-ID5/42/2011/DEC,WTM/PS/IVD/ID8/43/DEC/2011, WTM/PS/45/ID9/DEC/2011,WTM/PS/ID2/46/DEC/2011,WTM/PS/IVD/DEC/41/2011,WTM/PS/IVD/ID-10/44/DEC/11 and WTM/PS/IVD/47/12/2011 dated December 28, 2011(copies attached) has issued certain directions against various entities in the matter of IPOs of various companies. The consolidated list of debarred entities along with the respective directions is attached as Annexure 1.

In the matter of Brooks Laboratories Ltd, SEBI vide its order has issued the following directions:-

Prraneta Industries Ltd.Listed at BSE; Address: S-574/577, 5th Floor, Belgium Square,Ring Road, Surat - 395002

Season Multitrade Pvt. Ltd.Wonder Vincom Pvt. Ltd.Adcon Capital Services Ltd.Pasupati Enclave Pvt. Ltd.Satshri Multitrade Pvt. Ltd.Frank Mercantile Pvt. Ltd.Nihal Mercantile Pvt. Ltd.Virgo Mercantile Pvt. Ltd.Lona Mercantile Pvt. Ltd.Jagdamba Complex Pvt. Ltd.Mili Commodities Pvt. Ltd.Paradise Tradecom Pvt. Ltd.Jasmine Dealcom Pvt. Ltd.Chin Info Tech Pvt. ltd. M. J. Commodities Pvt. Ltd.Realnet Infraprojects Pvt. ltd.

Supreme Communication Ltd.Safeco Projects Pvt. Ltd.Sunlight Financial Advisory Pvt. Ltd.Alfa Fiscal Services Pvt. Ltd.Amar Nath SinghAmit Agarwal-Father's Name: Matadeen AgarwaAmit AgarwalAparna BanerjeeArun Kumar Balakrishnan ChamminchAruna Chudaman UmredkarAvinash JajooAwanish SinghBablu ShawBharat Bachubhai MerchantChudman Anandrao UmredkarDeepak Patwari

Nimbus Industries Ltd.Listed at BSE; Address: A/203, Bhoomi Utsav, M.G. Road, Near Kala Hanuman Mandir, Kandivali (West), Mumbai 400067

Devchand Mulji ShahDevendra Kumar LakhotiaDilip Kumar AgarwalDilip Kumar DhariwalDilip Ziledar SinghDinesh SinghDinesh Sunderji ShahDipankar SarkarGopal SonkerJai Prakash Agarwal-Father's Name: RamanJils Raichand MadanJyoti MunverKiran Dilip ThakoreKunal GuptaManish Bhupendra ThakkarManjit T JajooManoj PachlangiaManoj Jokhu Sahani

Manju AgarwalMukesh Kumar JajooNimish ThakoreOmprakash KhandelwalPawan MaruRajeshbhai BhagatRakesh ModiRakesh P ParikRam Awtar SharmaRamendra Kumar SinghRohit Chintamani DubeyRohit ModiRonak Narendra KotechaSanjay Nathmal MindaSanjay Shaw

Sandeep Bakul ShethSanjib Kumar MondalSawankumar T JajooShyam Sundar SekhsariaSubramanya Kusnur

Subrata BanerjeeSunderji Mulji ShahTushar Sharma

Vijay Kumar AgarwalVikas JainVivek JainBhavesh Natwarlal ShethHardik R BagadiaTaksheel Solutions LtdTaksheel Solutions LtdShri Pavan Kumar KuchanaShri Ramaswamy KuchanaShri Venkata Ramana NadimpalliShri Vijay Kumar DevarkondaShri Pramod ChadaShreya Multi Trade Pvt. LtdRajan Babu Bhambale Kejas Ashok Parmar Rose Valley Merchandise Pvt. Ltd.

Anil Sharma Biraj Sonakar Overall Financial Consultants Pvt. LtdAnup Kumar Sharma Manoj Kumar Pandit Baba Bhootnath Trade and Commerce RDB Rasayans LtdSunder Lal Dugar Mr Shanti Lal Baid Mr. Sandeep Baid Mr. Prabir Kumar Sarkar Mr. Mahendra Pratap Singh Mr. Sachin Shridhar Ms. Sweta Punjabi Mr. Prakash Ishwarbhai Rana Mr. Dave Harihar Kirtibhai Bmd Exports Pvt Ltd Madhavlal Bechardas Patel Jitendrabhai Ramanbhai Patel Shreyanshnath Shares And Financial SPatel Kirtikumar Gopalbhai Chauhan Vijaykumar Babubhai Tijaria Polypipes Ltd.Tijaria Polypipes Ltd.Alok Jain TijariaVikas Jain TijariaPraveen Jain TijariaVineet Jain TijariaSantosh KumarPana Chand JainPadamprakash Somprakash BhatnagaPawan Kumar JainTej Kumar JainGrishma Securities Pvt. Ltd.Chandrika H.GandhiKetan C. ShahChhabil C.ShahShri Mihir GehlaniParklight Securities Ltd.Shri Pranav A. ShethShri Sujal J. ZaveriShri Rupak K. ShahMonarch Projects And Finmarkets LtdMonarch Research And Brokerage Pvt.Shri Jivraj Bachubhai Zala

Pinac Stock Brokers Pvt. Ltd. Lopa Saumil BhavnagariTodi Securities Pvt. Ltd.Salasar Stock Broking Ltd.Volga International Ltd.Swift Tie Up Pvt. Ltd.Shri Naveen TapariaShri Hitendrakumar Dineshbhai KapaShri Kirti Ramji Kothari Divyadrishti Merchants Pvt. Ltd.Divyadrishti Traders Pvt. Ltd.Wheelers Developers Pvt. Ltd.Shri Champak N. PujaraShri Chetan DaveShri Vimal Patel Shri Vanraj Kahor

Brooks Laboratories Ltd.Atul RanchalRajesh MahajanMonika SabharwalVivek SharmaLalit MahajanDurga Shankar MaityParvinder KaurKetan ShahOnelife Capital Advisors Ltd.Mr. T. K. P. NaigMr. Pandoo NaigMr. A. P. Shukla Mr. Tushar Shirdharani Mr. Dhananjay ParikhMr. T. S. RaghavanFincare Financial And Consultancy SerPrecise Consulting & Engineering Pvt Bharatiya Global Infomedia LtdRakesh BhatiaArti BhatiaSanjeev Kumar Mittal

Anil Kapoor Sanjay KapoorHarjeet AnandJaya MishraRajeev Kumar Agarwal

26-Dec-11 Govind Chichani Kamlesh Jain Abhayraj Shukla Mayrose Capfin Pvt Ltd Adhunik Finance Pvt Ltd RS Investments (Address as provided by SEBI- C/o Sanjay Gupta, 22-Prakashdeep building, Near Delhi Medical Association Hall, Ansari road, Daryagunj,New Delhi - 110 002 AND C/o Sanjay Gupta, C/o, Ramesh Paper Mart, 913/17 Mela ram market, Chawri Bajar, Delhi - 110 006 )

19-Oct-11 Opulent Broking Pvt. LtdHindustan Holdings LtdVintel Securities Ltd

13-Oct-11 Gajinder Paul Dhody & M/s 21st Cen

4-Oct-11 Vikas Vatsal Garg (HUF)

21-Sep-11 India Focus Cardinal Fund, Sub-AccouMAVI Investment, Sub-Account KII Limited, Sub-Account Sophia Growth - A share Class of SomEuropean American Investment Bank ABasmati Securities Pvt Ltd Oudh Finance & Investment Private LAlka India Ltd SV Enterprises JMP Securities Pvt Ltd., in capacity of

30-Aug-11 Hemaliben Bimalkumar Mehta Charuben Jitendrarai Mehta Bhavana Gautambhai Vaghasiya

2-Aug-11 Ms. Aditi Dalal

SEBI vide its order no. WTM/PS/ 39 /IVD/ID-06/DEC /2011 dated December 26, 2011 (copy attached) has restrained Govind Chichani (PAN AAAHG2470A), Kamlesh Jain (PAN ACRPJ9758K), Abhayraj Shukla (PAN AABPS3909F), Mayrose Capfin Pvt. Ltd. (PAN AACCM4957H), Adhunik Finance Pvt. Ltd. (PAN AACCA3263G) and RS Investments (Address as provided by SEBI- C/o Sanjay Gupta, 22-Prakashdeep building, Near Delhi Medical Association Hall, Ansari road, Daryagunj,New Delhi - 110 002 AND C/o Sanjay Gupta, C/o, Ramesh Paper Mart, 913/17 Mela ram market, Chawri Bajar, Delhi - 110 006 ) from accessing the securities market and prohibited it from buying, selling or otherwise dealing in securities, directly or indirectly, for a period of 1 (one) year.

SEBI order in the matter of Sun Infoways Ltd.SEBI vide its order no. WTM/PS/34/IVD/ID-06/ OCT /2011 dated October 19, 2011 (copy attached) has restrained Opulent Broking Pvt. Ltd. (PAN AAACO2790A) from accessing the securities market and prohibit it from buying, selling or otherwise dealing in securities, directly or indirectly, for a period of 3 (three) months.

SEBI order in the matter of Orient Trade Link Limited.SEBI vide its order no. WTM/PS/30/IVD/ID-06/OCT/2011 dated October 13, 2011 (copy attached) received on October 17, 2011 has issued the following directions:

SEBI consent order in respect of Vikas Vatsal Garg (HUF)-This has reference to SEBI consent order no. CO/ID-6/ 465 /2011 dated October 04, 2011 (copy

SEBI vide its order no. WTM/ PS/ISD/02/2011 dated September 21, 2011 (copy attached) has issued the following directions:

SEBI vide its order no. WTM/ PS/ISD/01/2011 (copy attached) dated August 30, 2011 has:

SEBI vide its order no. WTM/PS/17/IVD/ID-03/AUG/2011 dated August 02, 2011 (copy attached) has issued the following directions:

Harbinger Trading Company Private LShriya Capital Services Private LimiteGlobex Financial Services Limited

19-Jul-11 Consortex Karl Doelitzsch (India) LimiMr. M. Sudhakar RaoMr. V. Manohar Mr. G. Krishna Mohan

19-Jul-11 Accurate Exports Limited Mr. Dinesh Sharma Mr. Hemant Gupta Sanidhya Holiday Resorts and EstateMr. Pradeep KapoorMrs. Meeta Kapoor Mr. Vijaykumar Dinanath Khanduja

18-Jul-11 Shivalik Loha Mills Limited (having iMr. Sunil MariaMr. Paroshatam Lal MariaMr. Naresh Kumar MariaMr. Kamal Kishore MariaMr. Satish Kumar MariaMr. Sham Sunder Maria

6-Jul-11 SEBI vide its order no. WTM/KMA/OIAE/399/07/2011 (copy attached) dated July 06, 2011 has restrained the company, Enkay TEnkay Texofood Industries Limited (aMr. Harinarayan Sharma (address at

29-Jun-11 Accord Capital Markets Ltd Mr. Girish S Mehta Himanshu Ajmera

20-Jun-11 ATN International Ltd Shri Santosh Kumar Jain Silicon Valley InfoTech Ltd

27-May-11 Mr. Sunil Mehta Mr. Sunil Mehta Ms. Anjana Mehta Mr. Bhavesh Kothari Mr. Manish Mathur Mr. Praveen Gate Mr. Rakesh Jain Mr. Bhavesh Jain Mr. Ramesh Gandhi

SEBI vide its order no. WTM/KMA/SRO/IVD/408/07/2011 dated July 19, 2011 (copy attached) received on July 21, 2011 has issued the following directions:

SEBI vide its order no. WTM/KMA/IVD/409/07/2011 dated July 19, 2011 (copy attached) has issued the following directions:

SEBI vide its order no WTM/KMA/NRO/IVD/407/07/2011 (copy attached) dated July 18, 2011 received on July 19, 2011 has restrained Shivalik Loha Mills Limited (having its address at Anarkali Complex, 101, The Mall, Ludhiana – 141001) and its directors, Mr. Sunil Maria, Mr. Paroshatam Lal Maria, Mr. Naresh Kumar Maria, Mr. Kamal Kishore Maria, Mr. Satish Kumar Maria and Mr. Sham Sunder Maria from accessing the securities market and further prohibited them from buying, selling or otherwise dealing in securities, in any manner for a period of one month. This order shall come into force with immediate effect.

This has reference to SEBI consent order no. CO/ISD/2196/453/2011 dated June 29, 2011 (copy attached) in the matter of DSQ Software Ltd. As per the consent order applicant Accord Capital Markets Ltd (PAN No. AACCA5695G) as well as its promoters viz. Mr. Girish S Mehta (PAN No. AFMPM1006P) and Himanshu Ajmera (PAN No. ADEPA7521K) have taken voluntary debarment from buying, selling or otherwise dealing in the securities market for a period of 1 year from the date of the consent order. Further, promoters of the applicant Accord Capital Markets Ltd have taken voluntary debarment from being promoters/directors of intermediaries registered with SEBI during the said period of debarment of 1 year. This consent order is passed on June 29, 2011 and shall come into force with immediate effect.

This has reference to SEBI consent order no. CO/IVD9/451/2011 dated June 20, 2011 (copy attached) received on June 22, 2011 in the matter of ATN International Limited. As per the consent order, ATN International Ltd (Pan No- AACCA5744Q) and Shri Santosh Kumar Jain (Pan No- ACQPJ7823E) has taken voluntary debarment and shall not buy, sell or otherwise access the securities market for a period of 2 years from the date of this consent order. Further, Silicon Valley InfoTech Ltd (Pan No- AABCP5702G) has also taken voluntary debarment and shall not buy, sell or otherwise access the securities market for a period of 1 year from the date of this consent order. This consent order is passed on June 20, 2011 and shall come into force with immediate effect.

SEBI vide its ad interim ex-parte order no. WTM/KMA/IVD/385/05/2011 (copy attached) dated May 27, 2011 has restrained Mr. Sunil Mehta (Permanent Account Number AAQHS1190F and ACEPM8838L), Ms. Anjana Mehta (Permanent Account Number ACOPM6377N), Mr. Bhavesh Kothari (Permanent Account Number AABPK7614H), Mr. Manish Mathur (Permanent Account Number AIVPM4384J), Mr. Praveen Gate (Permanent Account Number AJOPG3159M), Mr. Rakesh Jain (Permanent Account Number AEMPJ7329B), Mr. Bhavesh Jain (Permanent Account Number AGCPJ7776Q), Mr. Ramesh Gandhi (Permanent Account Number AADPG7990C), Mr. Sitanshu Nanawati (Permanent Account Number AGDPN4597Q), Mr. Devendra Kumar Rai (Permanent Account Number AINPR6798Q), Mr. Meena Rajawat (Permanent Account Number AFEPP9056J), Ms. Usha Mehta (Permanent Account Number ABQPM3248M), Mr. Shaikh Soalli Jainuddin (Permanent Account Number BJCPS6572H), Mr. Bharat Jain (Permanent Account Number AACPJ0602M), Mr. Vinay Kothari (Permanent Account Number AAFHV6824A), Mr. Pradeep Kothari (Permanent Account Number AAJHP7271F), Mr. Ajay Roongta (Permanent Account Number AAVPR5584R), Mr. Seema Mathur (Permanent Account Number APRPM5075M) and Mr. Suresh Hanswal (Permanent Account Number ABPPH6308A) from accessing the securities market and further prohibited them from buying, selling or dealing in securities in any manner whatsoever, with immediate effect, till further directions.

Mr. Sitanshu Nanawati Mr. Devendra Kumar Rai Mr. Meena Rajawat Ms. Usha Mehta Mr. Shaikh Soalli Jainuddin Mr. Bharat Jain Mr. Vinay Kothari Mr. Pradeep Kothari Mr. Ajay Roongta Mr. Seema Mathur Mr. Suresh Hanswal

24-May-11 Mr. Sayyed Mustafa

26-May-11 Kaleidoscope Films Limited (having itMr. Prakash B. Debar (having addresMs. Smita Mahendra Pandya (having adMr. Sarju Jayantilal Parikh (having

16-May-11 This has reference to SEBI consent order no. CO/ID-9/1881/10/PB//AO/44/2011 dated May 16, 2011 (copy attached) received onChaitanya P. Raote

11-May-11 Mr. Ramesh Chandra K. Jain Mrs. Bela H. Kayashtha Mr. Dinesh K. Patel Mr. Jayantilal Patel (having his add

3-May-11 ARJ Shares & Stock Brokers Pvt Ltd

3-May-11 Chaitanya P. Raote

2-May-11 SEBI vide its order no. WTM/PS/05/IVD/ID-06/MAY/11 (copy attached) dated May 02, 2011 has restrained Yogesh Bhavnagari (Yogesh Bhavnagari Ankit Jhaveri

2-May-11 Varsha Vakharia Naisharg Vakharia

2-May-11 SEBI vide its order no. WTM/PS/_09_/ID-06/_May_/11 (copy attached) dated May 02, 2011 has restrained Shreepathy InvestmentShreepathy InvestmentsForesee Financial Consultancy ServiceAnjana Consultancy Services Pvt. Ltd

21-Apr-11 SEBI vide its ad interim exparte order no. WTM/MSS/MIRSD-1/97/2011 dated April 21, 2011 (copy attached) has restrained Mrs. Mrs. Reena Bansal

18-Apr-11 SEBI vide its order no. WTM/MSS/ID2/95/2011 dated April 18, 2011 (copy attached) has restrained, Mr. N. Narayanan (PermanMr. N. Narayanan Mr. V. Natarajan

This has reference to SEBI consent order no. CO/AO/DT/02/CA-2080/2010/2011 dated May 24, 2011 (copy attached) received on May 26, 2011 in the matter of Today’s Writing Products Ltd. As per the consent order Mr. Sayyed Mustafa (PAN ASHPS5235Q) has taken voluntary debarment from dealing in securities markets in any manner directly or indirectly for a period of one year from the date of consent order. This consent order is passed on May 24, 2011 and shall come into force with immediate effect.

SEBI vide its order no. WTM/KMA/OIAE/383/05/2011 (copy attached) dated May 26, 2011 has restrained the company, Kaleidoscope Films Limited (having its registered office at 101, 1st Floor, Panarama, R.C. Dutt Road, Alkapuri, Vadodara, Gujarat -390005) and its directors, Mr. Prakash B. Debar (having address at 802/03, Angan Towers, Opp. Bhavans School, Majalpur, Vadodara), Ms. Smita Mahendra Pandya (having address at 209, Jogani Indl. Estate, Sion Chunabhati, Mumbai) and Mr. Sarju Jayantilal Parikh (Permanent Account No. APNPP0158C and having address at C-13, Shantinagar Society, Behind Sayhog Society, Refinery Road, Vadodara-390016) from accessing the securities market and prohibited them from buying, selling or otherwise dealing in securities, directly or indirectly, till all the pending investor grievances against the aforesaid company are resolved and the same is reported and confirmed by the Securities and Exchange Board of India. This Order shall come into force with immediate effect.

SEBI vide its order no. WTM/KMA/IVD/381/05/2011 (copy attached) dated May 11, 2011 has issued the following directions:

This has reference to SEBI consent order no. CO/ID-10/439/2011 dated May 03, 2011 (copy attached) in the matter of M/s Himachal Futuristic Communications Ltd., M/s TATA Engine and Locomotive Co. Ltd., M/s Infosys Technologies Ltd. and M/s Software Solutions India Ltd. As per the consent order the applicant ARJ Shares & Stock Brokers Pvt Ltd. (PAN : AAACJ7576M) has undertaken the following:

This has reference to SEBI consent order no. CO/AO/DT/01/CA-2028/2010/2011 dated May 03, 2011 (copy attached) in the matter of Today’s Writing Products Ltd. As per the consent order client Chaitanya P. Raote has taken a voluntary debarment from dealing in securities markets in any manner directly or indirectly for a period of one year from the date of the consent order. This consent order is passed on May 03, 2011 and shall come into force with effect from immediate effect.

SEBI vide its order no. WTM/PS/04/IVD/ID-06/MAY/11 (copy attached) dated May 02, 2011 has restrained Varsha Vakharia and Naisharg Vakharia from buying, selling or dealing in securities and from associating with the securities market in any manner whatsoever for a period of 6 months. This order shall come into force with immediate effect.

