POLITICAL SCIENCE 541 AMERICAN POLITICAL INSTITUTIONS: STATE POLITICS Professor Michael Berkman [email protected]321 Pond Lab Office Hours: Monday 10:30-12 and by appointment The fifty state governments are often referred to as laboratories of democracy. This phrase has taken on two distinct meanings. On the one hand, states experiment and innovate with policies that (may) diffuse to neighboring states and around the country. More broadly, it can refer to the central importance of the states in many policy areas. On the other hand, fifty governmental units with broadly similar political structures offer a natural laboratory in which to address general propositions of political behavior and policymaking. In this course, we will look at state politics from both of these broad perspectives. We will look at the research and literature on the states themselves and their position within the federal system. And we will also look at how the states have been used to explore a broad array of political science questions. Throughout the course, our emphasis will be on both public policy and politics, with particular attention to the design and politics of state welfare policy. Required readings each week are almost entirely in the journals. I’ve tried to mix both classic and seminal works with more recent research. I’ve included books on the syllabus as well for your reference and for a required book-report presentation. Other required work includes occasional reaction papers, and a final research paper (which may include research proposals and extended literature reviews as well). Requirements 1. Readings and Participation (20%): Each week you are expected to read the assigned articles. You may also want to choose one or two articles from the supplemental readings for each week but you are not required to do so. Everyone is also expected to participate actively and constructively in class discussion. Your goal should be to demonstrate your careful and critical reading of the material. 2. Reaction Papers (25%): You need to submit 4 reaction papers for the weeks of your choice. These are due by 3:00 PM on Tuesday before class (submitted through Angel). For each you should read at least one supplemental article as well as the required readings. Your 4-5
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Peterson, P. E. (1996). "Devolution's Price." Yale Law & Policy Review 14(2): 111-121
(supplemental) Volden, C. (2005). "Intergovernmental Political Competition in
American Federalism." American Journal of Political Science 49(2): 327-342.
Mooney, C. Z. (2000). "The Decline of Federalism and the Rise of Morality-Policy Conflict in the
United States." Publius: The Journal of Federalism 30(1): 171-188.
Weissert, C. S. and D. Scheller (2008). "Learning from the States? Federalism and National
Health Policy." Public Administration Review 68: S162-S174
Berkman, M. B. and E. Plutzer (2011). "Local Autonomy versus State Constraints: Balancing
Evolution and Creationism in U.S. High Schools." Publius: The Journal of Federalism.
Kelly, N. J. and C. Witko (2012). "Federalism and American Inequality." Journal of Politics 74(2):
414-426.
Supplemental
Arceneaux, Kevin. 2005. “Does Federalism Weaken Democratic Representation in the United
States?” Publius 35:297–311
Chubb, J. E. (1985). "The Political Economy of Federalism." The American Political Science
Review 79(4): 994-1015.
Brace, Paul. 1991. “The Changing Context of State Political Economy.” The Journal of Politics,
Vol. 53, No. 2 (May, 1991), pp. 297-317
Book Review Options
Conlan, T. (1998). From new federalism to devolution: Twenty-five years of intergovernmental
reform, Brookings Institution Press
Peterson, P. E. (1995). The price of federalism, Brookings Institution Press.
January 29: The Comparative Study of State Welfare Policy and Introduction to TANF.
Soss, Joe, Sanford F. Schram, Thomas P. Vartanian, and Erin O'Brien. 2001. “Setting the Terms
of Relief: Explaining State Policy Choices in the Devolution Revolution.” American Journal of
Political Science 45 (2):378-395
Fording, R. C. (2001). "The Political Response to Black Insurgency: A Critical Test of Competing
Theories of the State." American Political Science Review 95(01): 115-130
Barrilleaux, Charles ,and Ethan Bernick. 2003. Deservingness, Discretion, and the State Politics of Welfare Spending, 1990-96. State Politics & Policy Quarterly 3 (1):1.