8-Apr-11 SEBI vide its order no. WTM/KMA/OIAE/379/04/2011 dated April 08, 2011 (copy attached) has restrained, the company, SoliSolid Carbide Tools Limited (having iMr. Dilip Suresh Shah (having his adMr. Mukhesh M Kothari (having his aMr. Narendra C Doshi (having addres

7-Apr-11 Aashi Industries Ltd(having its regisJhaveri A. Dhaval(having address atJhaveri D. Seema(having address at Puri Dilipkumar(having address at 5AEC Enterprises Limited(having its rR D Apte(having address at D-13/14,Sanjeev R Apte(having address at D-Vikram V Desai(having address at C-G.P. Sharma(having address at MadhyaDinesh Sharma(having address at RisDharnendra Industries Ltd(having itsDharmendra Babulal Gandhi(having hiNavinchandra Babulal Gandhi(having Bhupendra Babulal Gandhi(having hisBharat P. Delvala(having his residenDharnendra Overseas Ltd(having its c

31-Mar-11 GG Automotive Gears LtdRS GajraKennedy R Gajra

14-Mar-11 This has reference to SEBI consent order no. CO/IVD-9/1897/436 /2011 dated March 14, 2011 (copy attached) received on MarchShri Virag Gandhi alias Shri Viraj Gan

2-Feb-11 Narendra Prabodh GanatraBhavesh Prakash PabariPrem Mohanlal ParikhAnkit R SanchaniyaBharat Shantilal ThakkarHemant Madhusudan ShethBipinkumar GandhiBipin Jayant ThakerChirag RajnikantJariwalaGemstone Investments LimitedKishore Balubhai ChauhanMala Hemant ShethSamant Vivek KishanpalManoj BhandariVipul Hiralal ShahRajnandi Yarns Private Limited

SEBI vide its 4 orders dated April 07, 2011 (copy attached) received on April 08, 2011 has restrained the following entities from accessing the securities market and prohibited them from buying, selling or otherwise dealing in securities, directly or indirectly, with immediate effect, till all the pending investor grievances against the Company are resolved and the same is reported to and confirmed by the Securities and Exchange Board of India.

This has reference to SEBI consent order nos. CO/IVD-10/AO/PG/14/2011, CO/IVD-10/AO/PG/15/2011 and CO/IVD-10/ AO/PG/16/2011 dated March 31, 2011 (copy attached) received on April 07, 2011 in the matter of GG Automotive Gears Ltd. As per the consent order clients GG Automotive Gears Ltd, R S Gajra (PAN: AAKPG5304P) and Kennedy R Gajra (PAN : AAKPG7836N) have taken a voluntary debarment from trading in the capital market for a period of two years. This consent order is passed on March 31, 2011 and shall come into force with effect from immediate effect.

SEBI vide its ad interim ex-parte order no. WTM/KMA/ISD/353/02/2011 (copy attached) dated February 02, 2011 has restrained the following entities/persons from accessing the securities market and further prohibited them from buying, selling or dealing in securities in any manner whatsoever, till further directions.

H Bhavesh Securities and CommoditieAmar Premchand WalmikiSamir Sureshbhai ShahSamir Sureshbhai Shah (HUF)Pandya Hardik MPandya Yaminiben MSantosh Vishram GhadshiRameshbhai V ParmarBharatkumar Baldevbhai ParmarShobhnaben R ParmarAshokkumar Bhikhalal ParmarLaxman Dhirubhai ParmarAditi M GandhiMayank Navnitbhai GandhiTushar Rameshbhai PatelKaushik Rajnikant MehtaSunil BhandariRekha BhandariSantosh Deshmal OswalRajesh Ravinarayan HatiDipika Dinesh KankariaAvinash BothraVishal Pare

20-Jan-11 SEBI vide its order no. WTM/PS/73/IVD/ID-04/JAN/2011 (copy attached) dated January 20, 2011 has restrained Ami Impex (propAmi Impex (proprietor , Deven Mehta

18-Jan-11 SEBI vide its consent order no CO/IVD/ ID-8/427/2011 (copy attached) dated January 18, 2011 received on January 19, 2011 haMs. Arti Jain

14-Jan-11 SEBI vide its order no. WTM/PS/70/IVD/ID-01/JAN/2011 dated January 14, 2011 (copy attached) has restrained Krishna EngineerKrishna Engineering Works Limited Mr. Gurbachan Juneja

14-Jan-11 SEBI vide its order no. WTM/PS/71/IVD/ID-04/JAN/2011 (copy attached) dated January 14, 2011 has restrained Mr. Gautam JhaveMr. Gautam Jhaveri

14-Jan-11 M/s Reliance Infrastructure Limited (RShri Anil D AmbaniShri Satish SethShri S. C. GuptaShri Lalit JalanShri J. P. ChalasaniM/s Reliance Natural Resources Limi

23-Dec-10 SEBI Order against Shri P.S. Saminathan and Mrs. Uma Saminathan in the matter of Pyramid Saimira Theatre Ltd. Mr. P. S. SaminathanMs. Uma Saminathan

This has reference to SEBI consent order no. CO/IVD/426/2011 dated January 14, 2011 (copy attached) in the matter of dealing in the shares of Reliance Communications Limited on the application submitted by M/s Reliance Infrastructure Limited (RIL) (PAN : AACCR7446Q) , M/s Reliance Natural Resources Limited (RNRL) (PAN : AABCR7656P) (hereinafter collectively referred to as the ‘Applicant Companies’), Shri Anil D Ambani (PAN : AADPA3703D), Shri Satish Seth (PAN : AAEPS8573L), Shri S. C. Gupta (PAN: ACCPG6620N), Shri Lalit Jalan (PAN: ACXPJ5133G) and Shri J. P. Chalasani (PAN: ACVPC9985D) (all of them hereinafter collectively referred to as ‘Individual Applicants’).

15-Dec-10 Mr. Nitin C. Vora Ms. Jyoti Vora Mr. Bharat Kanakia Ms. Sonal B. Kanakia Ms. Meena A. KanakiaMr. Yogesh Parekh Ms. Trupti ParekhMs. Chetana R. ValiaMs. Shilpa C. Timbadia

15-Dec-10 Indo American Credit Corporation LtKolar Biotech Limited, formerly knowMr. Basantani Chinrai Rajkumar (AddMotorol Enterprises Limited (AddressMr. Gandhi K. Shashikant (Address :Mr. Thakar S. Mahesh (Address : 19, Mr. Gandhi S. Rinki (Address : 103,Mr. Gandhi K. Chandrakant (Address Panjwani Packaging Limited (RegisteMs. Sujata Verma (Address at 17/5, Mr. Amarlal Chugh (Address at AmarMr. Kamal Panjwani (Address at 61,

13-Dec-10 Topline Shoes Ltd ( Address: 18, Jay Mr. H. M. G. Murthy ( Address: 17, VMr. H. M. B. Murthy ( Address: SnehaMr. C. V. S. Narayanan ( Address: 1, Rane Computers Consultancy Ltd ( AdMr. M. C. Jayaraman ( Address: D-40Mr. Rane Dinesh Anant ( Address: D-Mr. Rane Ujwala Dinesh ( Address: DPrakash Fortan Softech Ltd ( AddressMr. P. C. Jain ( Address: 60-61 Anoop Mr. Rajesh Jain ( Address: 60-61 AnooMr. Rakesh Jain ( Address: 60-61 AnooNexus Software Ltd ( Address: 210 GoMr. Ajay Sanghavi ( Address: C/O. AssD R Softtech & Industries Ltd. (FormeMr. Dhirubhai R Desai ( Address: 17, Mrs. Manjulaben D Desai ( Address: 17Mr. Vasu Pushpan ( Address: C 3 D Na

8-Dec-10 Akar Laminators Ltd ( Address: 1st Vinodbhai Tarachand Sheth ( Address:Hasmukhbhai Tarachand Sheth ( Addres

SEBI vide its email dated December 20, 2010 has intimated the Exchange that Hon’ble Securities Appellate Tribunal (SAT) vide its order dated December 15, 2010 has dismissed the Appeal against SEBI Order no. WTM/PS/12/IVD/ID-1/May/2010 dated May 10, 2010 (NSE circular reference no NSE/INVG/2010/14754 dated May 11, 2010) prefered by the entities in the matter of Consortex Karl Doelitzsch (India) Limited.

SEBI vide its 5 orders dated December 15, 2010 (copies attached) has restrained the following entities from accessing the securities market and further prohibited them from buying, selling or otherwise dealing in securities, directly or indirectly, till all the pending investor grievances against the Company are resolved and the same is reported to and confirmed by the Securities and Exchange Board of India.

SEBI vide its 5 orders dated December 13, 2010 (copies attached) has restrained the following entities from accessing the securities market and prohibited them from buying, selling or otherwise dealing in securities, directly or indirectly, till all the pending investor grievances against the Company are resolved and the same is reported to and confirmed by the Securities and Exchange Board of India.

SEBI vide its 7 orders dated December 08, 2010 (copy attached) has restrained the following entities from accessing the securities market and prohibited them from buying, selling or otherwise dealing in securities, directly or indirectly, till all the pending investor grievances against the Company are resolved and the same is reported to and confirmed by the Securities and Exchange Board of India.

Hitesh Ravindra Shah ( Address: 303Bhuvan Tripura Industries Limited ( Vaishnav Tribhuvan Nayankumar ( AddNeon Resins & Industries Ltd. (FormeShekar Jain ( Address: 47, Sagar KunRashmi Oza ( Address: Rashirach ApHarish Agarwal ( Address: 26, Old VijSanjay Jain ( Address: 9-A, Lalita ApSandeep Mittal ( Address: 47, Sagar Dr. V.S. Rathore ( Address: Palace ClG P Sureka ( Address: A-501, ManavstChicago Software Industries Limited Dhirubhai R Desai ( Address: 17, MaitManjulaben D Desai ( Address: 17, MaiHindustan Industrial Chemicals Ltd ( Bhagubhai Patel ( Address: 12-C, AtlG. W. Cockbill ( Address: Acluture MiIndo American Optics Ltd ( Address:Shah Beena Amit ( Address: 38, RadhDesai Yashwantrai Dhirubhai ( AddreIshwar Medical Service Ltd ( Address

2-Dec-10 Alpana Sanjay DangiAmit Business LimitedAshoka Finstock LimitedGoldflag Trading Company P LimitedIvory Consultants Private Limited Mentor Capital Limited (erstwhile PaciSanjay Soumitra Singh DangiSunil Somitra Singh DangiSupersun Trading Company Private LTop City Mercantile Company PrivateCalcom Consultancy Services Private Cynosure Tie-Up Private LimitedDelight Tie-Up Private LimitedForever Merchants Private LimitedFountain Vanijya Private LimitedMicro Management Private LimitedPR Vyapaar Private LimitedPushkar Banijya LimitedRosewood Vanijya Private LimitedSarswati Vincom LimitedSplendor Vanijya Private Limited Withal Commercial Private LimitedBajranglal Bankatlal Maloo

SEBI vide its ad interim ex-parte order no. WTM/KMA/ISD/320/12/ 2010 (copy attached) dated December 02, 2010 has issued the following directions:

Bajranglal Maloo (HUF)Krishnum Investments Private LimiteLakhi Packaging Private LimitedLalchand B Maloo (HUF)Lalchand Bankatlal MalooMahesh MalooMurli S MalooNandlal B Maloo (HUF)Simple Mining And Power Private LimSunilkumar S MalooTaitan Management Services Private Cello Finance CorporationCello Pens And Stationery Private LimFalguni Vyomesh ShahHemant Mahipatray Shah (HUF)Khandesh Builders LimitedKunjal Hemant ShahLata Mahipatray ShahMahipatray V Shah (HUF)Naresh Jayantilal ShahPankaj G RathodPradeep G RathodSangeeta P RathodVyomesh Mahipatray Shah (HUF)GRG Cosmetics Private LimitedKrishiraj Trading LimitedWelspun Mercantile LimitedWelspun Polybuttons Private LimitedWelspun Trading LimitedWelspun Wintex Limited Kapil Kumar

23-Nov-10 Mr Vishnubhai PatelMr Babubhai Amrutlal Patel

27-Oct-10 Advik Laboratories LtdMr. V.K. Jain Mr. Aditya Jain Ms. Divya Jain Ms. Kumud Jain Mr. Rajkumar JainMr. Vivek Jain Ms. Shivani Jain Advik Finance and Properties Pvt. Ltd

This has reference to SEBI consent order dated November 23, 2010 (copy attached) received on November 24, 2010 in the matter of Promact Plastics Limited. As per the consent order client Mr Vishnubhai Patel has taken a voluntary debarment from dealing in the securities market in any manner whether directly or indirectly for a period of 3 years along with an undertaking to not hold directorship in any listed company for the said period of 3 years. Similarly Mr Babubhai Amrutlal Patel has taken a voluntary debarment from dealing in the securities market in any manner whether directly or indirectly for a period of 5 years along with an undertaking to not hold directorship in any listed company for the said period of 5 years. This order shall come into force with effect from immediate effect.

11-Oct-10 Credent Portfolio Management PrivatMr. Amaranjay KumarMr. Mritunjay Kumar

24-Sep-10 This has reference to SEBI consent order dated September 24, 2010 (copy attached) received on October 04, 2010 in the maVenkatesh Shares Investment (Proprie

23-Sep-10 Panther Fincap and Management ServLuminant Investment Pvt. LtdClassic Credit LtdSaimangal Investrade LtdTriumph Securities LtdN.H. Securities Ltd [SEBI Reg. no. INClassic Share and Stock Broking Serv

13-Aug-10 Genomics Biotech LtdMr. Shiv Kumar Gupta

12-Aug-10 SEBI vide its consent order no. CO/IVD-/204/391/2010 (copy attached) dated August 12, 2010 received on August 16, 2010 has M/s. Wallfort Share & Stock Brokers Pv

30-Jul-10 Mr. Rajendra J. Shah

15-Jul-10 Eltrol Ltd (presently known as ShreeShri Deepak RathodShri Sanjay G TripathiShri Niraj Sanghvi

28-Jul-10 Rajesh RankaSaumil BhavnagariNrupesh ShahKishore Corporation Sunil GaglaniSoftrak Technology Export Ltd.

27-Jul-10 Parsoli Corporation LtdMr. Zafar Yunus SareshwalaMr. Uves Yunus Sareshwala

22-Jul-10 Parsoli Corporation Ltd

19-Jul-10 Mr. P.B. Chandrashekhar

19-Jul-10 Mr. Subhash Chaturvedi Mr. Kenneth A. PintoMr. Abhayaraj Shukla Mr. Mangiram Sharma

19-Jul-10 Mr. Shirish Shah

15-Jul-10 Malvica Engineering Ltd Shri P Y Jhala

15-Jul-10 Shagufta Investments Pvt. LtdDarshan Desai Sumit Desai Devi Desai Manoj H Mehta

15-Jul-10 Rajesh Waghwala

30-Jun-10 Mr. Atul J. Patira Mrs. Rita Atul PatiraDr. Deepak Sheth Ms. Smita Nagda

24-Jun-10 Ms. Hasu M Shah

17-Jun-10 Mr. Nilesh KapadiaMr. Rajiv Ramniklal SanghviRajiv Ramniklal Sanghvi HUF Mr. Chandrakant P. Mehta Mrs. Dipti Paras Mehta

10-May-10 Mr. Nitin C. Vora Ms. Jyoti Vora Mr. Bharat Kanakia Ms. Sonal B. Kanakia Ms. Meena A. KanakiaMr. Yogesh Parekh Ms. Trupti ParekhMs. Chetana R. ValiaMs. Shilpa C. Timbadia

25-Feb-10 Ajay Agarwal Ajay Agarwal Ajay Agarwal

7-Apr-10 SEBI vide its order no. WTM/PS/03/IVD/ID-3/APRIL/2010 dated April 07, 2010 has restrained, Paragon Investments Pvt. Ltd. (PAParagon Investments Pvt. Ltd

29-Mar-10 SEBI vide its order no. WTM/PS/55/IVD/ID-3/MARCH/2010 dated March 29, 2010 has restrained M/s. Sunil Shares & Stock Pvt. LtdM/s. Sunil Shares & Stock Pvt. Ltd

12-Mar-10 Jaybharat Textile and Real Estate Ltd Anil Kumar Dubey (Address : C/O PrabDhananjay Kandhare (Address : BDD ChDinesh Dongre (Address : C/o Shri KriGirish Pukale (Address : S B SaiprasGopal Aggarwal (Address : B /11, 2nd Hitesh Dodiya (Address : C/o Shri KrisKishore Patil (Address : C/o Shri KrisMahendra Kumar Panchal (Address : C/oMilind Mhatre (Address : 15/372 Tata Nandkishor Panchal (Address : PanwalNitish Nayak (Address : 151/22 ShipraPramod Patil (Address : 5/6, Spring Rajesh Sharma (Address : Yadav GajraRupesh Narvekar (Address : Yadav PatSandip Murkar (Address : Gulmore WadSanjay Gadade (Address : Yadav PatilSanjay Sawant (Address : Gavdevi ChaSatish Pusalkar (Address : 396, V S Vijay Sawant (Address : B/302, SiddeBeta Trading Private Ltd (Address : Anshul Mercantile Pvt. Ltd. (Address Inorbit Trading Co Private Limited (

Bhawana Tayal (Address : RaghuvanshJyotika Tayal (Address : 22 NCPA CoNina Tayal (Address : 22 NCPA ComplRam Pratap Tayal (Address : 101-102Saurabh Kumar Tayal (Address : 22, Vandana Tayal (Address : 22 NCPA Jayesh V Merchant (Address : 3 New J

8-Mar-10 Mr. Jatin Manubhai Shah Mr. Manubhai Bikhalal Shah

8-Mar-10 21st Century Entertainment LimitedAhmednagar Investments Private LtCumballa Hill Property Developers PvCyber Infosystems And Technologies Cyberinfo Zeeboomba Com LimitedGiriganga Investments Private LimitGlobal Softech LimitedSumander Property Developers Pvt L

Avera Properties Pvt. Ltd (Address : Flats No.303,Silver Park,Plot No.5 Of Survey No.6, Vanmali Park,Silvassa-Khanvel Main Road,Samarvani,  Silvassa-  396230 , RTA Folio No: --, PAN : AAGCA2390G )

Eskay K'n’it ( India) LtdJaybharat Textiles & Real Estate LimiJayshree Petrochemicals Private LimiKrishna Knitwear Technologies LimiteKSL & Industries LimitedMegna Developers P LtdPraneta Properties Pvt LtdPraneta Realty Pvt LtdPravin Kumar TayalNavin Kumar TayalSanjay Kumar TayalSaurabh Pravin TayalAim Multitrade Company Pvt LtdAkshar Mercantile Pvt Ltd Anoop Multitrade Private Limited Anshul Mercantile Private Limited Beta Trading Private LimitedColorshop Trading Company Private LEverframe Trading Co P LtdGeonet Trading Company Private Ltd Girish Chand YadavHighzone Trading Company Private LHiren Trading Company Pvt LtdInfinite Mercantile Company Private LInorbit Trading Company Pvt LtdLaksh Mercantile Private LtdMadan Multitrade Pvt Ltd Maginot Trading Company Private LimMontreal Trading Company P LtdNewtree Mercantile Co P LtdNiti Mercantile Company Private Ltd Palaash Construction Pvt LtdPrajay Trading Company Private LimiPunit Mercantile Pvt LtdReal Star Trading Company P LtdSangeeta J SawantSarveshwara Trading Company Pvt LtSea View Trading Company P LtdSeaview Multitrade Company Private Skyview Trading Company Private LtStarview Constructions Private LimiteStarview Mercantile Co Pvt LtdSulochana Mercantile Private Ltd Superfine Trading Company Private LSuperhouse Trading Company Private

Topcare Constructions Private LimiteTopcare Trading Company P LtdVinay Mercantile Pvt Ltd Watergate Mercantile Company P LtdAcrow Constructions Pvt LtdAcrow Realcon Pvt LtdAdor Construction Private LimitedAllcon Estate Private Limited Alpha (India) Properties Ltd Anil Kumar DubeyAvera Engineering Private Limited Avera Machinery Private Limited Avera Properties Private Limited Avery Procon Pvt Ltd Avon Realcon Private Limited Axon Realpro Private LimitedAxtel Properties Pvt Ltd Badal Realty Private Ltd Bodal Conpro Private Ltd Capman Conpro Private Ltd Charms Holding Private LimitedConart Conpro Private Limited Cubex Constructions Pvt LtdDulron Procon Pvt Ltd Edc Securities LimitedElnet Conpro Private Limited Elpro Machinery Private Limited Envair Realty Private Limited Everlon Estate Private Limited Everlone Machinery Private Limited Expro Constructions Pvt Ltd Hanuman Cultivation Private Limited Hikal Pro-Estate Pvt Ltd Jyoti Harvesting Pvt Ltd Kanishka Infrastructure Private LimiteOmkar Cultivators Pvt Ltd Siddhi Cultivation Private Limited Sukh-Suvidha Real Estate LtdUday Plantation Private Limited Kanti C PatelKishore PatilMahendra Kumar PanchalS M AzamSubhash M JambhaleVijay Upadhyay

Vipin Kumar BhatnagarNitish J Nayak

20-Feb-10 Ms. Hemlata Ramesh HankareMs. Rashmi R Ghandhi,Anil Rajmal Shah HUF Alpesh R Shah HUF Mr. Jitendra Mannalal Jain Ms. Renu Madhusudhan Paliwal Hasmukh Valchand Jain HUF Naresh V. Rajawat HUF Ms. Pawanben Valchand Jain Ms. Reeta Naresh Rajawat Mr. Kunal Dileep Kothari Ms. Sweta Bharat Kothari Ms. Neela Khicha Ms. Shobha Dilip Kothari Mr. Hitesh Mahendra Jain Kamlesh P. Jain HUF

19-Feb-10 Mr. V. K. Sharma Address : A-2, ChattMr. Tripat Singh Bhan Address : B-22Mr. Biresh Prasad Singh Address : B-Hoffland Finance Limited Address: 1Mr. D. P. Nayyar Address : 1207, HeMr. S. P. Sharma Address : B-5/100, Mr. B. B. Sharma Address : B-2/54, SMr. M. N. Badam Address : E-15/B, DDMr. A. Subba Rao Address : CS-91/39Marisia Financial Services Limited AMr. Rakesh Mishra Address : A-40, VMr. Hari Kumar Address : 519, Ansal M/s. V. M. Investments Address: ShoMr. Rana Das Address : 421, Ansal CMr. S. K. Gupta Address : 15-70, KanEvergrow Financial Services Private Mr. Ashok Kumar Kohli Address : FlatMr. Gopal Gupta Address : E-21 A, O

22-Jan-10 M/s. Shree Yaax Pharma & CosmeticsMr. Shailesh PatelMr. Dharamraj VallaMr. Kirit S PandyaMs. Bharati J. ShahMr. Jitendra Shah

M/s. Kajol Impex LimitedMr. Umit V. PatelMr. Gaurang PatelMr. Haresh D VoraMr. Pradeep BabelMr. Pankaj V MaruMr. Shivprasad Yadav (Sainagar, 90 fMs. Varsha Atul BhayaniMs. Parul ShahMr. Rajesh J. PanchalMr. Samir M. ShahMr. Harish Amritlal Mehta

20-Jan-10 SEBI vide its order no. WTM/MSS/ISD/33/10 dated January 20, 2010 has restrained Ms. Kirtiben Patel (PAN: ABJPP8147R) from buMs. Kirtiben Patel

12-Jan-10 SEBI vide its order no. WTM/PS/34/IVD/ID-4/JAN/10 dated January 12, 2010 has restrained Nova Petrochemicals Ltd (PAN: AAACNova Petrochemicals Ltd

31-Dec-09 Norris Medicines Limited [having its Mr. B. N. Thakore [Chairman, Norris Mr. N. J. Patel [Joint Managing DirectoMr. Nimish B. Thakore (in his capacityPositive Healthcare Asia Limited [havIndeen Investment & Agencies PrivateShri Dwarikadish Securities & FinleaEthics Securities & Finlease Private Foundation Securities & Finlease PriMr. Falgun C. Shah Mr. Dharmendra D. Oza

23-Dec-09 SEBI vide its order no WTM/PS/IVD/ID-1/32/09/DEC dated December 23, 2009 has restrained M/s. V. B. Investments (ProprietorM/s. V. B. Investments (Proprietor: ViM/s. Ketan Investment (Proprietor: M

21-Dec-09 Shri Bhadresh Sanghvi

18-Dec-09 Mr. S. K. Jain Fine Agromatics Limited Mr Vipin Kumar OhriMr. Rajinder Kumar OhriMr. Surinder Kumar Ohri Mr. Nirmal Kumar Ohri

19-Nov-09 SEBI vide its consent order no. CO/ID3/1415/306/2009 dated November 19, 2009 has ordered that Shri Viral V Mewada (PAN AFShri Viral V Mewada

2-Dec-09 Mr. Siddharth Srivastava

1-Dec-09 Bhupendra Singh Rathore Leela Surana R Mahasagar Securities Rajesh Kumar Vyas Surana Capital Market

16-Nov-09 SEBI vide its order no. WTM/PS/15/IVD/ID-8/NOV/09 dated November 16, 2009 has prohibited Mr. Vasant Harikishan Bissa (PAN NoMr. Vasant Harikishan Bissa

10-Nov-09 Pyramid Saimira Theatre Limited

30-Oct-09 Mr. Vikarm R. PatelMr. Prakash R. Patel

28-Oct-09 Mr. Mahesh Kumar P. Gandhi

15-Oct-09 Seagull Leafin LimitedMr. Philips AmolikMr. S. R. PujariMr. Rajkumar SharmaMr. Vinodbhai D. Patel

9-Oct-09 SEBI vide its consent order no CO/ID - 3/ 1020/287/2009 dated October 09, 2009 has ordered that Jai Sharefin Limited (PAN NJai Sharefin Limited

1-Oct-09 Universal Media Network LimitedMr. Siddhartha Srivastava Mr. Ashok Kumar MishraMr. Manish PardiwalaMr. Paresh Shantilal ShahMr. P.R.ParasuramGalaxy Television LimitedMBS Investments & Trading Private LSGP Investments Private Limited

2-Sep-09 Shri Ramamurthy Srinivasan (Address

28-Jul-09 Ms. Alka M Pandey Mr. Ravi PandeyMr. Mahesh Natvarlal KothariMs. Anjuben Kothari Mr. Brijesh KothariMs. Dimple KothariMr. Mahendra Pandey

SEBI vide its order no WTM/MSS/ISD/26/09 dated November 10, 2009 has restrained Pyramid Saimira Theatre Limited (PAN No. AAECP0411H) from dealing in securities in any manner whatsoever or accessing the securities market, directly or indirectly, for a period of seven years. The order shall come into force with immediate effect.

SEBI vide its order dated October 15, 2009 has restrained Seagull Leafin Limited (PAN No. AAFCS3157A) and its directors namely, Mr. Philips Amolik, Mr. S. R. Pujari, Mr. Rajkumar Sharma and Mr. Vinodbhai D. Patel from accessing the securities market and also prohibited them from buying, selling or otherwise dealing in the securities market, either directly or indirectly and in any capacity whatsoever, till further orders. This order shall come into force with immediate effect

SEBI vide its consent order no. CO/IVD-8/1477/ 277 /2009 dated September 02, 2009 has ordered that the applicant Shri Ramamurthy Srinivasan (PAN AMHPS2151F) having his address at 25, 1st Floor, Lalitha Naga Colony, West Maredpally, Secundrabad – 500 026 shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years from September 07, 2009.

SEBI vide its ad interim ex-parte order dated July 28, 2009 has restrained the promoters of Alka Securities Limited viz. Ms. Alka M Pandey (Permanent Account Number-AGEPP1076H), Mr. Ravi Pandey (Permanent Account Number AGOPP9246R), Mr. Mahesh Natvarlal Kothari (Permanent Account Number AACPK2951Q), Ms. Anjuben Kothari (Permanent Account Number ALRTK7038C), Mr. Brijesh Kothari (Permanent Account Number AACPK8359C), Ms. Dimple Kothari (Permanent Account Number AKBPK7311D), Mr. Mahendra Pandey (Permanent Account Number AACPP5315K) and Mayuresh Estate Agent from accessing the securities market and further prohibited from buying, selling, dealing in securities in any manner whatsoever, until further orders.

Mayuresh Esatate AgentAlka Securities Limited Mahesh Kothari Shares & Stock BrokeMahesh Kothari Shares & Stock Broke

22-Jul-09 Ashoka Refineries LimitedShri Ashok Kumar AgrawalShri Kailash Chandra AgrawalShri Sudhir DixitShri Shabir MenonShri Harish Verma

25-Jun-09 Kishore JainJayantilal R JainShripal J ShahRajeshkumar P JainPravin Kumar Jain

5-Jun-09 Mr. Mukesh G Konde Mr. Ashok Narayan Waje Mr. Nitesh Ashok JadhavMs. Hetal PatelMr. Rajesh Patel Mr. Chetan Shah Om Associates Bhavani Trading Company

4-Jun-09 Maruti Securities Limited Chandra Financial Services Private LiChandra Financial Services Private LiHSM Financial Services Private LimiteKundan Leasing and Finance Private LJay Investrade Private Limited Shanti Financial Services Private LimiAcme Craft Private Limited Eversight Tradecom Private Limited Beejay Investment & Financial ConsultAlosha Vanijya Private Limited Stupendors Traders Private Limited Ms. Samata Jain Mr. Sudhir Jain Venture Business Advisors Private LiMr. Shyam Sundar Shah Peanence Commercial Private LimitedVSB Investment Private Limited

SEBI vide its consent order no: CO/ID 3/ 243 /2009 dated July 22, 2009 has ordered that the following entities shall not buy, sell or deal in securities, in any manner whatsoever, directly or indirectly, for a period of two years from the date of this order. This consent order shall come into force with immediate effect.

SEBI vide its order no. WTM/MSS/ISD/07/09 dated June 25 2009 in the matter of Pyramid Saimira Theatre Ltd. has restrained Mr. Kishore Jain (PAN No. AAAPJ6114G), Mr. Jayantilal R Jain (PAN No. AAKPR0370C), Mr. Shripal J Shah (PAN No. ABEPS4247E), Mr. Rajeshkumar P Jain (PAN No. AAKPJ9536E) and Mr. Pravin Kumar Jain (PAN No. ACBPJ8397G) from buying, selling or dealing in securities market in any manner whatsoever or accessing the securities market, directly or indirectly, for a period of three years.

SEBI vide its ad interim, ex-parte order no. WTM/KMA/81/ISD/06/2009 dated June 05, 2009 in the matter of RTS Power Corporation Limited has restrained Mr. Mukesh G Konde (Permanent Account Number: AOHPK0210P), Mr. Ashok Narayan Waje (Permanent Account Number: AARPW8396C), Mr. Nitesh Ashok Jadhav (Permanent Account Number: AHIPJ8358D), Ms. Hetal Patel (Permanent Account Number: AQUPP6130E), Mr. Rajesh Patel (Permanent Account Number: AQUPP6874F), Mr. Chetan Shah (Permanent Account Number: AAFPS7527M), Om Associates and Bhavani Trading Company from accessing the securities market and further prohibited them from buying, selling or dealing in securities market, directly or indirectly, till further orders.

Further to SEBI ad interim, ex-parte order no. WTM/KMA/81/ISD/06/2009 dated June 05, 2009, SEBI now vide its order no. WTM/KMA/IVD/154/10/2009 and WTM/KMA/IVD/155/10/2009 dated October 26, 2009 has confirmed the directions issued vide the ad-interim ex-parte order dated June 5, 2009 in the matter of RTS Power Corporation Limited against Mr. Chetan Shah, Mrs. Hetal Patel and Mr. Rajesh Patel.

Further to SEBI ad interim, ex-parte order no. WTM/KMA/81/ISD/06/2009 dated June 05, 2009, SEBI now vide its order no. WTM/KMA/IVD/165/11/2009 dated November 18, 2009 has confirmed the directions issued vide the ad-interim ex-parte order dated June 5, 2009 in the matter of RTS Power Corporation Limited against Mr. Mukesh G. Konde, Mr. Ashok Narayan Waje and Mr. Nitesh Ashok Jadhav.

Further to SEBI ad interim, ex-parte order no. WTM/KMA/81/ISD/06/2009 dated June 05, 2009, SEBI now vide its order no WTM/KMA/IVD/172/11/2009 dated November 27, 2009 has confirmed the directions issued against Om Associates and Bhavani Trading Company in the matter of RTS Power Corporation Limited.

SEBI vide its ad interim ex-parte order no. WTM/KMA/78/ISD/06/2009 dated June 04, 2009 has restrained the following persons/entities from accessing the securities market and further prohibit them from buying, selling or dealing in securities market, directly or indirectly, till further orders.

Rakhi Trading Private Limited Chimming Trading Company Limited Mr. Ashok Kumar Jain Amar Packagings Private Limited Mr. Jay Shirish Maniar Mr. Harsh Shirish Maniar Mr. Harsh Shirish Maniar Mr. Rajendra Kumar Agarwal

28-May-09 Dipak Patel (Citizen of the United StKanaiyalal Baldev PatelAnandkumar Baldevbhai PatelBhoomi Industries

23-Apr-09 Nirmal Narendra KotechaRakesh SharmaRajesh UnnikrishnanManilal Damji Kotecha Veena N KotechaViral Dinesh DoshiKotecha Capital Services Pvt Ltd ( NiNirman Mgt. Services Pvt. Ltd. ( NirmNishwet Mgt. Services Pvt. Ltd. ( NiDeepak ThakkarAmol Anand KokaneDarshan DesaiRajesh Vamanrai JaniRajesh Vamanrai JaniRaju Ghanshyamdas ShahShailesh Jayantilal ShahRajesh Jayantilal ShahBinaben Shaileshkumar ShahNirmal Rohitbhai ShahRitaben Rohitkumar Shah Manishaben Rajeshkumar ShahP.S. Saminathan Nitin GorodiaNimesh H. Chitalia Adino Trading Company Pvt LtdAdino Trading Company Pvt Ltd (DineAdino Trading Company Pvt Ltd (VinoAlfa Chemie Trading Agencies Pvt LtdAlfa Chemie Trading Agencies Pvt LtAlfa Chemie Trading Agencies Pvt LtAlka Diamond

SEBI vide its ad-interim ex-parte order no. WTM/KMA/68/ISD/05/2009 dated May 28, 2009 has directed Dipak Patel (U.S.A Passport No.209189753 ), Portfolio Manager of M/s Passport India Investment (Mauritius) Ltd, Kanaiyalal Baldev Patel (PAN AEWPP1442H ), Anandkumar Baldevbhai Patel (PAN AACFB8866B ) and Bhoomi Industries (PAN AACFB8866B) not to buy, sell or deal in any securities, directly or indirectly till further directions in this regard. SEBI has further directed Dipak Patel to not associate with any FII or sub-account or any registered entity of SEBI till further orders. Also, Kanaiyalal Baldev Patel and Anandkumar Baldevbhai Patel have been directed to deposit the profits amounting to Rs. 1,12,68,659.35 made by him, with the National Stock Exchange of India Ltd (NSE) within 15 days from the date of issue of this order.

SEBI vide its ad interim, ex-parte order dated April 23, 2009, in the matter of Investigation in Pyramid Saimira Theatre Limited, has directed 254 entities not to buy , sell or deal in the securities market including Intial Public Offerings , in any manner, either directly or indirectly, till further directions :

Alka Diamond (Gopal Verma)Alliance Intermediaries & I NetworkAlliance Intermediaries & I Network Alliance Intermediaries & I Network Aman Enterprises (Ganesh Jain)Amar Enterprises (Patel Rakesh RohitAmar Trading Co.(Bhavik H.Shah)Ambe Sales Corporation (OmprakahsaAmol Anand KokaneAmrut Trading Co. (Bhavik Hasmukh Anand MaratheAnchal Properties Pvt LtdAnchal Properties Pvt Ltd (Praveen KuAnchal Properties Pvt Ltd( Dattaram Anjali AkhadeAnkit Enterprises (Parvin Shah)Ankit Kumar PagariyaArvind Kumar SoniArihant Gems (Ankit Kumar Pagariya)Ashok Metal & Tubes (Joshi TarachaAshok Metal CorpAshok Metal Corp (Kishormal B Jain)Ashok Metal Corp (Kiran K Jain)Bafna Exim P LtdBafna Exim P Ltd (Mukesh Jain)Bafna Exim P Ltd(Praveen Kumar JainBagoria Enterprise (Amit Kumar BagoBalajee Diamond (Arvind Kumar SoniBalaji Corporation (Shah Banty DinesBhairav Diamonds (Rajendrakumar M Bhairav Trading Co (Bhivraj B Gujar)Bhakti Trading (Bafna Vinod Kumar)Bhavani Trading Co (Chirag Patel )Binal ShahBoston Agency (Mangalram Shah)Capetown Mercantile Co Pvt (Pankaj JChandan Gems (Umesh Nemchand BuChandu KhimavatChokni Dani Resort Chokni Dani Resort (Hukumchand JaiClassic Enterprises (Jignesh AmrutbhaCrown Metal India (Shah Suresh P )D Amit Kumar (Amit Kumar S. SonethDada Trading CoDada Trading Co (Sanjay Rai)

Dada Trading Co (Rambharos Yadav)Darshan Trading Co.(Sourabh RajendrDarshana Corporation (Shah ManglarDatapro (Hemal H. Gandhi Huf)Deep Enterprise (Deepak Bhatevara)Deepak Steel Centre (Ranmal J BhansaDelux Metal Corporation (Chauhan HaDevam Impex Pvt LtdDevam Impex Pvt Ltd (Piyush Dand)Dhanlaxmi Tubes And Metal (RajukumDiamond Export Hukmichand Jain )Dinesh Kumar M GuptaDoshi Trading Co. (Jagdish R Doshi)Edex Production And Broadcasting PvEdex Production And Broadcasting Pvt Ekta Shares And SecuritiesFaststone Trading Co Pvt LtdFaststone Trading Co Pvt Ltd (Pankaj Ferro N Alloys (Sohanlal S. Bishnoi)Foremost Merchandise Foremost Merchandise (Dinesh KumaFunke Heat Exchanger India (Peter FGanesh Trading Co (Deepak D WagheGautam Kumar BhansaliGayatri Gems (Ratan Kumar Agrawal)Genus Commu Trade LimitedGenus Commu Trade Limited (Virag PGenus Commu Trade Limited (Hitesh Hare Krishna Export (Sonu Bafna)Hari Om Trading Co.(Apnesh RangnatHarish Metal & Tubes (Harish S Jain)Hema Trading Co Pvt LtdHema Trading Co Pvt Ltd (Vasudeo SoHetal Rajesh PatelHi-Class Diamond Exports P LtdHi-Class Diamond Exports P Ltd (PraHi-Class Diamond Exports P Ltd(SanjHoney InternationalHoney International (Omprakash ShriImpex Sales Corpn (Manglaram Shah Indian Corpn.(Jafarbhai Danavala)J H Chitalia & Co.J H Chitalia & Co. (Janak HarkinshandaJ P Enterprises (Pankaj Kumar Jain)Jagat Enterprise (Jignesh A.Patel)

Janak Metal India (Vishnoi Mangilal R)Javda India Impex LtdJavda India Impex Ltd (Ramesh JavdaJay Ambe Marbles (Suresh Jain)Jodharam BishnoiJpk Trading I Pvt LtdJpk Trading I Pvt Ltd (Manish Jain)Jyoti Enterprises (Rakesh Kumar Sen)Kalash Diam (Pawankumar S Tiwari)Kalash Diamonds (Pawan Kumar TiwarKalpana Corporation (Kalpana A ShahKalyan Kirti International (ManglaraKamal DiamondsKamal Diamonds (Sonu Bafna)Kamal Diamonds (Kamlesh DhammanKamlesh DhammaniKanak Impex (Mahendra Jain)Kanchan Impex (Sushil Mehta)Kastbhanjandev DevelopersKastbhanjandev Developers (AshwinbhKastbhanjandev Developers (BipinchaKeshariya Diam Pvt Ltd Keshariya Diam Pvt Ltd (Vijay NarendKeshariya Diam Pvt Ltd (Pawankumar Keshav Impex (Anil Chokhara)Khushi Corporation (Prem Prakash TaiKirti Enterprises (Prem Prakash TailorKohinoor Investment (Amol Anand KoKotsons Impex Pvt. Ltd.Kotsons Impex Pvt. Ltd. ( Dharmendra Kotsons Impex Pvt. Ltd. (ChandramKrina Gems (Kamlesh Shah)Kunal Gems (Ashok Ratan Soni)Kush Hindustan EntKush Hindustan Ent (Ajay Dixit)Kush International (Ramesh Verma)Kush International (Ramesh Javda)Lanka Diam (Ganpat P Bhadirke)Larsen Exports (Laxmanchand Jain)Leena Gems (Rajesh Zaveri)Lexus Infotech LtdLexus Infotech Ltd (Rose Padbidri)Love Khush (Jodharam Bishnoi)Luxury Trading Co.Luxury Trading Co. ( Sanjay Rai)

Luxury Trading Co. (Ram Bharos YadM G Corporation (Nandalal G Nagpal M M Diamond P LtdM M Diamond P Ltd (Mahesh PyarelalMahak Impex (Mohanlal Jain (Huf))Mahalaxmi Corp. (Ashwin Patel)Mahavir Corporation (Bafna Vinod KuMahendra JainManan Trading Pvt LtdManan Trading Pvt Ltd (Jitendra K JainManan Trading Pvt Ltd (Rajendra RanManan Trading Pvt Ltd (Prakash Jain)Manish Enterprises (Ramu Pema GujjMann Impex (Bhagwan Singh)Manoj KumarMaster Surveyors & Contractors (SurMatrix Exports (Vasant Kumar P )Maulik Diamonds (Dilkush Babel)Maya Jewels Pvt LtdMaya Jewels Pvt Ltd (Mahendra Amritla Maya Jewels Pvt Ltd (Vikram Amritlal Maya Jewels Pvt Ltd (Girish Amritlal JaMeet Corporation (Aashish Mahawar)Megha Traders (Deshraj Jat)Mihir Agencies P LtdMihir Agencies P Ltd (Mukesh ChokshiMihir Agencies P Ltd (Jayesh Sampat)Milan Gems (Manoj Kumar Mehta)Mohanlal B JainMohit International (Nilesh Parmar)Mukta International (Rakesh H Jain)N R Securities (Amol Anand Kokane)Natasha Enterprise (Rose Padbidri)Navkar Trading Co (Ashish Jain)Navkar Trading Co (Ramu Gujjar)Neer Traders Neer Traders (Geeta Jadhav)Neer Traders (Hukmichand Jain)New Planet Trading Co Ltd New Planet Trading Co Ltd (VirendraNew Planet Trading Co Ltd (Rose PaddNew Wave MercantilecompanyNew Wave Mercantilecompany (AvinaNigam Vinod ShahNirmal Enterprises (Sharma Sanjay Ma

Om Associates (Kantilal Samelaji PuroOm Corporation (Chirag Patel) Om Corporation (Shantilal Prajapat)Omega Petro Plast (Suryaji K Bhonde)Orbit Gems (Vinit Jain)Ostwal Trading I Pvt LtdOstwal Trading I Pvt Ltd (Manish Jain) P R Diamonds (Narayan Lal Sharma)Padmavati Metal & Alloys (Jain SuresParas Gems (Ratankumar D Agarwal)Parasmani Tubes Pvt LtdParasmani Tubes Pvt Ltd (Vohera PiyPattani Yogesh BPrachi Gems (Rajendra K Ranka)Pritesh A PatelPriyansh Exports (Jitendra Kumar JainProficient Infra P LtdProficient Infra P Ltd (Ashok Jain)Pushpa Diam Pvt LtdPushpa Diam Pvt Ltd (Dulraj Jain )Pushpa Diam Pvt Ltd (Ashok Jain)R B Traders (Ravi Kumar Jain)R K Traders (Jafarbhai Danavala)R S Enterprises R S Enterprises (Ratankumar AgarwalR S Enterprises (Sunil Kumar AgarwaRaghukul Diam Pvt Ltd Raghukul Diam Pvt Ltd (Nirmal Jain)Raghukul Diam Pvt Ltd ( Sanjay TiwarRaghunandan Rayons LtdRaghunandan Rayons Ltd (UttamchanRaj Alloys And Steel Pvt LtdRaj Alloys And Steel Pvt Ltd (RajkumarRaj Alloys And Steel Pvt Ltd ( Nitin ShRaj Diamonds (Pankaj Singhi)Raj Ratna Jewellers (Nirmal K BhavsarRaj Traders (Avichal Soni)Rajesh JainRajesh PamechaRajesh Vamanrai JaniRajkamal Steel (Bafna Vinod Kumar)Raju G ShahRakhi Gems (Vipul Sharma)Ratan Enterprises (Oatmal Purohit)Ratan Exports (Yogesh Kumar Sanche

Ravi Enterprises (Babulal Jain)Ravi Exports (Ravi Prakash Jain )Realgold Trading Co. Pvt Ltd (Nilesh Reliant Metal Corporation (RajpurohitRenisha Impex Pvt Ltd Renisha Impex Pvt Ltd (Dinesh Jain )Renisha Impex Pvt Ltd (Dulraj Jain)Riddhi Siddhi Multitrade LtdRiddhi Siddhi Multitrade Ltd (Pankaj JRidham Enterprises (Rajkumar AgrawRohit Trading Co. (Kamal Thakur)Roop Impex (Dulraj U Jain)Rukhmani Gems (Rajesh Jain)S K Impex (Mahendrakumar Bishnoi)Sagar Trading Co (Shah Suresh P )Sahara Impex (India) (Vastupal M. JaiSahil Jewel (Poonam Jain)Sai Krupa Trading (Navratan S Jain)Sai Leela Trading Pvt LtdSai Leela Trading Pvt Ltd ( Vijay SurSai Leela Trading Pvt Ltd (Nitin ArjunSandeep Steel Industries (Babulal K BSanjivani Enviro Protection LtdSanjivani Enviro Protection Ltd ( VireSanjivani Enviro Protection Ltd (JitenSanjivani Enviro Protection Ltd (VasuSanskar Trading Co (Ganapat Lal)Sapna Diamond (Sushil Mehta)Sarita Diamonds ('Jitender Jain)Sbj Trading Pvt LtdSbj Trading Pvt Ltd (Manish Jain)Sbj Trading Pvt Ltd(Praveen Jain)Shakti Trading Co (Bafna Vinod KumaShankeshwar Traders Pvt Ltd Shankeshwar Traders Pvt Ltd (JavarilShiyon Enterprise (Chandrakant PatelShree Earth Movers & Land DevelopeShree Export (Ashok Shrishrimal)Shree Forge Industries (Babulal K BisShree Ramdev Metal (Okharam RamshShri Ganesh Gems (Sukhpal Prajapat)Shubh Trading Co Shubh Trading Co (Lalaram Gujar)Shubham Exports (Gautam Kumar BhaSiddham Exports (Jafarbhai Danaval

Sigma Tours & Travels (Kamal B ThakSimi Impex (Sandeep S Rathore)Sonal Gems Trading P LtdSonal Gems Trading P Ltd (HukmichanSonal Gems Trading P Ltd ( Geeta JaSoundarya Granite & Marble (Suresh JStar Enterprises (Pawan Tarachand JaStar Gems (Bhagirathi Puhan)Su Jewels Exim Private Limited (ErstwSu Jewels Exim Private Limited (ErstwSu Jewels Exim Private Limited (ErstwSunblink Trading And Invt LtdSunblink Trading And Invt Ltd (SandeSunblink Trading And Invt Ltd (RajeSunchan Securities LtdSunchan Securities Ltd (Sunil Mansi Sunchan Securities Ltd (Kanchan MaSuper Gold Tradin Co Pvt LtdSuper Gold Tradin Co Pvt Ltd ( GeetaSuper Gold Tradin Co Pvt Ltd (HukumSupre Gold Traders (Geeta Jadhav)Swastik Diam Pvt LtdSwastik Diam Pvt Ltd (Dulraj Jain )Swastik Diam Pvt Ltd (Dinesh Jain)Tamanna Gem (Ghevarchand B PameTarachand Bhoorchand JainTritop Trading Pvt LtdTritop Trading Pvt Ltd (Bhaskar UbareU M Exports (Mahesh Mehta)U P Mercantile Credit Sahakari LtdU P Mercantile Credit Sahakari Ltd ( U P Mercantile Credit Sahakari Ltd (DU P Mercantile Credit Sahakari Ltd (VUma ExportUma Export (Umakant Muduli)Umesh BunthUniversal Traders (Bhagirathi Puhan)Valiant Metal (Kanungo Piyush)Vanguard Jewels LimitedVanguard Jewels Limited (Uma KansarVijaylaxmi Corpn. (Mukesh Choksi)Vimal Diamond (Vimal Jain)Vinod Kumar BafnaVirat Stainless India (Ram Milan Pal)Viren Trade Agency (Praful Parshott

Vishnulene Synthetics Private LimiteVishnulene Synthetics Private LimiteVishnulene Synthetics Private LimitedYash V Jewels LtdYash V Jewels Ltd (Jayant Kansara)Yashraj Enterprise (Sukhraj TarachandM/s. Shah Trading Company (Proprieto

20-Apr-09 GHCL LtdAltar Investment P LtdAntarctica Investment Pvt LtdAnurag Trading Leasing And InvestmArchana Trading And Investment ComCarissa Investment LtdComosum Investment Pvt LtdDalmia Housing Finance LtdDear Investment Pvt LtdIlac Investment Pvt LtdLovely Investment Pvt Ltd Sanjay Dalmia- Non Executive ChairRavi Shanker Jalan- Managing DirectoBhuwneshwar Mishra- Company Secre

31-Mar-09 Mr. Dilip.S.Pendse Mrs.Anuradha.S.PendseM/S Nalini Properties Private Limited

31-Mar-09 SEBI vide its consent order no. CO/ IVD-8 /1914/190/2009 dated March 31, 2009 has directed the applicant Harsha S Jhaveri (Harsha S Jhaveri

19-Mar-09 SEBI vide its consent order no.CO/IVD-6/ 1036 /178/2009 dated March 19, 2009 has ordered that the applicant shall not buy, Shri Mahesh M Shah

1-Mar-09 SEBI vide its order no.CO/ISD/162/2009 dated February 10, 2009 has debarred Sugandh Estates & Investments Pvt. Ltd. (PAN Sugandh Estates & Investments Pvt. LParag P. JhaveriKamal P. Jhaveri Ambuja Estates & Holdings Pvt. Ltd

20-Feb-09 SEBI vide its order dated February 20, 2009 has restrained Parsoli Corporation Limited, its whole time directors namely Mr. ZParsoli Corporation Limited

Mr.Zafar Saershwala Mr.Uves Sareshwal

30-Jan-09 M/S. Sunchan Securities Limited Mr. Sunil Mansinghani Mrs. Kanchan Mansinghani Mr. Riyaz Ismail Shaikh

SEBI vide its ad interim, ex-parte order no. WTM/KMA/53/ISD/09 dated April 20, 2009 in the matter of GHCL Ltd has directed GHCL Ltd, its promoter entities, Sanjay Dalmia, Chairman, Ravi Shanker Jalan, Managing Director, Bhuwneshwar Mishra, Company Secretary of GHCL Ltd. not to buy, sell or deal in the securities market until further orders.

SEBI vide its consent order no.WTM/KMA/IVD/50/03/2009 dated March 31, 2009 has restrain Mr. Dilip.S.Pendse (PAN:AALPP9719M), Mrs.Anuradha.S.Pendse (PAN:AAIPP2794G) and M/s Nalini Properties Private Limited (PAN:AAACN9514F), in respect of their dealing in the shares of Tata Finance Limited (TFL), from accessing the securities market and further prohibited from buying, selling or otherwise dealing or associating with the securities market in any manner and in any capacity whatsoever for a period five years with immediate effect.

SEBI vide an ad interim ex-parte order no WTM/MSS/MIRSD/DPS-I/160/09 dated January 30, 2009 has directed that the broker M/s. Sunchan Securities Limited (PAN- AAFCS8953A), its directors viz.

27-Jan-09 M/s.Hakeem Auto Ltd

21-Jan-09 This has reference to SEBI consent order no CO/IVD-ID-8/1590/AO/SD/ 05/2009 dated January 21, 2009. The applicant FakhruddFakhruddin T Moiyadi

14-Jan-09 Shri Shirish C. ShahShri Baban Sonate, Chandrika V Pandya, Platinum Finvest Pvt Ltd., Shri Sayyad Qader YusufShri S Shaktishravana Mahek Consultants

13-Jan-09 M/S. Shri Parshwa Finance (Address:M/S. Shri Parshwa Finance (Address :Shri Mahendra A. Shah (Address : 40

13-Jan-09 Triumph International Finance India M/S. Dsq Biotech Ltd. (Address) : “ShShri Dinesh Dalmia (Chairman), (AddreShri K. Gopalakrishnan (Managing Dir

Shri M G Anant Kumar (Executive DirecShri S Ganapathy Subramanium (AddresShri P S Balasubramanium (Address : “Shri Vasudev Subanthore (Address : “SM/S. Dsq Holdings Ltd. (Address : 40Powerflow Holdings And Trading Pvt. Hulda Properties And Trades Ltd. (AdCooltex Commodities Pvt. Ltd. (AddresBerral Trading & Investment Co. Pvt. Arun Polymers (P) Ltd. And (Address : Aspolight Barter (Address : 17, , Armi

31-Dec-08 Websity Infosys LimitedLunar Finance LimitedYare Engineering Private LimitedYashodanandan Investment Private LChakradhara Holdings Private LimiteDevkinandan Holdings Private LimiteMurliwala Holdings Private LimitedSunraj Software Private LimitedEcho Chemicals Private LimitedEmerald Housing & Constructions PrivTeknik Digital Systems Private LimiteM/S. Jai Shankar Investment Private L

This has reference to SEBI consent order no CO/IVD-ID-8/1606/AO/SD/ 07/2009 dated January 27, 2009. The applicant M/s Hakeem Auto Limited has undertaken voluntary debarment from buying, selling or otherwise dealing in securities marker directly or indirectly for a period of three years. This order shall come into force with immediate effect.

SEBI vide its order no WTM/TCN/168/IVD1/JAN/2009 dated January 14, 2009, in the matter of Database Finance Ltd., has restrained and prohibited, the following entities –

SEBI vide its order no WTM/TCN/145/IVD3/Jan/2009 for M/s. Shri Parshwa Finance and WTM/TCN/147/IVD3/Jan/2009 for Shri Mahendra A Shah dated January 13, 2009, in the matter of M/s Sawaca Communications Ltd., has inter-alia directed as under –

SEBI vide its orders no WTM/TCN/140/IVD3/Jan/09 and WTM/TCN/ID-3/144/Jan/2009 dated January 13, 2009, in the matter of DSQ Biotech Limited, has directed that the following entities shall not access the securities market, or buy, sell or deal in securities in any manner whatsoever, directly or indirectly for a period of ten years (and five years for Triumph International Finance India Limited, after setting off period of debarment already undergone): -

SEBI vide its order no. WTM/KMA/IVD-NRO/26/12/2008 dated December 31, 2008 has prohibited Websity Infosys Ltd and its Directors and various other entities along with its Directors, in the matter of Websity Infosys Ltd., from buying, selling or dealing in securities in any manner either directly or indirectly for a period of five years :

Luxury Foams LimitedTms Boards & Industries Private LimiCookfast Foods Private LimitedEcono Commercial Evaluators PrivateAjay Roadways Private LimitedCastle Builders Private LimitedDilli Soaps & Chemicals Private LimitRai Commercial Private LimitedCmc Marketing Private LimitedMr. S.L. MalooMr.R.K. Agarwal Mr. M. C. Maloo Mr. S.C. Sethia Mr. K. K. Agarwal Mr. Sunil Agarwal Mr. D.D.MangerMr. Ashutosh SharmaMr.Digambar MandalMr M. C.Chhajer Mr. Jaswant SainiMr. M.M. MiglaniMr. Rajiv Sharma (Partner M/S Rajiv

31-Dec-08 Babiben Mafatlal BhansaliRajnikant Mafatlal BhansaliJyotshna Rajnikant BhansaliVishal Rajnikant BhansaliRiki Rajnikant BhansaliPiyush Mafatlal BhansaliBeenaben Piyushkumar BhansaliYogesh Mafatlal BhansaliPurviben Yogeshkumar Bhansali Piyush Mafatlal Bhansali HufYogesh Mafatlal Bhansali HufRajnikant Mafatlal Bhansali HufFairy Vishal BhansaliMafatlal Kalidas Bhansali Huf

22-Dec-08 SEBI vide its consent order no.CO/IVD-6/ 1031 /134/2008 dated December 22, 2008 has ordered that the applicant shall not buShri Santosh Gayakwad

17-Dec-08 Somani Cement Company Ltd. Mr.Bimlesh Kumar MishraMr.A K Singh

12-Dec-08 Shri Rajkumar Chainrai Basantani (A

SEBI vide its order no. WTM/MSS/ISD/146/08 dated December 31, 2008 has restrained the following noticees from buying, selling or otherwise dealing in securities in whatsoever manner, directly or indirectly, either on their own account or on account of any other person, for a period of 3 years from the date of this Order :

SEBI vide its order no. WTM/MSS/IVD/139/0 dated December 17, 2008 has restrained the following entities, in the matter of Somani Cement Company Ltd., from buying, selling or dealing in securities in whatsoever manner or accessing the securities market, directly or indirectly, in any manner, as follows:

SEBI vide its order no.s WTM/TCN/91/IVD3/DEC/08, WTM/TCN/92/ID3/DEC/2008 & WTM/TCN/93/ID3/DEC/2008 dated December 12, 2008 has debarred the following individuals/entities from accessing the securities market and prohibited them from buying, selling or dealing in securities, either directly or indirectly, in the matter of Soundcraft Industries Limited

Panna Agrofine Pvt.LtdJaitra Estate Developers Pvt. Ltd.Born Free Finance Pvt. Ltd.Bharat H Jain (Dp Id In301071 Bo IdM/S.Jain Investment (Prop.Ramila JaiAsmita R Shah (Dp Id In 300095 Bo IAms Finance & Securities Ltd

24-Nov-08 SEBI vide its order no.WTM/MSS/IVD/110/08 dated November 24, 2008 has restrained Shri Ashish Kaushikbhai Shah (PAN – ASCPShir Ashish Kaushikbhai Shah

23-Oct-08 Shri Minesh Patel (Proprietor - Miral Shri Piyush Jhaveri (Proprietor - ShriShri. Tushar A MajmudarSmt Rena A MajmudarSmt Rima T. Majmudar

13-Oct-08 Vargin Finance Pvt. Ltd. (Vfpl )(Addr

8-Oct-08 M/S. Top Telemedia Limited M/S. Top Media Entertainment Limite

22-Sep-08 Sh. Akhileshwar Kumar Sinha S/O LateSh. Sanjay Kumar Mishra S/O Sh. B.K.Sh. Sankar Mondal S/O Late G. MondaSh. Dipak Kumar Basu Mallik S/O LateSh. Santosh Kumar Srivastava S/O LaSh. Saibal Pal S/O Sh C R PalSh. Akhileshwar Kumar Sinha S/O LateSh. Sanjay Kumar Mishra S/O Sh. R.K.Sh. Sankar Mondal S/O Late G. MondaSh. Dipak Kumar Basu Mallik S/O LateSh. Santosh Kumar Srivastava S/O LaShri K Sai Ram S/O K ChannayyaShri Rajiv Dutta S/O Late S.B. Dutta

17-Sep-08 SEBI, has vide its order no.WTM/TCN/40/CIS/Sept/08 dated September 17, 2008, restrained PGF Ltd. (formerly known as PearlsPgf Ltd.Nirmal S Bhangoo S/O Shri Gurdial SiBalbir Singh, Avtar Singh Mavi, Gurjant SinghHarchand SinghBasawa SinghRakesh Kant Sayal S/O Shri Amrit LalPraveen Gupta S/O Shri Rattan Lal G

SEBI has passed orders no. WTM/TCN/59/IVD 2/Oct/08, WTM/TCN/60/IVD/Oct/08 and WTM/TCN/61/IVD2/Oct/08 dated October 23, 2008 against the following entities and have restrained them from accessing the securities market and prohibited from buying, selling or otherwise dealing in securities in any manner whatsoever, whether directly or indirectly –

SEBI vide its order no.WTM/TCN/53/ID3/OCT/2008 dated October 13, 2008 has directed that Vargin Finance Pvt. Ltd. (VFPL) shall not access the capital market, or buy, sell or deal in securities in any manner directly or indirectly for a period of three years from date of this order, for its role and dealings in the scrip of Design Auto Systems Ltd. (DASL).

SEBI has passed consent orders no. CO/ID-6/1027/64/2008, CO/ID-7/1026/65/2008 & CO/ID-7/1028/66/2008 dated October 08, 2008 on the applications submitted by M/s. Top Telemedia Limited and M/s. Top Media Entertainment Limited in the matter of Top Telemedia Limited and Top Media Entertainment Limited. Accordingly, it is ordered that the applicants shall not buy, sell or deal in securities in any manner whatsoever or access securities market directly or indirectly for a period of 3 years from the date of this order

SEBI has vide order no. WTM / TCN/44/SEPT/CIS/ 2008 dated September 22, 2008 debarred Save Earth Herbs Ltd. (SEHL), its promoters/directors/managers/persons-in-charge of the business of its schemes, whose names are mentioned in the annexure from operating in accessing the capital market for a period of 5 years.

Vishwanath Attri S/O Shri Kashmiri LaVidya Sagar Puri S/O Late Shri AmarnNirmal Singh Bhangoo S/O Shri GurdiNirmal Singh Chahal S/O Bachan SinJugal Kishore Mahajan S/O Shri ParmAshok Kumar Vig S/O Sub.Chunni Lal VPrem SethRc JoshiMathew AlexanderS K GaurS Bhattacharya Mahendra PatwaBk Kalia

6-Jun-08 Shree Rama Multi Tech Ltd (Address Sharad Chhotabhai Patel

5-Jun-08 M/S. Krishna Filaments (Address : M/S. Krishna Filaments (Address : BShri K.K.Agarwal (Krishna Kumar AgaShri K.K.Agarwal (Krishna Kumar AgarwShri O.P.Agarwal (Om Prakash AgarwaShri O.P.Agarwal (Om Prakash AgarwalShri S.K. Agarwal (Sharad Kumar AgaShri S.K. Agarwal (Sharad Kumar AgarM/S. Krishna Vinyl Limited (Address M/S. Krishna Vinyl Limited (Address

28-Mar-08 M/S. Bellary Steels & Alloys (Address

Mr S Madhav (Managing Director: BellaMrs S Parvathy (Address : Director, BelMr Ram Narayan Pandey (Director, BellaM/S. S. N. Finance Ltd, (Address : No.Shri G. H. Patil, (Director, M/S. S. Shri V. R.Gundannavar, (Director, M/Shri P S Murali (Director: M/S. S. N.Shri S. Harikrishna, (Director: M/S. M/S. Kodiganti Investments Ltd And IShri R Ranganathan, (Director, M/s. KShri K C Kondaiah, (Director, M/s. KoMrs K Meenakshi (W/o. Mr. KC KondiahM/S Panchaloha Hotel P Ltd And Its Di

3-Mar-08 G.N JohariShri Anand K. Johari

SEBI vide its order WTM/TCN/ID-3/14/JUNE/2008 Shree Rama Multi-Tech Limited be restrained from accessing the securities market and prohibited from buying, selling or dealing in securities, directly or indirectly, for a period of 5 years. The period of debarment already undergone by the company shall be set-off from the period of debarment as directed herein above.

SEBI has passed order no. WTM/TCN/ID3/13/JUNE/2008 dated June 05, 2008 in the matter of Krishna Filaments Limited and has directed the following –

SEBI vide its order WTM/TCN/SRO/92/03/2008 dated March 28, 2008 in the matter of Bellary Steels and Alloys Ltd has issued the following directions:

SEBI vide its order No. WTM/VKC/ID-7/ 147 /2008 dated March 03, 2008 in the matter of Cyberspace Ltd. has restrained, G.N Johari ,Shri Anand K. Johari, M/s. Rosewood Tradelink Pvt. Ltd., Pradeepak Finance Manufacturing and Consultancy Services Pvt. Ltd., Shivam Multi Services Ltd., Amit Inter Chemicals Ltd., Sipra Education Career Foundation P. Ltd., CalculusSoft-Tel Pvt. Ltd. (PAN No. AABCC4638A), Nucleus Soft-Tel Pvt. Ltd., Octopus Soft-Tel Pvt. Ltd. (PAN No. AAAC03954A), Kamarao Plastique Pvt. Ltd., Shreeji Investments (Propriator, Rohit Shah – PAN No ACQPS3067D), Arihant Investments (PAN No. ACAPG9128M), Kamal Infosys Ltd. (PAN No.AAACK37C), Country Informtech Services Pvt. Ltd., Tirupati Share Registry P. Ltd., A. M. Johari & Co., Delta Investments, Pradeep Gupta (PAN No. AAAPG7628N), Sangeeta Gupta, Mahesh Mistry, Ramesh C. Shah (PAN No. ASGPS2943G), Pratik R Shah (PAN No. AMZPS4045G), Harshad Murlidhar Shah, Ashok Ramchandani, Rajendra Mehta (PAN No. AFDPM8874L), Chetan Patel (PAN No. APKPP4966K), Rajnikant Shah, Chandresh Mehta (PAN No. AFEPM7700E), Anand Nathani (PAN No. AEGPN2947F), Gaurav Shah (PAN No. AFHPS7243F), Vandana Srivastav, Shri Girish Malik, Shri Tarun Malik, Ms Sunita Malik (PAN No. ABAPM8899C), Sanjai Kumar Verma, Shri Amarendra Kumar Srivastava, Rajeev Kumar Negia and Ajay Prakash (PAN No. ABMPP2578H) from accessing the securities market and prohibited them from associating with securities market to buy, sell or deal in securities in any manner for a period of 5 years.

M/S. Rosewood Tradelink Pvt. LtdPradeepak Finance Manufacturing AndShivam Multi Services Ltd.Amit Inter Chemicals Ltd.Sipra Education Career Foundation P.Calculussoft-Tel Pvt. LtdNucleus Soft-Tel Pvt. LtdOctopus Soft-Tel Pvt. Ltd. Kamarao Plastique Pvt. Ltd.Shreeji Investments (Proprietor- RohiArihant InvestmentsKamal Infosys Ltd.Country Informtech Services Pvt. Ltd.Tirupati Share Registry P. Ltd.A.M. Johari & Co.,Delta InvestmentsPradeep Gupta Sangeeta GuptaMahesh MistryRamesh C. Shah Pratik R Shah Harshad Murlidhar ShahAshok RamchandaniRajendra Mehta Chetan PatelRajnikant ShahChandresh Mehta Anand Nathani Gaurav Shah Vandana SrivastavShri Girish MalikShri Tarun MalikMs Sunita Malik Sanjai Kumar VermaShri Amarendra Kumar SrivastavaRajeev Kumar Negia Ajay Prakash Shri Arvind Johari

11-Jan-08 Dr. Anjali Beke

27-Dec-07 Murali Nair (Address : 108-B, Vardha

27-Nov-07 SEBI vide its order WTM/TCN/ 67/11/DIL/2007 dated November 27, 2007, has restrained Simplex Holdings Ltd and its directorsM/S Simplex Holdings Ltd

SEBI vide its order WTM/VKC/ ID5/119/08 dated January 11, 2008 in the matter of Shri D.S. Pendse, Mrs. Anuradha Pendse, Dr. Anjali Beke, M/s Nalini Properties Pvt. Ltd in the scrip of M/s Tata Finance Ltd., has restrained Shri D.S. Pendse (PAN No: AALPP9719M), Mrs Anuradha Pendse (PAN No: AAIPP2794G), M/s Nalini Properties Pvt. Ltd. (PAN No: AAACN9514F), Dr. Anjali Beke (PAN No: AABPB0701C) from accessing the securities market and also prohibited them from buying, selling or otherwise dealing or associating with the securities market in any manner whatsoever, for a period of five years.

SEBI vide its order TCN/71/IVD-3/12/07 dated December 27, 2007 in the matter of investigation into dealings in the scrip Design Auto Systems Ltd., has restrained Mr. Murali Nair from accessing the capital market, or buying, selling, dealing in securities in any manner directly or indirectly for a period of six years from date of this order.

Shri P. Dinakaran Shri Amulya Mandal Captain Mahindran

12-Nov-07 Shri Ketan V. ParekhShri Kartik K. Parekh Classic Credit Ltd.Panther Fincap And Management ServiLuminant Investment Pvt. Ltd. Chitrakut Computers Pvt. Ltd. (Now CSaimangal Investrade Ltd. Classic Infin Ltd.Panther Investrade Ltd.Goldfish Computers Pvt. Ltd. Nakashtra Pvt. Ltd Triumph International Finance India LTriumph Securities Ltd.Nh Securities Ltd.

22-Oct-07 SEBI vide its order WTM/GA/34/IVD/10/07 dated October 22, 2007 in the matter of dealings of Coverage & Consultants Ltd. in tCoverage & Consultants LtdShri Sharad GujrathiShri B.L. Joshi Shri Narendra Chouhan

18-Oct-07 SEBI vide its order WTM/TCN/ERO/64/10/2007 dated October 18, 2007, has directed Shree Vaishnavi Dyeing & Printing Limited aShree Vaishnavi Dyeing & Printing LiShri Vijay Kumar AgarwalShri Shashikant Kanoria Shri Bhagwati Prasad KanoriaShri Suresh PatelShri Rajendra Kumar KanoriaShri Brij Kumar Poddar Shri Ram Gopal Mundra Shri Zulfikar Ali Kagzi Shri Yakub K. Mulla Shri Nizzamudin J. Saiyed

16-Oct-07Padmini Technologies Ltd.,Shri Vivek Nagpal, Chairman And ManAnkur Cultivators Pvt. Ltd.,

Iris Infrastructurals Pvt. Ltd.,

R C Gupta & Co. Pvt. Ltd.,

SEBI vide its order WTM/TCN/ 66 /ID2/11/2007 dated November 12, 2007:

SEBI vide its order dated October 16,2007 in exercise of the powers under sections 19 and 11B of Securities and Exchange Board of IndiaAct, 1992 read with regulation 11 of Securities and Exchange Board ofIndia (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulation, 2003 hereby restrain Shonkh Technologies International Ltd. Padmini Technologies Ltd., Shri Vivek Nagpal, Chairman and Managing Director of Padmini Technologies Ltd. Ankur Cultivators Pvt. Ltd., M/s Advance Hovercrafts and Composites (India) Ltd., Mikona Impex and Traders Pvt. Ltd. Iris Infrastructurals Pvt. Ltd.,Churuwala Exports Pvt. Ltd., R C Gupta & Co. Pvt. Ltd., Sadashiv Securities Pvt. Ltd., Sanyo Finance Pvt. Ltd., Saral Website and EximPvt. Ltd., Zodiac.com Pvt. Ltd.( now known as Zodiac .Com Solutions Pvt. Ltd.), Spectrum.com Pvt. Ltd., Noted Infotech Pvt. Ltd., DKG Buildcon Pvt. Ltd., Moneygrowth Finance and Consultants Pvt. Ltd. (now known as Moneygrowth Investment and Consultants Pvt. Ltd.), Shamit Finvest Pvt. Ltd., Shri Mukesh Gupta, Shri Baldev Raj, Baldev Harish Electrical Pvt. Ltd., FNS Consultants Pvt. Ltd., Rajkar Electricals and Electronics Ltd., Harpal Associates Pvt. Ltd. Ms. Simmy Gupta, and M/s Atromax International Ltd, from accessing the securities market for a period of five years. Further they are also prohibited from buying, selling or dealing in securities either directly or indirectly for a period of five years.Shonkh Technologies International Ltd (Address : 6, Apollo House, 1st Floor,

M/S Advance Hovercrafts And Composites (India) Ltd., (Address : KNS Business CentreMikona Impex And Traders Pvt. Ltd. (Address : 1/7184, Shivaji Park

Churuwala Exports Pvt. Ltd (Address : Shop No.2-3 1/3184, Shivaji Park

Zodiac.Com Pvt. Ltd.( Now Known As Z

Dkg Buildcon Pvt. Ltd.,Moneygrowth Finance And Consultants

20-Sep-07 SEBI vide its ad interim ex-parte order WTM/VKC/IVD-8/98/07 dated September 20, 2007 in the matter of M/s Vijay Textiles Ltd anShri Jalaj Batra

3-Sep-07 M/S. Mega Millennium Investment Pvt.M/S Mega Millennium Securities Pvt.Lt

7-Sep-07 SEBI Ad-interim ex-parte order dt.07/09/2007 in the matter of KSL & Industries Ltd and Jaybharat Textile & Real Estate Ltd EDCEdc Securities LtdJayshree Petrochemicals Pvt.LtdNitish NayakAvery Procon Pvt.LtdAxon Realpro Private LtdMdgna Developers Pvt.Ltd

27-Aug-07 M/S. Gujarat Texspin Limited (Address : 25Shri Taufik Haji Gaffar (Director, Guj Shri Tarik Haji Gaffar ( Director, GuShri Jivrajbhai M Patel (Director, GuShri Mukund Krishnaswami Rao ( DirectM/S. Ferrari Textiles Private Limited Shri Tohid Hazi Gaffar ( Director, FerShri Atul Ratilal Shah (Address : 10Shri Neerav Bhagat Proprietor Of M/S.

31-Mar-07 M/S All Seasons Hotels Pvt. LtdM/S Bhagwandas SagarmalM/S Bllumenfield Ltd.M/S Cama Enterprises Pvt. Ltd.M/S Cherry Marketing Pvt. Ltd

Sadashiv Securities Pvt. Ltd., (Address : No.19, Sanyo Finance Pvt. Ltd., (Address : 31, Central MarketSaral Website And Eximpvt. Ltd., (Address : 202, A J Chambers

Spectrum.Com Pvt. Ltd., (Address : D-322, Nawada Housing ComplexNoted Infotech Pvt. Ltd. (Address : 2022, A J Chambers

Shamit Finvest Pvt. Ltd (Address : C/11, New Rising Sun,Shri Mukesh Gupta (Address : 5/841, G-2Shri Baldev Raj (Address : R-1/32, Vijay Vihar,Baldev Harish Electrical Pvt. Ltd (Address : WZ 480/1, Tyagi Market,Fns Consultants Pvt. Ltd. (Address : A-22A, Rajkar Electricals And Electronics Ltd. (Address : 50/12, Harpal Associates Pvt. Ltd (Address : 824, Tagore Market,Ms. Simmy Gupta, (Address : 919, M/S Atromax International Ltd (Address : 289, Kucha Ghashi Ram,

SEBI vide its interim ex-parte order WTM/VKC/MIRSD/DPS-I/96/07 dated September 3, 2007, has directed that the following entities shall not buy, sell or deal in securities in any manner whatsoever either for themselves or for their clients :

SEBI vide its order WTM/TCN/ID3/58/08/2007 dated August 27, 2007 in the matter of M/s Gujarat Texspin Limited, has directed that M/s. Gujarat Texspin Limited and its directors Shri Taufik Haji Gaffar, Shri Tarik Haji Gaffar, Shri Jivrajbhai M Patel and Shri Mukund Krishnaswami Rao, M/s. Ferrari Textiles Private Limited and its director, Shri Tohid Hazi Gaffar, Shri Atul Ratilal Shah and Shri Neerav Bhagat, proprietor of M/s. D. K. Consultancy be restrained from dealing in securities market in any manner for a period of five (5) years.

SEBI vide its order dated March 31, 2007 in the matter of Padmini Technologies Ltd. against preferential allottees and their associates has inter-alia directed as under:

M/S Churuwala Exports Pvt. LtdM/S Contessa Commercial Co. Pvt LtdM/S Cross Country Export Pvt. LtdM/S Dkg Buildcon Pvt. Ltd.M/S H T Ferro Pvt. Ltd.M/S Hermonite Consultants Pvt. LtdM/S Hermonite Surgicals Pvt. LtdM/S Iris Infrastructurals Pvt. LtdM/S Jiwansagar Promoters Pvt. LtdM/S Jp Promoters Pvt. Ltd.M/S Mikona Impex Traders Pvt. LtdM/S Mudra Capital Services Pvt LtdM/S Prakash Kumar Damani (HUF)M/S Rn Dye Chem Pvt. Ltd.M/S Royal Bengal Exports Pvt.Ltd.M/S Savara Tie-Up Pvt.Ltd.M/S Zinga Chemicals Pvt. Ltd.Ms.Indu GuptaShri Alok KhetanShri Anil KishorepuriaShri Anurag GuptaShri Arun GoenkaShri Ashok SoodShri Bijay Kumar KishorepuriaShri Dk GuptaShri Himangshu BhadraShri Jitenra AgarwalShri Kishen GoenkaShri Navneet KumarShri P. Ratna RaoShri Pradeep Kumar GuptaShri Prakash Kumar Damani,Shri Pramod Kumar KishorepuriaShri Raj Kumar KishorepuriaShri S ChaterjeeShri Sajjan Kumar KishorepuriaShri Sandeep KumarShri Sandeep Kumar GuptaShri Sanjay Kumar GuptaShri Sanjeev BeriwalShri Shiv Prasad AgarwalShri Sunil KishorepuriaShri Sunil Kumar KishorepuriaShri Umesh GoenkaShri Vinay Bansal

Shri Vinod KumarSmt.Kiran Devi AgarwalVB Impex Pvt. Ltd.

6-Mar-07 Bonanza Biotech LtdShri Sharad GujrathiShri Amit PatelShri Rakesh Pandya Aneriwala Smt. Druma Vaghela Shri Arvind Vaswani Shri Manish G

6-Mar-07 Design Auto Systems Ltd. (Address : Shri Sarvesh Garg(Address :Address Smt. Rita Garg, Shri Prashant Rajgarhia (Address : EShri Rajendra Tare (Address : E -97,

27-Feb-07 Highway Users Centres (India) Ltd.PromotersDirectorsManagersPerson in charge of business of its s

22-Feb-07 Shri Shadilal ChopraVikram Kumar Jain

Shri Sachin Jain

31-Jan-07 Padmini Technologies LimitedShri Vivek NagpalShri Vishnu Sarup GuptaShri Praveen Kumar Jain

19-Jan-07 Shri Anirudh SethiThe Business Name “Stock Market Na

27-Apr-06 Ms.Himani N PatelMr.Dhaval A MehtaKamal P Jhaveri

SEBI vide its order WTM/GA/156/IVD/3/07 dated March 06, 2007 in the matter of dealings of Bonanza Biotech Ltd in the scrip of Design Auto Systems Ltd has inter-alia directed that Bonanza Biotech Ltd and its directors, namely Shri Sharad Gujrathi, Shri Amit Patel, Shri Rakesh Pandya, Smt. Druma Vaghela, Shri Arvind Vaswani and Shri Manish Ganeriwala shall not access the capital market, or buy, sell or deal in securities in any manner, directly or indirectly (except to the extent mentioned in the order) for a period of seven years from date of this order

SEBI vide its order dated March 06, 2007 direct Design Auto Systems Ltd. (DASL) and its

SEBI vide its order dated February 27, 2007 has directeded M/s Highway Users’ Centres (India) Limited, to wind up its existing collective investment scheme(s) and refund the money collected by it under the scheme(s) with returns which are due to the investors as per the terms of offer within a period of one month from the date of this order, failing which the following actions would follow:

SEBI vide its order WTM/GA/147/ISD/2/07 Dated February 22, 2007, has prohibited certain entities from buying, selling or dealing in securities of Atlanta Ltd, directly or indirectly, till further directions in this regard.

SEBI vide its order WTM/GA/129/NRO/1/07 dated January 31, 2007 has prohibited Padmini Technologies Ltd. and its whole time directors viz. Shri Vivek Nagpal, Shri Vishnu Sarup Gupta and Shri Praveen Kumar Jain from associating with the capital market related activities including buying and selling and dealing in securities directly or indirectly and also from accessing the capital market in any capacity whatsoever and associating with any of the intermediary in the capital market for a period of five years

SEBI has by way of ex-parte order inter-alia directed Shri Anirudh Sethi and the business name “Stock Market Navigator”(SMN) to cease and desist from giving investment advice to clients including any recommendations containing company specific news which amounts to violation of Regulation 4(1) read with Regulation 2(1)(c)(5) and Regulation 4(2)(k) and 4(2)(r) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003.

The following entities who appear to be key operators in various IPOs during the years 2003 to 2005, are directed not to buy, sell or deal in the securities market including in IPOs, directly or indirectly, till further directions:Further to SEBI ad interim ex-parte orders dated January 12, 2006 and April 27, 2006, SEBI now vide its order no. WTM/MSS/ISD/98/2011 (copy attached) dated May 23, 2011 has issued the following directions:

Parag P JhaveriSugandh Estates And Investments PvtAmbuja Estate And Holdings Pvt LtdDushyant Natwarlal DalalPuloma Dushyant DalalBhanuprasad Dipakkumar TrivediRoopalben Nareshbhai Panchal

Arjav Nareshbhai Panchal

Purshottam Budhwani

Mr. Biren Kantilal ShahDevangi Dipakbhai Panchal

Chandrakant Amratlal ParekhPratik Mafatlal ShahWelvet Financial Advisers Pvt LtdJayesh P. Khandwala-HUF Mr. Jayesh P. Khandwala Excell Multitech LimitedZenet Software LimitedTauras Infosys LtdSeer Finlease Private Ltd.Devangi Dipakbhai PanchalDipak Jashvantlal PanchalBhargav Ranchhodlal PanchalHina Bhargav PanchalJayantilal JitmalUmang R ShahSujal Leasing And Finance Pvt Ltd.Masat Texturising And Twisting PrivatWelvet Financial Advisers Pvt LtdParag P JhaveriPatel RajeshkumarArth Stockbroking Pvt.Ltd.Rasila NatwarlalNatwarlal ThakordasRajkumar JainJayprakash GirdharilalNiranjan GirdharilalGurmukhdas Rameshkumar GiyamalaChirag Jayendrakumar ShahAjay Kumar GuptaAshmi Financial Consultancy Pvt LtdKarvy Stock Broking Limited

1-Feb-06 Bellary Steels And Alloys Ltd.Mr. S Madhav,

"The company and its directors, namely Mr. S MADHAV, MRS. S PARVATI, MR. RAM NAIN PANDEY AND MR. G J PRASAD are prohibited from accessing the capital market or dealing in securities, in any manner, directly or indirectly, till further orders in this regard by SEBI.M/s S N Finance Ltd., M/s Kodiganti Investments Ltd., and its directors and Mrs. K Meenakshi and M/s Panchaloha Hotel P Ltd., and its Directors are prohibited from accessing capital market or dealing in securities, in any manner, directly or indirectly, till further orders in this regard by SEBI.

Mrs. S Parvati, Mr. Ram Nain Pandey,Mr. G J Prasad (Address : C/o. IFCI L

24-Jan-06 Amar Adhav - Tel No. 56546666Umesh Choukekar - Tel No. 5654666Deepak Todkar - Tel No. 56546666Deepak Narvekar - Tel No. 56546666New Leader Trading Co Pvt. Ltd.- TelFineline Mercantile Co. Pvt. Ltd. - TeRightstar Trading Co. Ltd. - Tel No. Santosh Pawar - Tel No. 56546666Rajkishore Singh - Tel No. 56546668Sharpline Trading Co. Pvt. Ltd. - TelInterlink Financial Services Ltd.Ritedeal Trading Co. Pvt. Ltd. - Tel Stockholm Mercantile Co. Pvt. Ltd. - Sandeep Kadam - Tel No. 56546669Jayesh Waghela - Tel No. 56546669"

13-Jan-06 Jermyn Llc

12-Jan-06 Ms. Roopalben Nareshbhai Panchal

Sugandh Estates & Investments P LtdShri Purshottam Ghanshyam BudhwaZenet Software Ltd.Tauras Infosys Ltd.Rajan Vasudev DapkiBhargav Ranchhodlal Panchal

Jayantilal JitmalSeer Finlease Pvt. Ltd.Excell Multitech Ltd.Devangi Dipakbhai Panchal

Hasmukhlal N. VoraWelvet Financial Advisors Pvt. Ltd.Jayesh P Khandwala HufGuatam N JhaveriShilpa Rajan DapkiDipak Jashvantlal Panchal

Hina Bhargav Panchal

Bhanuprasad Dipakkumar TrivediSujal Leasing Pvt. LtdDushyant Natwarlal Dalal

"SEBI vide its order dated January 24, 2006 regarding matter of Millennium Cybertech Ltd, has prohibited following clients from buying , selling or dealing in securities in any manner either directly or indirectly, till further directions in this regard.

SEBI directs that the restriction imposed on Jermyn LLC by SEBI vide communication dated November 30, 2005 be continued and further restrain Jermyn LLC from accessing the Indian securities market and from buying, selling and dealing in securities in the Indian market.

"SEBI vide its order dated January 12, 2006 regarding matter of Infrastructure Development Finance Company Ltd. (IPO), has directed the following entities not to buy, sell or deal in the securities market, directly or indirectly, till further directions:i. Ms. Roopalben Nareshbhai Panchal

Puloma Dushyant DalalAmadhi Investments Ltd.Ritaben R ThakkarVinod ModhaKelan Atulbhai DoshiJitendra LalwaniLok Prakashan Ltd.Bahubali Shantilal ShahSmruti Shreyans ShahShreyans Shantilal ShahDharmesh Bhupendra MBiren Kantilal ShahSuresh Bhikha VasavaJaveri GautambhaiJay Shah

15-Dec-05 Ms. Roopalben Nareshbhai PanchalDevangi Dipakbhai PanchalSeer Finlease P.Ltd.Excell Multitech Ltd.Zenet Software Ltd.Tauras Infosys Ltd.Rajan Vasudev DapkiBarghav Panchal (Huf)Jayantilal JitmalSugandh Estates And Investments PvtSujal Leasing And Finance P Ltd.Ritaben R ThakkarVeenaben Y Thakkar

29-Nov-05 Karuna Cables LtdMahendra C. Shah, Sanjay B Shah, Ceetee Trading And Leasing Pvt. LtdRichtone Fintrade & Investment Pvt. L Vinayak Trimbak Sarkhot, Bipin Shah, Bhavana Bipin Shah, Vintel Securities Pvt LtdAjit Suryavanshi, New Leader Trading Co. Pvt. Ltd., Umesh Choukekar, Dattu Shitole, Vijay Suryavanshi

SEBI vide order dated December 15, 2005 has directed following entities not to buy, sell or deal in the shares of Yes Bank Ltd. and in other ensuing IPOs, directly or indirectly, till further directions.:

SEBI vide order dated 29-Nov-205 has directed - "Promoters of the company viz, Mahendra C. Shah, Hasu M Shah, Mit Shah, Akshat Shah, Kirti C. Shah, Jaswant C. Shah, Sanjay B Shah, Ceetee Trading and Leasing Pvt. Ltd and the non-executive independent directors of the company N. S. Rangnath, C. V. V. Prasad and Pavankumar Sanwarmal are hereby directed not to buy, sell or deal in securities of Karuna Cables Ltd, directly or indirectly, till further directions in this regard

5-Oct-05 Ind Tra Deco Ltd.. Viz. Dimpale Chirag Shah, Patel Bankim Jagdishchandra, Chirag Vadilal Shah, Jay Shah And Dipak Kumar Chandrakant ShahGalaxy Broking Ltd,

28-Sep-05 SEBI vide order dated 28-Sep-05 in the matter of IFSL ltd. (formerly Interlink Financial Services Ltd). has directed - a) Jay ShJay ShahPilot Credit Capital Ltd

15-Sep-05 M/S. Mci Securities Pvt. Ltd.Shri Ashit V. ShahShri Manish V. Shah

30-Sep-04 Promoters Of Kolar Biotech Ltd. And

10-Sep-04 Shri Krishna Hullatti (alias) Hullatti Krishna B (alias) Krishnaraj, proprietor of M/s Matrix Web, having his address at No.9 Shri Krishna Hullatti (Alias) Hullatti

9-Sep-04 M/S. Dsq Software Limited And Shri Dinesh Dalmia, Director

5-May-04 The Order dated 3rd April 2003 was confirmed and direct that Shri S. K. Jain be restrained from accessing the securities maShri Shubh Karan Jain, Trade Name : S

2-Jan-04 M/S Max Portfolios (Address : 9, SyedShri Sanjeev Kapoor (Address : C/o M/

2-Jan-04 Delta Alliance Financial Services (AShri Rajeev Kapoor (Address : C/o De

"(a) The following promoters and directors of Ind tra deco Ltd.. viz. Praful K Rokadia, Shri Dipal P Rokadia, Kaushika P Rokadia, Pradeep R Shroff, Uma A Shah and Arvind M Shah shall not buy, sell or deal in securities of Ind Tra Deco Ltd., directly or indirectly, till further directions in this regard;

M/s. MCI Securities Pvt. Ltd., M/s Maneklal Chunilal Investments Pvt. Ltd. and their directors namely Shri Ashit V. Shah, Shri Manish V. Shah, Shri Vipin M. Shah, Ms. Daksha V. Shah & H. V. Shah not to buy, sell or deal in securities in any manner whatsoever either for themselves or for their clients till further orders are passed by SEBI in this regard.

The entities (being either promoters, directors, major shareholders of these companies or major sellers in the scrips during the period of investigations by BSE and the entities related to them, for details please refer sebi order at www.sebi.gov.in) has been directed not to buy, sell or deal in any other manner the shares of Kolar Biotech Ltd. Soundcraft Industries Ltd. and Adam Comsof Ltd. till the investigations are completed. During the said period, the entities shall not buy, sell or transfer, pledge or dispose off or deal in any other manner in the shares of these companies, directly or indirectly. This has reference to ad interim ex-parte Order dated September 30, 2004 and confirmatory order

"1. Shri Dinesh Dalmia has been prohibited from buying, selling or otherwise dealing in securities in any manner, directly or indirectly, for a period of 10 years and is also prohibited from holding any office of responsibility in a company/entity or other institution associated with the securities market for a period of 10 years.

SEBI has restrained M/s Max Portfolios and its proprietor Shri Sanjeev Kapoor from buying, selling and dealing in the securities market in any manner directly and indirectly and from accepting any loans or deposits intended for share markets from the public till further orders.

SEBI has directed Delta Alliance financial Services and its proprietor Shri Rajeev Kapoor to cease and desist from acting as an unregistered portfolio manager and from accepting deposits from and managing the portfolio of the investors and also from publishing any advertisement luring the investors to invest in securities market. Delta Alliance financial Services and its proprietor Shri Rajeev Kapoor has also been directed that the entity be restrained from buying, selling or dealing in securities market in any manner, directly or indirectly, with immediate effect until further orders.

PAN Period

Not Provided 1 Year 4-Apr-12

ACUPR5574J 2 years 16-Mar-12

ADTPJ0210B Till further directions 9-Mar-12AAUPJ8953B Till further directions

AAEPP0670K 1 year 5-Mar-12AKFPM7895Q 1 yearAAEPS0940F 1 yearNot Provided 1 yearNot Provided 1 yearNot Provided 1 year

Not Provided 6 months 1-Mar-12

Not Provided 1 year 1-Mar-12Not Provided 1 yearNot Provided 1 yearNot Provided 1 yearNot Provided 1 yearNot Provided 1 yearNot Provided 1 year

ACTPT8377N Not Mentioned 29-Feb-12

ABJPJ7168G 2 years 22-Feb-12ACIPS5821R 2 yearsBCXPS5337Q 2 yearsBIVPS8509M 2 yearsADAPJ5993J 2 yearsABMPB3581C 2 yearsAAQPS0917G 2 yearsNot Provided 2 years

NSE Circular No.

Date of NSE circular

NSE/INVG/20487

NSE/INVG/20303

NSE/INVG/20246

NSE/INVG/20205

NSE/INVG/20183

NSE/INVG/20179

NSE/INVG/20163

NSE/INVG/20084

Not Provided 2 years

AAMPV2743B 1 year 21-Feb-12AHEPA6359D 1 yearAABCG4615P 1 yearAAACL1812G 1 yearAADPA7922L 1 year

AFEPM7700E 1 year 25-Jan-12AAPPS7703R 1 year 27-Jan-12

Not provided 6 months 25-Jan-12ABLPA2819H 6 monthsAHNPP6355K 6 monthsNot provided 6 months

AAACH3967N 6 months 6-Jan-129-Jan-12

till further further dir 28-Dec-11

AACCP9321Q 29-Dec-11AAHPG5646F

AAHPG5647EAAHPG5643AAAHPG5644HACMPM1421DAECPS1626L

AAEPM8187AAACPG1306P

AABCP4155FAAECS3863QAAACR9125J

AAACW2298KAAECM7892FAABCJ0346EAAFCP1778AAAECC0376J

AACCJ3884GAAACE5567B

NSE/INVG/20066

NSE/INVG/19886NSE/INVG/19891

NSE/INVG/19884

NSE/INVG/19768NSE/INVG/19770

ISIN: INE457L01011 NSE/INVG/19685

NSE/INVG/19690

AALCS5917JAAACW8578NAABCA6770D

AAECP4278LAAOCS2721FAABCF1808PAACCN8730DAACCV6426E

AABCL5709KAABCJ9074FAAFCM8822NAAECP8118PAACCJ0675M

AADCC6173CAAFCM4704RAAECR9403R

AAACN2708B

AAJCS4155NAALCS4533NAABCA8192KAMBPS7345H

AGSPA4234CAEXPA2254FALBPB0397FAHBPC3244QAAIPU7781LACVPJ4002G

BYOPS3032FCDUPS3949HAAIPM2574MAAIPU9119LAKHPP3737A

Address: J/103 Sumer Nagar Bldg. no 2, Near Flyover, Kora Kendra, S V Road, Borivali west, Mumbai – 400 092

AAPPS4210H

ACQPA6162KAHGPD3335EAPFPS6547G

BQWPS9380LAAFPS3093NAZCPS7890MBRDPS0549FAMMPA3562F

AGKPM3175AALSPM2060PAKWPT5980AAGCPG2079HAABPT0544K

AEYPJ0106NALKPP3875HBKUPS0030H

ACSPJ7433J

AHBPT0464BABGPK4008DAPXPM4576PAQFPB6163NAFKPM1166L

AGSPP9141MAAIPS6508FBLIPS6490NAFWPD8709CADRPM7626G

BDDPK9588CAACPM9995QAWMPS8452J

AAWPL8433G 

Father's Name: Satyanarayan Agarwal; Date of Birth: 26/11/1963; Address: B-209, NEW NANDANVAN APT., NAVGHAR ROAD, BHAYANDER

AMWPS5089FANQPM3772J

ADCPJ2044GATXPS6514MABJPK6269R

AAPPS4209N

AWZPS6008B

AGUPJ5709MAFKPJ0712MAHGPS8752A

AHKPB6972FAAACI7325PAAACI7325PATAPK6144LALIPK4206D

ACJPN2798KAFOPD6957QALHPC0682LAAMCS6544GAQHPB1458N

AYRPP4350MAAECR3349C

Father's Name: KALI BANERJEE; Date of Birth: 19/11/1960; Address: 40/4,BANERJEE

Father's Name: BANARSI LAL AGARWAL; Date of Birth: 05/01/1947; Address: SHREE TAMA,FLAT 4D/4E, S.D.TOWERS,, PRAFULLA KANAN(WEST),KESTOPUR,

BFYPS4464NBLZPS6412HAABCO1577E

BLEPS0813BAQOPP1860DAADCB3010DAABCR2313MADRPD6905F

AECPB8148QADEPB3749AACCPS0065PAIGPS3833BAQGPS1313N

AWIPP1581HANLPR5585PALHPD4695CAACCB5249HABOPP5995Q

BENPP0217EAANCS1864QARTPP1341BAKSPC3392HAACCT4796M

AACCT4796MABJPJ3116CABTPJ8056DABTPJ8112GABTPJ8166C

ABJPJ3148GAABPB8773GABTPJ9846MAALPJ1084GACQPJ1281L

AABCG1300KAAMPG4546MAIWPS3413RAIXPS6956JAACPG7986K

AABCP6609ABCBPS0882EAFEPJ3659PBCVPS8077FAAACM8214F

AACCK5762CAAEPZ5077G

AADCP3224DABMPB3580DAABCT4191R

AADCS8020QAACCV2325AAAMCS0280MAEBPT5559AAODPK8005J

AAEPK3216CAABCD8147KAABCD8146JAAACW2150NAKYPP6342E

AFWPD6568DAKNPP8099HAGDPK4812F

ADMPR5359L

AFGPM8060DALZPS2887DABFPS9096NABQPM1176LAHNPM4221B

BNQPK5210EBIUPS7078DAAACO9540LABIPN2653DACNPN2800J

AECPS3296QAAIPS0065MACTPP2402LAAFPR1521AAAACF6005D

AAECP8434EAABCB8175BAHYPB7406QAFCPB5056JAIVPM0122A

AACCB5316P ISIN: INE650L01011

AIXPK2530QAABPA2410KAAJPM6407EAGGPA0436L

AAAHG2470A 1 year 26-Dec-11ACRPJ9758K

AACCM4957HAACCA3263G

RS Investments (Address as provided by SEBI- C/o Sanjay Gupta, 22-Prakashdeep building, Near Delhi Medical Association Hall, Ansari road, Daryagunj,New Delhi - 110 002 AND C/o Sanjay Gupta, C/o, Ramesh Paper Mart, 913/17 Mela ram market, Chawri Bajar, Delhi - 110 006 )

AAACO2790A 3 months 19-Oct-11AAACH0524KAABCV0925H

AAFPD1588H 6 months 17-Oct-1118-Oct-11

AAAHV8230K 2years 5-Oct-11

AABCI9518D Till further directions 21-Sep-11AAECM5148A 22-Sep-11AACCK8021E 12-Oct-11AAJCS8622A 2-Jan-12NotProvided 4-Jan-12AAACB4324K 17-Jan-12AAACO3597K 30-Jan-12AABCA6702FACRPP5552HAAACJ8850C

ACFPM2816F Till further directions 30-Aug-11ADOPM4398N NSE/INVG/20485 4-Apr-12AHNPV2981P

AAIPD4286B 2 years 4-Aug-11

Address: 56 Osgood street, Andover, MA 0181, United States America. ( Passport No. P USA 448486811)

NSE/INVG/19661

AABPS3909F

NSE/INVG/19180

NSE/INVG/19149NSE/INVG/19157

NSE/INVG/19065

NSE/INVG/18930NSE/INVG/18932NSE/INVG/19115NSE/INVG/19718NSE/INVG/19740NSE/INVG/19828NSE/INVG/19909

NSE/INVG/18761

NSE/INVG/18528

AAACH2481B 2 years 15-Sep-11AACCS3880M 2 years 27-Sep-11Not provided 6 months

Not provided till such time the sa 21-Jul-11Not provided 6 years (The period of debarment already undergone in terms of the orders dated September 29, 2005 and February 01, 2006 of SEBI passed in the matter shall be taken into account while computing the said period of six years)Not provided 6 years (The period of debarment already undergone in terms of the orders dated September 29, 2005 and February 01, 2006 of SEBI passed in the matter shall be taken into account while computing the said period of six years)Not provided 6 years (The period of debarment already undergone in terms of the orders dated September 29, 2005 and February 01, 2006 of SEBI passed in the matter shall be taken into account while computing the said period of six years)

Not provided 2 months 20-Jul-11Not provided 2 monthsNot provided 2 monthsNot provided 1 monthNot provided 1 monthNot provided 1 monthNot provided 1 month

Not provided 1 month 19-Jul-11Not providedNot providedNot providedNot providedNot providedNot provided

AAACE0833A till all the pending 6-Jul-11Not provided

AACCA5695G period of 1 year from 29-Jun-11AFMPM1006PADEPA7521K

AACCA5744Q period of 2 years from 22-Jun-11ACQPJ7823E period of 2 years from the date of this consent orderAABCP5702G period of 1 year from the date of this consent order

AAQHS1190F Till further directions 27-May-11ACEPM8838L 31-May-11ACOPM6377N 28-Mar-12AABPK7614HAIVPM4384JAJOPG3159MAEMPJ7329BAGCPJ7776QAADPG7990C

NSE/INVG/18884NSE/INVG/18978

NSE/INVG/18412

NSE/INVG/18397

NSE/INVG/18391

NSE/INVG/18293

NSE/INVG/18227

NSE/INVG/18144

NSE/INVG/17902NSE/INVG/17922NSE/INVG/20420

AGDPN4597QALNPR6798QAFEPP9056JABQPM3248MBJCPS6572HAACPJ0602MAAFHV6824AAAJHP7271FAAVPR5584RAPRPM5075MABPPH6308A

ASHPS5235Q 1 year 26-May-11

Not provided till all the pending 26-May-11Not providedNot providedAPNPP0158C

Not provided 1 year 18-May-11

ADIPJ1942R 6 months 11-May-11ABJPJ7168GAKGPP0643JNot provided

AAACJ7576M 6 months with effect 4-May-11

AGSPP8131B 1 year 3-May-115-May-11

AATPB0088L 2 years 3-May-11ACWPJ6285C

Not provided 6 months 3-May-11Not provided

Not provided 1 year 3-May-11Not providedNot provided

AHRPB9035G Till further orders 21-Apr-11

ABXPN6447Q 2 years 18-Apr-11ACFPN0276Q 3 years

NSE/INVG/17885

NSE/INVG/17879

NSE/INVG/17805

NSE/INVG/17761

NSE/INVG/17679

NSE/INVG/17675NSE/INVG/17698

NSE/INVG/17656

NSE/INVG/17655

NSE/INVG/17654

NSE/INVG/17566

NSE/INVG/17525

Not provided till all pending inve 8-Apr-11Not providedNot providedNot provided

Not provided till all the pending 8-Apr-11Not provided 2-May-11Not providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedAAACD4124FNot providedACVPG1176ANot providedNot providedAAACD4127G

Not provided 2 years from March 3 7-Apr-11AAKPG5304PAAKPG7836N

ACIPG0873D 6 months from March 16-Mar-11

AEMPG4315C Till further directions 3-Feb-11AKGPP8679N 8-Jul-11ALHPP3489NBLNPS3316LAAZPT9542RANOPS8607EAJHPG6989JABYPT4984HAFMPJ7543LAAACG1483AAFPPC9703GAZXPS0694JBRSPS0294NAGQPB7879LAZCPS9537PAADCR0099J

NSE/INVG/17470

NSE/INVG/17469NSE/INVG/17638

NSE/INVG/17465

NSE/INVG/17253

NSE/INVG/16912NSE/INVG/18319

AAACB1655RAAUPW9971AAGEPS0157LAAHHS5122GARJPP6330QAPGPP6166FAHNPG0002CASQPP5072MARTPP9101BASNPP5381NAOJPP8746BASNPP5380PAKCPG0247RAKCPG0246QAFVPP7625LANNPM6298AALZPB5747MALHPB9175DAAAPO2421PACVPH5913NAZGPK7183FAKFPB9350BAOVPP9130K

AAPPM2122C 6 months 20-Jan-11

AFCPJ6154R 6 months 20-Jan-11

AABCK0655R 1 year 17-Jan-11AAQPJ4257L

ADAPJ5993J 1 year 14-Jan-11

AACCR7446Q shall not make invest 14-Jan-11AADPA3703D shall not make investments in listed securities in the secondary market (other than mutual fund) until December 2011AAEPS8573L shall not make investments in listed securities in the secondary market (other than mutual fund) until December 2011ACCPG6620N shall not make investments in listed securities in the secondary market (other than mutual fund) until December 2011ACXPJ5133G shall not make investments in listed securities in the secondary market (other than mutual fund) until December 2011ACVPC9985D shall not make investments in listed securities in the secondary market (other than mutual fund) until December 2011AABCR7656P shall not make investments in listed securities in the secondary market (other than mutual fund) until December 2012

ABHPS7396D from buying, selling o 23-Dec-10AAXPU0535F from buying, selling or dealing in securities in any manner whatsoever or accessing the securities market, directly or indirectly, and from being a director of any listed company for a period of five years from the date of this Order.

NSE/INVG/16819

NSE/INVG/16812

NSE/INVG/16782

NSE/INVG/16778

NSE/INVG/16772

NSE/INVG/16597

AAAPV5475G the term of debarment 20-Dec-10AACPV2737MAGPPK5224RAAPPK5842DNot providedAABPP6994KAABPP6990PNot providedAABPT3923C

Not provided 16-Dec-10Not provided 19-Jan-11Not provided 27-Jun-11Not providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot provided

Not provided restrained from access 13-Dec-10Not provided 11-Feb-11Not provided 25-Feb-11Not providedNot providedNot providedNot providedNot providedNot providedNot providedABAPJ2869BNot providedAAACN6794KNot providedNot providedNot providedNot providedNot provided

Not provided Till all the pending 8-Dec-10AAIPS6243F 21-Feb-11AAIPS6247B 25-Feb-11

NSE/INVG/16568

restrained from accessing the securities market and further prohibited them from buying, selling or otherwise dealing in securities, directly or indirectly, till all the pending investor grievances against the Company are resolved and the same is reported to and confirmed by the Securities and Exchange Board of India.NSE/INVG/16545NSE/INVG/16810NSE/INVG/18186

NSE/INVG/16514NSE/INVG/16988NSE/INVG/17091

NSE/INVG/16482NSE/INVG/17044NSE/INVG/17091

ABIPS5836KNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedAJNPD4014BNot provided

AFNPD2805C restrained from access 2-Dec-10AACCA6091Q restrained from access 23-Mar-11AADCA7725J restrained from access 19-Jul-11AACCG2601E restrained from access 16-Mar-12AAACI5518C restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAACCP7995G restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAHSPD6986H restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAAZPD2714P restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAAICS7352N restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAACCT1775G restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAABCC0899F restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAACCC8722E restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAACCD4249H restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAAACF9807H restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAABCF1407E restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAABCM8245K restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAAECP3304K restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAABCP9780E restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAADCR3600D restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAAECS4656B restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAAKCS0981P restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsAAACW2222R restrained from accessing the securities market and further prohibited from buying, selling or dealing in securities in any manner whatsoever, till further directionsACHPM5764C directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directions

NSE/INVG/16436NSE/INVG/17325NSE/INVG/18394NSE/INVG/20307

AAAHB8633E directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAACCK5953H directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAABCL0873C directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAAHL2224F directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsACGPM0657D directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAFXPM4524R directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsACGPM0665D directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAAHN6253N directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAJCS0291D directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsACGPM0659P directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAACCT2473R directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAFFC0147D directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAABCC1808J directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAFPS0667J directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAAHH1062F directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAACK8222H directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAGPS9693B directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAGPS9692A directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAFHM0519R directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAADPS0903R directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAAPR5522N directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAAPR5520Q directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAAPR5521R directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAAHV1442H directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAABCG6334M directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAACK2257N directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAACW2876K directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAACW0036H directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAACW2877J directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAAACW0488M directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directionsAALPK9933F directed not to buy, sell or deal in the securities of their own companies and their listed group companies, in any manner whatsoever, till further directions

ABKPP0621P 3 years 24-Nov-10ABHPP6987B 5 years 10-Dec-10

AAACA8545R 1 year 28-Oct-10AAGPJ4259EAAGPJ4260RAGCPM0147LAAIPJ5196JNot providedAFBPJ9301DASOPB7742EAAACA7209C

NSE/INVG/16387NSE/INVG/16500

NSE/INVG/16166

AABCC8971A Till further orders 11-Oct-10ALOPK4231E 1-Jun-11AIQPK7501G 30-Mar-12

ALVPK4980H 1 year 4-Oct-10

AAACP3045P 14 yrs effective fro 24-Sep-10AAACL0834A 14 yrs effective from December 12, 2003AABCC4018N 14 yrs effective from December 12, 2003AABCS4255R 14 yrs effective from December 12, 2003AAACT2152P 5 yrs effective from November 12, 2007AAACS7140Q 5 yrs effective from November 12, 2007Not provided 5 yrs effective from September 23, 2010

Not provided 2 years 16-Aug-10Not provided

AAACW0750G 1 year from August 1 16-Aug-10

ACIPS6614E 1 year 30-Jul-10

AABCE0969L period of five years f 16-Jul-10AABPR0690J 6 months from July 1 29-Jul-10AANPT7127L 6 months from July 15, 2010ABVPS5896C 6 months from July 15, 2010

ACUPR5573R 2 years 29-Jul-10Not providedAVMPS6287LNot providedAEBPG9442FNot provided

AABCP9030F 7 years 27-Jul-10ANYPS8494DAOFPS5856M

AABCP9030F 6 months 23-Jul-10

Not provided 2 years 20-Jul-10

AAAPC6030G 2 years 20-Jul-10AHUPP6300KAPOPS5722AAAQPS0917G

NSE/INVG/15978NSE/INVG/17940NSE/INVG/20454

NSE/INVG/15897

NSE/INVG/15815

NSE/INVG/15471

NSE/INVG/15470

NSE/INVG/15340

NSE/INVG/15226NSE/INVG/15326

NSE/INVG/15323

NSE/INVG/15301

NSE/INVG/15277

NSE/INVG/15250

NSE/INVG/15249

ACFPS7005L 3 years 20-Jul-10

Not provided 2 years 16-Jul-10Not provided

Not provided 1 year 16-Jul-10Not providedNot providedNot providedNot provided

AAFPW4227N 2 years 15-Jul-10

ADJPP9973F Till such time they d 6-Jul-10Not providedAFYPS6658FNot provided

AVTPS5216N Till further directions 24-Jun-1019-Jul-1121-Feb-12

AABPK0356Q Till further orders 18-Jun-10AAVPS8908EAAAHR3188QAABPM4190QAHKPM9167B

AAAPV5475G 1 year 11-May-10AACPV2737M 13-Sep-10AGPPK5224RAAPPK5842DNot providedAABPP6994KAABPP6990PNot providedAABPT3923C

AHKPA9361R Four years and six m 30-Apr-10AAHHA4605A 11-May-10AAPPA5680D

AACCP0431B 2 years 8-Apr-10

NSE/INVG/15248

NSE/INVG/15232

NSE/INVG/15231

NSE/INVG/15218

NSE/INVG/15146

NSE/INVG/15049NSE/INVG/18386NSE/INVG/20060

NSE/INVG/15016

NSE/INVG/14754NSE/INVG/15713

NSE/INVG/14695NSE/INVG/14760

NSE/INVG/14538

Not available 2 years 29-Mar-10

AAACJ5959L Till further orders 13-Mar-10AIBPD9829P 16-Dec-10Not providedAGMPD8768JNot providedNot providedANWPD9977EATMPP6578PAQNPP1369GNot providedNot providedABAPN5330PNot providedNot providedNot providedNot providedNot providedNot providedNot providedAMHPS5372AAADCB2320GAAGCA5310EAABCI4237MAAGCA2390GNot providedAABPT2949QAACPT3436BNot providedAABPT2950RAAEPT9212DAALPM9050F

AEGPS5807M 3 years 9-Mar-10Not provided 1 year

AAACZ1383L Till further directions 8-Mar-10AADCA9872E 13-Mar-10AAACC2276M 26-Mar-12AABCC2176KAABCC7400LAABCG8591LAABCG1089RAAACS9998N

NSE/INVG/14440

NSE/INVG/14309NSE/INVG/16556

NSE/INVG/14267

NSE/INVG/14265NSE/INVG/14310NSE/INVG/20394

AABCS1363GAAACJ5959LAAACJ0934BAAACK4721HAAACK4722EAAECM7768AAAECP0073BAAECP0070CAAEPT9210BAABPT2833KAAEPT9209LAABPT2950RAAGCA6820MAAGCA5378LAAGCA5306AAAGCA5310EAADCB2320GAACCC6822HAABCE5149ENot availableABKPY8318CAABCH6104JAABCH9499QNot availableAABCI4237MAABCL3880BAAFCM2183CAAECM4220HAAECM4201CAACCN1814AAACCN6445PAAECP3872GAAECP4636JAAECP3785GAADCR1207NBOFPS1458JAALCS1723JAAJCS3373AAALCS4105LAALCS4103NAAKCS8248KAAJCS3372BAALCS4107JAAJCS3337GAAJCS3370D

AACCT6642EAACCT3204CAACCV5597LAAACW6069JAAGCA2721DAAGCA2721DAAGCA2386QAAGCA2387RAAFCA8789CAIBPD9829PAAGCA2682MAAGCA2681JAAGCA2390GAAGCA2559MAAGCA4032PAAGCA2391HAAGCA4033NAADCB0972CAADCB0973DAADCC0449BAACCC9761FAADCC0517CAADCC1068NAACCD5830EAAACE9165DAABCE7401PAABCE7495BAABCE7461RAABCE7403RAABCE7494AAABCE7940BAACCH0995AAABCH8815LAACCJ0622NAADCK0691BAABCO0810AAAMCS3193BAAKCS1430PAABCU0192MAIGPC1538HATMPP6578PAQNPP1369GAWYPS0941AAGAPJ4974CAARPU3795M

AJCPK4281AABAPN5330P

ACPPH5612Q Till further directions 22-Feb-10AKHPG6563D Till further directions 6-Oct-10AAGHA1506F Till further directionsAAMHS6375L Till further directionsAIMPJ2936J Till further directionsABHPP8821A Till further directionsAABHH4638G Till further directionsAADHN8192D Till further directionsACUPJ1494R Till further directionsAACPR7700A Till further directionsAWRPK0567H Till further directionsAPEPK5134Q Till further directionsAAFPK6547D Till further directionsALFPK0986M Till further directionsACXPJ9852A Till further directionsAAFHK8006H Till further directions

Not provided 2 years 19-Feb-10Not providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot providedNot provided

Not provided 5 years 22-Jan-10ABCPP2114M 2 years 22-Jan-10AAPPW2589P 2 years 23-Jul-10AGLPP3492J 2 yearsAQNPS7667L 2 yearsACIPS7085F 2 years

NSE/INVG/14146NSE/INVG/15940

NSE/INVG/14144

NSE/INVG/13959NSE/INVG/13965NSE/INVG/15278

AAACJ9577E 2 years AGOPP1340E 2 years AGOPP1347D 2 yearsAADPV1458Q 6 monthsACXPB9917G 6 monthsAHRPM2225P 6 monthsNot provided 6 monthsABJPB8614K 6 monthsAEQPS5801P 6 monthsAHQPP3844E 6 monthsASEPS2684Q 6 monthsAFAPM9012R 6 months

ABJPP8147R 3 years 20-Jan-10

AAACN5419K 2 years 13-Jan-10

Not provided 3 years 1-Jan-10Not provided 6-Jan-10AEBPP4529EAHBPT0464BNot providedNot providedNot providedNot providedNot providedAMZPS3436PAADPO9976E

AFJPB9973R 3 years 29-Dec-09Not provided

AXDPS8704K Till further orders 21-Dec-0931-Aug-10

Not provided 1 year 18-Dec-09Not provided 2 yearsNot provided 2 yearsNot provided 2 yearsNot provided 2 yearsNot provided 2 years

AFFPM7065P 5 years from Decembe 15-Dec-09

AAWPS1640N 2 years 2-Dec-09

NSE/INVG/13942

NSE/INVG/13900

NSE/INVG/13811NSE/INVG/13856

NSE/INVG/13772

NSE/INVG/13738NSE/INVG/15597

NSE/INVG/13729

NSE/INVG/13688

NSE/INVG/13595

25-Aug-10

ALPPR1365R Till further directions 1-Dec-09AAJPS3594E 26-Mar-10AAPFM5751R 9-Nov-10AASPV7287J 31-Mar-11AAJPS3597H

AABPB8108M 2 years wef October 16-Nov-09

AAECP0411H 7 Years 10-Nov-09

Not Provided 2 years and 1 month 3-Nov-09Not Provided 4-Nov-09

ABDPG8899D 5 years 28-Oct-09

AAFCS3157A Till further orders 16-Oct-09Not ProvidedNot ProvidedNot ProvidedNot Provided

AAACJ3864E 2 years from October 14-Oct-09

Not Provided 2 years 5-Oct-09AAWPS1640NAGLPM0054DNot ProvidedAELPS9212FNot ProvidedNot ProvidedNot ProvidedNot Provided

AMHPS2151F period of two years 4-Sep-09

AGEPP1076H 1 year from December 28-Jul-09AGOPP9246R 1 year from December 16-Oct-09AACPK2951Q 1 year from December 31-Dec-10ALRTK7038C 1 year from December 30, 2010 AACPK8359C 1 year from December 30, 2010 AKBPK7311D 1 year from December 30, 2010 AACPP5315K 1 year from December 30, 2010

NSE/INVG/15543

NSE/INVG/13583NSE/INVG/14422NSE/INVG/16259NSE/INVG/17393

NSE/INVG/13469

NSE/INVG/13442

NSE/INVG/13385NSE/INVG/13400

NSE/INVG/13355

NSE/INVG/13274

NSE/INVG/13253

NSE/INVG/13182

NSE/INVG/13021

NSE/INVG/12796NSE/INVG/13282NSE/INVG/16677

Not Provided Till further ordersAAACA4835E 1 year from December 30, 2010 AAACM3001E 1 year from December 30, 2010 AAACM3199H 1 year from December 30, 2010

Not Provided 2 years 22-Jul-09ACIPA3773CAFGPA9693EAERPD1612AAINPM6007EACXPV4427F

AAAPJ6114G 3 years wef June 26, NSE/INVG/12639 26-Jun-09AAKPR0370CABEPS4247EAAKPJ9536EACBPJ8397G

AOHPK0210P Till further orders 8-Jun-09AARPW8396C 26-Oct-09AHIPJ8358D 19-Nov-09AQUPP6130E 30-Nov-09AQUPP6874FAAFPS7527MNot ProvidedNot Provided

AABCM3651M Till further directions 5-Jun-09

AABCC5331Q 18-Sep-09

AABCL5331Q 1-Oct-09

AAACH9218G 24-Nov-09

AAACK7448R 31-Dec-09

AAACJ5150H 20-Jan-10

AAFCS2399G 27-Jan-10

AAECA8833C 1-Feb-10

AAACE7667E 9-Mar-10

AABCB0832B 10-Mar-10

AACCA5623N 25-Mar-10

AADCS7524F 30-Jun-10

ACOPJ3258P 16-May-11AEUPJ6167K 11-Jul-11AAACV7487P 19-Oct-11BGCPS4475G 18-Jan-11AAACP3605PAABCV7492B

NSE/INVG/12764

NSE/INVG/12538NSE/INVG/13340NSE/INVG/13495NSE/INVG/13573

NSE/INVG/12520NSE/INVG/13108NSE/INVG/13170NSE/INVG/13528NSE/INVG/13798NSE/INVG/13941NSE/INVG/13981NSE/INVG/14028NSE/INVG/14271NSE/INVG/14283NSE/INVG/14416NSE/INVG/15117NSE/INVG/17790NSE/INVG/18327NSE/INVG/19177NSE/INVG/19830

AACCR6372BAADCC1382MAAUPJ7016MAAACA5760GAMKPM0946RAABPM3940RAAMPM3940RACKPA8794M

Not Provided Till further directions 29-May-09

AEWPP1442H 10-Feb-10AKOPP0221G 17-Mar-11

AACFB8866B

AEZPK2016H Till further directions 23-Apr-09

AGZPS8586N 16-Jul-09AAPPU3912J 28-Jul-09AEZPK2015E 31-Jul-09AEYPK0896C 21-Aug-09AJSPD4942P 24-Aug-09AADCK1751E 27-Aug-09AACCN3493P 10-Dec-09AACCN2307A 14-Dec-09AAAPT5512C 12-Jan-10AZZPK1169N 29-Jan-10ADTPD8926G 4-Feb-10ACNPJ4374R 21-Jun-10AABHJ9273K 6-Jul-10AZHPS2985G 7-Jul-10AFDPS6203H 20-Jul-10AFDPS6216A 4-Aug-10ANYPS5527K 9-Sep-10ANYPS5526J 11-Oct-10AFDPS6214C 8-Mar-11ANYPS5523P 10-Mar-11ABHPS7396D 14-Jun-11AAMPG0512D 22-Jul-11ADGPC5953K 24-Jan-12AAFCA7038J 1-Feb-12AEYPB7666R 6-Feb-12AIFPB1312F 24-Feb-12AAGFA0609PAAAPC7767JAAGPS2942BAAACA5236D

NSE/INVG/12482NSE/INVG/14089NSE/INVG/17266

NSE/INVG/12313NSE/INVG/12737NSE/INVG/12794NSE/INVG/12827NSE/INVG/12930NSE/INVG/12937NSE/INVG/12967

NSE/INVG/13656NSE/INVG/13676NSE/INVG/13897NSE/INVG/14003NSE/INVG/14056NSE/INVG/15031NSE/INVG/15148NSE/INVG/15155NSE/INVG/15254NSE/INVG/15391NSE/INVG/15710NSE/INVG/15974NSE/INVG/17168NSE/INVG/17200NSE/INVG/18065NSE/INVG/18423NSE/INVG/19857NSE/INVG/19934NSE/INVG/19956NSE/INVG/20116

AASPV6936ENot ProvidedAAAPC7767JAAGPS2942BACVPJ7984RAPBPP1077NAQZPS5222MAGYPJ8762CAZZPK1169NAQZPS5222MAKWPM0699MAAGCA0681AAADPJ5102DACGPL2365MAHKPA4470DALVPS2685MASLPP8026ABFMPS0796FASLPP8026AAFRPJ9303FNot ProvidedAADPJ2942HAACPJ5368CAADCB2495EAGUPJ3281AAIBPJ6495PAHMPB7273RBFMPS0796FBOMPS6427QAFNPJ7710EAMDPG8940LAIFPB1312FARSPP2297HNot ProvidedAMFPS2966NADZPJ7866PAMXPB1214GNot ProvidedAABCC7065RADCPJ9311QNot ProvidedNot ProvidedBHOPS7325AAACCD9411BAJMPR7468Q

ABQPY7011CAKDPJ4570FAMFPS2966NNot ProvidedARZPB9699QACUPB4642DNot ProvidedAACCD3995QAACPD9895LAABPB3080GADCPJ9311QAABPG5149FALOPB9958KNot providedAOAPS8866AADUPG6871GAAACF9430AADZPJ7866PNot providedAABCF1921DADJPJ3400FNot ProvidedAAVPW1401EAJSPB5305NAGFPA0894BNot ProvidedNot ProvidedNot ProvidedAJTPB4073CBESPS6459AAHYPJ8223DNot ProvidedNot ProvidedAQUPP6130EAABCH9360GACJPL8755AABWPL9610QASYPJ2705JAAAHO4684AAMFPS2966NAJGPD9220LNot ProvidedNot ProvidedADIPJ4296JAGAPP3290K

AEHPV3945CAAACA7065LAFYPJ8663DAFFPJ8944JAJIPB7825PAABCJ6245NAGTPJ8067FBATPS1606LAFWPT7162HAFWPT7162HBHHPS5861AAMFPS2966NAADCK2205MAJTPB4073CALLPD6802HNot ProvidedAIIPJ8463CAHPPM9754KABEFS2095QANMPP3820GACLPB9082CAADCK2217MAPTPK2971AAFWPT7162HAGZPC7831LAHSPT9280GAHSPT9280GAZZPK1169NAACCK9104CNot providedNot providedNot providedAAOPV6321KAACCK3597MAFHPD5031LABCPV7139GAFYPJ8663DNot providedACXPJ4337QAAFPZ3602CAAACL4646GAIPPP6372HAJIPB7825PAABCL4969MAJMPR7468Q

ABQPY7011CADFPN5684BAAFCM2767AAEQPM5416EAAEHM7566HANFPP7250HAIFPB1312FAIIPJ8463CAADCM5896JABHPJ0571FACRPR7932FNot providedAOHPG2600RBSWPS8701DAKKPM3857FNot providedAMXPM9372LAMLPB2470QAAFCM5335GADNPJ7399BNot providedNot providedAPMPM2937BAFHPJ6071JAAGFM0809DAAAPC7767JAAGPS2942BAKKPM3857FAABPJ1092QAIXPP8680QADCPJ5759LAZZPK1169NAIPPP6372HNot providedAOHPG2600RNot providedAACPJ9676PADCPJ9311QAABCN8176EABDPA6669FAIPPP6372HNot providedNot providedAWEPS0987QAQQPS1225P

APTPP6092DARSPP2297HNot providedAMJPBS4612JAHMPJ0332KAAACO7955MAGTPJ8067FAEUPS4865HAFSPJ4124PAGFPA0894BAABCP7664DAABPV6406CNot providedACRPR7932FNot providedAHNPJ5721DAAECP5791QAIEPJ5295QNot providedNot providedNot providedAKVPJ7834QAJGPD9220LAFSPA5223JNot providedNot providedAADCR6608PACQPJ6052KADMPT2009DAABCR1177RADPPJ3459GAADCR4849LAIVPJ1315NAANPS8336ABLFPS2616RAFZPB3668KBHTPS1033EAIJPJ3849HAEZPP6573LNot providedAIFPB1312FAZHPS2985GBASPS5237EAQEPP0909HAHEPS6566L

AAZPJ4510HAKJPJ6022ENot providedALAPR6303AAADCB1980GAHMPJ0333JNot providedAADCR5831LADZPJ7866PAFSPA5222KADXPT2249QABTPJ4754EAIJPJ3849HACRPB9546ENot providedADOPJ2732PAIZPJ6835DAHYPJ4038JAAKCS4578GAACPT9032DAIXPG4608FAERPB1242CAADCS3433PABDPA6669FABNPT7484MNot providedADQPL2513AAHPPM9754KAFOPJ3543CAAKCS9022PAGTPJ8067FAADPJ5102DAIFPB1312FAALCS9012NAEYPG5097BAOZPP4246CNot providedAAHHA9278HAERPB1242CAGFPC9225LAOHPP4706RAPRPG3369GAPRPG3369QAJJPB5305NAJGPD9220L

ADXPT2249QALUPR5979EAALCS9571NADCPJ9311QAACPJ9676PAFFPJ8944JAIAPJ2539DARTPP7106JAAMCS2988LADCPJ9311QADWPJ5518PAACCS0630FAHXPD3852HAETPB8730PAAFCS8953AAARPM7113PAAQPM1032QAAHCS7254EAACPJ9676PADCPJ9311QNot providedABOPJ2176MNot providedNot providedAFWPP6341QNot providedAACCT8662JABCPU2530LAEQPM5416ENot providedNot providedNot providedNot providedABTPJ4754EAVFPM1248NAMXPB1214GARTPP7106JAPTPK5975NAAACV3480AAUYPK6377LAAAPC7767JAEUPJ3948QAIFPB1312FALHPP5125BNot provided

AAACV1576FADCPJ9311QADWPJ5518PAAACY1119PAABPK6445LACQPJ7210DBAQPS9096D

Not provided Till further orders 20-Apr-09

AAACA6687J 2-Jul-09AAACA1366N 7-Jul-09AABCA0964D 14-Mar-11AADCA5235FAAACC3277AAAACC0819JAABCD7104JAABCD4873CAAACI1924QAAACL1346FAADPD9438NABBPJ6847QAIWPM9469M

AALPP9719M 5 years 2-Apr-09

AAIPP2794G 20-Nov-09

AAACN9514F

AAUPJ8953B 1-Apr-09

AMMPS1274J 3 years 20-Mar-09

AACCS1085N 3 years 6-Mar-09

AAKPJ5052FAAKPJ5051GAABCA2992H

Not Provided Till further orders25-Feb-09

Not ProvidedNot Provided

AAFCS8953A Till further orders 2-Feb-09

AARPM7113P 26-Oct-09

AAQPM1032QAAVPS2375K

NSE/INVG/12284NSE/INVG/12666NSE/INVG/12690NSE/INVG/17228

NSE/INVG/12214NSE/INVG/13513

2 years (wef 14/11/2010)NSE/INVG/12211

NSE/INVG/12149

NSE/INVG/12102

NSE/COMP/12053

NSE/INVG/11967NSE/INVG/13341

Not available 3 years

Not available 3 years

ACFPS7005L 2 years 21-Jan-09

Not Provided 6 months 8-Jul-09Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

AAAHJ8715P 1 year 16-Jan-09AEFPJ0864C 4-Feb-10

Not Provided 3 years

AAACE0308A 5 years 16-Jan-09

Not Provided 10 years 4-Feb-10

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedAABCB0274H

Not ProvidedNot Provided

Not Provided 5 years 9-Jan-09

Not Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 years

NSE/INVG/11918NSE/INVG/12697

NSE/INVG/11897NSE/INVG/14061

NSE/INVG/11894NSE/INVG/14061

NSE/INVG/11864

Not Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 1 year

AEFPB9077H 3 years 31-Dec-08

ACVPB8682OAEFPB9076GAEEPB6127KAFTPB2585HAEEPB2546QAEFPB9078JAARPB6394HADEPB8180FAACHB2951DAACHB4227QAACHB2132CAZYPS2104EAACHB3565P

AFIPG6106Q 3 years 22-Dec-08

Not Provided 10 years 5-Jan-09

AGCPM0469R 10 yearsNot Provided 3 years

Not Provided 5 years 16-Dec-08

NSE/INVG/11834

NSE/INVG/11797

NSE/INVG/11849

NSE/INVG/11772

AAACP6160H 6 months 4-Feb-10

AAACJ2532P 6 monthsAABCB5127B 6 monthsAFDPJ1502N 6 monthsNot Provided 6 monthsNot Provided 6 monthsAAACA6746Q 6 months

ASCPS1113J 5 years 26-Nov-08

Not Provided 1 year 31-Oct-08

Not Provided 1 yearNot Provided 3 yearsNot Provided 3 yearsNot Provided 3 years

Not Provided 3 years 14-Oct-084-Feb-10

Not Provided 3 years 10-Oct-08

Not Provided 4-Feb-10

Not Provided 5 years 29-Sep-08

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

Not Provided 10 years 18-Sep-08

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

NSE/INVG/14061

NSE/INVG/11680

NSE/INVG/11572

NSE/INVG/11479NSE/INVG/14061

NSE/INVG/11464NSE/INVG/14061

NSE/INVG/11387

NSE/INVG/11322

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

Not Provided 5 years (after settin 9-Jun-08

AAMPP7978E 4-Feb-10

Not Provided 2 years (in addition 5-Jun-08

Not Provided 4-Feb-10

Not Provided 18-Mar-10Not ProvidedAADPA5452D

Not ProvidedAAAPA9823D

Not ProvidedNot ProvidedNot Provided

AAACB7491F 5 Years 3-Apr-08ABWPM8548E 4-Feb-10ABKPM1048B 18-Mar-10

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedAADCP5728L

Not Provided 5 years 4-Mar-08

Not Provided 5 years

NSE/INVG/10805NSE/INVG/14061

NSE/INVG/10791NSE/INVG/14061NSE/INVG/14342

NSE/INVG/10528NSE/INVG/14061NSE/INVG/14342

NSE/INVG/10392

Not Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsAABCC4638A 5 yearsNot Provided 5 yearsAAAC03954A 5 yearsNot Provided 5 yearsACQPS3067D 5 yearsACAPG9128M 5 yearsAAACK37C 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsAAAPG7628N 5 yearsNot Provided 5 yearsNot Provided 5 yearsASGPS2943G 5 yearsAMZPS4045G 5 yearsNot Provided 5 yearsNot Provided 5 yearsAFDPM8874L 5 yearsAPKPP4966K 5 yearsNot Provided 5 yearsAFEPM7700E 5 yearsAEGPN2947F 5 yearsAFHPS7243F 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsABAPM8899C 5 yearsNot Provided 5 yearsNot Provided 5 yearsNot Provided 5 yearsABMPP2578H 5 years19-031-PQ-8676

AABPB0701C 5 years 11-Jan-08

Not Provided 6 Years 31-Dec-074-Feb-10

Not Provided 5 years 30-Nov-07

10 Years

NSE/INVG/10069

NSE/INVG/9992NSE/INVG/14061

NSE/INVG/9852

Not ProvidedNot ProvidedNot Provided

AADPP1505A 14 Yrs 13-Nov-07

AADPP3613R 14 YrsAABCC4018N 14 YrsAAACP3045P 14 YrsAAACL0834A 14 YrsNot Provided 14 YrsAABCS4255R 14 YrsAAACC9488P 14 YrsAAACP3259R 14 YrsAABCG0096L 14 YrsAAACN9129J 14 YrsAAACE0308A 5 YrsAAACT2152P 5 YrsAAACS7140Q 5 Yrs

AABCC3952H 7 years 24-Oct-07

Not ProvidedNot ProvidedNot Provided

Not Provided 5 years 24-Oct-07

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

Not Provided 5 Years 18-Oct-07

AAACP3934F 4-Feb-10

AAEPN0284DAAACA7885LNot ProvidedNot ProvidedAAACI4074MNot ProvidedAAACR7168P

NSE/INVG/9755

NSE/INVG/9664

NSE/INVG/9665

NSE/INVG/9637NSE/INVG/14061

Not ProvidedNot ProvidedNot ProvidedAAACZ2289DNot ProvidedNot ProvidedAAACD6821FAAACM0140MNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

Not Provided Till further orders 24-Sep-07

AACCM2295C Till further orders 4-Sep-07

AACCM2293E 4-Feb-10

AAACE9165D Till further ordersAAACJ0934BABAPN5330PAAGCA2559MAAGCA2391HAAECM7768A

Not Provided 5 years 28-Aug-07

Not Provided 4-Feb-10

Not ProvidedNot ProvidedACDPR4765J

Not ProvidedNot ProvidedNot ProvidedNot Provided

Not Provided 5 years NSE/INVG/8768 5-Apr-07

Not ProvidedNot ProvidedNot ProvidedNot Provided

NSE/INVG/9521

NSE/INVG/9434NSE/INVG/14061

NSE/INVG/9397NSE/INVG/14061

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

Not ProvidedNot ProvidedNot Provided

Not Provided 7 years 7-Mar-07

Not Provided NSE/INVG/14061 4-Feb-10

AOGPP1986ENot ProvidedNot ProvidedNot ProvidedNot Provided

AAACD5974H 7 years NSE/INVG/14061 4-Feb-10

ABSPG4063EABQPG0616HNot ProvidedNot Provided

Not Available 5 yearsNot AvailableNot AvailableNot AvailableNot Available

AAAPC6067F 5 years wef Oct 01, 2 23-Feb-07

AABPJ9700H Till further orders 19-Sep-08

AFRPJ0159D 1 year wef Sep 30, 2 24-Sep-08

13-Oct-08

1-Jul-0910-Aug-09

1-Oct-0911-Jan-10

NSE/INVG/14061 4-Feb-10

Not Provided 5 years 12-Feb-07

Not Provided NSE/INVG/14061 4-Feb-10

AACPG1925ENot Provided

Not Provided Till further orders 24-Jan-07

Not Provided 31-Jul-09

ABRPP6752E 3 years (w.ef October 28-Apr-06

ALKPM2611G 2 years (w.ef October 4-Nov-08

AAKPJ5051G 3 years (w.e.f March 2-Jan-09

NSE/INVG/8629

NSE/INVG/8569

NSE/INVG/11325NSE/INVG/11354NSE/INVG/11473NSE/INVG/12660NSE/INVG/12872NSE/INVG/13177NSE/INVG/13890

NSE/INVG/8506

NSE/INVG/8423NSE/INVG/12820

NSE/MEMB/7436NSE/INVG/11586

NSE/INVG/11842

AAKPJ5052F 3 years (w.e.f March 28-May-09AACCS1085N 3 years (w.e.f March 22-Jul-09AABCA2992H 3 years (w.e.f March 31-Jul-09AAAPD5859Q 45 days or 7 years (w. 17-Sep-09AAEPD2909B 45 days or 7 years (w. 4-Jan-10ABTPT6882D 1 year wef July 30, 2 5-Jan-10AFVPP3739H 3 months from February 2 11-Jan-10

AGZPP2986M 3 months from February 2 5-Feb-10

ADGPB8380B 3 months from May 23 201 23-Feb-10

AVZPS0368P 1 year from Aug 11, 20 19-Mar-10ABOPP7151Q 3 months from February 2 6-Apr-10

AHXPP5708J 1 year or a further pe 26-Apr-10ADBPS7374M Till further orders 11-May-10Not Provided Till further orders 12-Aug-10AAAHJ4784N 3 months from Oct 26, 5-Oct-10ABHPK0873H 3 months from Oct 26, 26-Oct-10Not Provided Till further orders 28-Feb-11

AAACZ0978K 1 year or 9 years if t 8-Apr-11Not Provided Till further orders 23-May-11Not Provided Till further orders 12-Aug-11ABOPP7151Q 3 months from February 3-Apr-12ABOPP7152P 3 months from February 25, 2011 or for a further period of 9 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderAADHP0704R 3 months from February 25, 2011 or for a further period of 9 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderAFUPP7738M 3 months from February 25, 2011 or for a further period of 9 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersAAECA8167F 3 months from April 07, 2011 or a further period of 7 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderNot Provided Till further orders

Not Provided Till further orders 3-Feb-06

Not Provided NSE/INVG/14061 4-Feb-10

NSE/INVG/12462NSE/INVG/12761NSE/INVG/12817NSE/INVG/13098NSE/INVG/13825NSE/INVG/13826

NSE/INVG/13887

NSE/INVG/14064

NSE/INVG/14158NSE/INVG/14349

NSE/INVG/14516NSE/INVG/14648NSE/INVG/14756NSE/INVG/15444NSE/INVG/15930NSE/INVG/16131NSE/INVG/17102NSE/INVG/17473NSE/INVG/17835NSE/INVG/18607NSE/INVG/20473

NSE/INVG/7135

Not ProvidedNot ProvidedNot Provided

Not Provided Till further orders 25-Jan-06

Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

Not Provided till November 30, 201 16-Jan-0624-Jun-09

AFVPP3739H 3 months from February 2 13-Jan-06

Not Provided Till further orders 5-Oct-10

ADGPB8380B 3 months from May 23 2 28-Feb-11Not Provided Till further orders 23-May-11Not Provided Till further ordersNot Provided Till further ordersAADHP0704R 3 months from February 25, 2011 or for a further period of 9 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersABOPP7151Q 3 months from February 25, 2011 or for a further period of 9 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersABOPP7152P 3 months from February 25, 2011 or for a further period of 9 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderAFUPP7738M 3 months from February 25, 2011 or for a further period of 9 years if the unlawful gains and interest are not paid to SEBI within 45 days from the date of the orderNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further orders

NSE/INVG/7099

NSE/INVG/7069NSE/INVG/12632

NSE/INVG/7063NSE/INVG/15930NSE/INVG/17102NSE/INVG/17835

Not Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further orders

AFVPP3739H 3 months from February 2 15-Dec-05ABOPP7151Q 3 months from February 2 28-Feb-11Not Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further orders

AAACK8292M 6 months (wef June 1 16-Jun-09AANPS7782G 6 months (wef June 1 8-Jul-09ADYPS0396J 6 months (wef June 1 16-Aug-11AAACC4311M 6 months (wef June 15, 2009)Not Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersNot Provided Till further ordersAABCV0925H Till further ordersAVOPS4111P Till further ordersAACCN0923G Till further ordersAEGPC1262A Till further ordersAZRPS4603H Till further ordersAYNPS6546C Till further orders

NSE/INVG/6955

NSE/INVG/17102

NSE/INVG/12582NSE/INVG/12697NSE/INVG/18626

Not Provided Till further orders 18-Sep-09Not ProvidedNot ProvidedNot ProvidedNot ProvidedNot ProvidedNot Provided

Not Provided Till further ordersNot Provided

AACCM2265J Till further ordersAAHPS2159RAAEPS3791A

Not Provided Till further orders 2-Jan-12

Not Provided Till further orders

Not Provided 10 yearsNot Provided

Not Provided Till further orders

Not Provided Till further orders NSE/INVG/14061 4-Feb-10

Not Provided

Not Provided Till further orders NSE/INVG/14061 4-Feb-10

Not Provided

NSE/INVG/13109

NSE/INVG/19715

RS Investments (Address as provided by SEBI- C/o Sanjay Gupta, 22-Prakashdeep building, Near Delhi Medical Association Hall, Ansari road, Daryagunj,New Delhi - 110 002 AND C/o Sanjay Gupta, C/o, Ramesh Paper Mart, 913/17 Mela ram market, Chawri Bajar, Delhi - 110 006 )

6 years (The period of debarment already undergone in terms of the orders dated September 29, 2005 and February 01, 2006 of SEBI passed in the matter shall be taken into account while computing the said period of six years)6 years (The period of debarment already undergone in terms of the orders dated September 29, 2005 and February 01, 2006 of SEBI passed in the matter shall be taken into account while computing the said period of six years)6 years (The period of debarment already undergone in terms of the orders dated September 29, 2005 and February 01, 2006 of SEBI passed in the matter shall be taken into account while computing the said period of six years)

from buying, selling or dealing in securities in any manner whatsoever or accessing the securities market, directly or indirectly, and from being a director of any listed company for a period of five years from the date of this Order.