Fellowes, M. C. and G. Rowe (2004). "Politics and the new American welfare states." American
Journal of Political Science 48(2): 362-373.
Rigby, E. and J. Haselswerdt (2013). "Hybrid Federalism, Partisan Politics, and Early
Implementation of State Health Insurance Exchanges." Publius: The Journal of Federalism 43(3):
368-391.
Supplemental
Gray, V. (1976). "Models of Comparative State Politics: A Comparison of Cross-Sectional and
Time Series Analysis." American Journal of Political Science 20(2): 235.
Filindra, A. (2013). "Immigrant Social Policy in the American States: Race Politics and State TANF
and Medicaid Eligibility Rules for Legal Permanent Residents." State Politics & Policy Quarterly
13(1): 26-48.
Lieberman, R. C. and J. S. Lapinski (2001). "American Federalism, Race and the Administration of
Welfare." British Journal of Political Science 31(02): 303-329.
Hanson, Russel (1983). “The “Content” of Welfare Policy: The States and Aid to Families With Dependent Children.” The Journal of Politics, 45 , pp 771-785
Hero, Rodney E. and Robert R. Preuhs. 2007. "Immigration and the Evolving American Welfare
State: Examining Policies in the U.S. States." American Journal of Political Science 51(3):498-517
Book Review Options
Soss, J., R. C. Fording, et al. (2011). Disciplining the Poor : Neoliberal Paternalism and the
Persistent Power of Race. Chicago, University of Chicago Press.
Piven, F. F. and R. Cloward (1971/1993). Regulating the poor: The functions of public welfare,
Random House Digital, Inc.
Watkins-Hayes, C. (2009). The new welfare bureaucrats: Entanglements of race, class, and
policy reform, University of Chicago Press
PART 2. STATE-LEVEL POLITICAL AND SOCIAL CHARACTERISTICS
February 5: Culture, Ethnicity, and Race.
V.O. Key. 1949. “Southern Politics in State and Nation.” Chapter TBA
Fairbanks, David. 1977. "Religous Forces and 'Morality' Policies in the American States."
Western Political Quarterly. 30:411-417.
Haider-Markel, D. P. and K. J. Meier (1996). "The Politics of Gay and Lesbian Rights: Expanding
the Scope of the Conflict." The Journal of politics 58(2): 332-349.
Tolbert, C. J. and R. E. Hero (2001). "Dealing with Diversity: Racial/Ethnic Context and Social
Policy Change." Political Research Quarterly 54(3): 571-604
Soss, J., R. C. Fording, et al. (2008). "The color of devolution: Race, federalism, and the politics
of social control." American Journal of Political Science 52(3): 536-553.
Matsubayashi, T. and R. R. Rocha (2012). "Racial Diversity and Public Policy in the States."
Political Research Quarterly 65(3): 600-614
Supplemental
Hawes, D. P. and R. R. Rocha (2011). "Social Capital, Racial Diversity, and Equity: Evaluating the
Determinants of Equity in the United States." Political Research Quarterly 64(4): 924-937.
Lowry, R. C. (2005). "Explaining the Variation in Organized Civil Society across States and Time."
The Journal of politics 67(2): 574-594.
Hero, Rodney E., and Caroline J. Tolbert. 1996. "A Racial/Ethnic Diversity Interpretation of
Politics and Policy in the State of the U.S." American Journal of Political Science. 40:851-871.
Bentele, K. G. and E. E. O'Brien (2013). "Jim Crow 2.0? Why States Consider and Adopt
Restrictive Voter Access Policies." Perspectives on Politics 11(04): 1088-1116.
Book Review Options
Hero, Rodney E. 2007. Racial Diversity and Social Capital: Equality and Community in America.
Cambridge: Cambridge University Press.
Elazar, Daniel. American Federalism: A View from the States. 1966
February 12: Political Parties
By 3:00 PM 2/11 prepare a 2 page (total) description of 2 possible final paper topics
V.O. Key. 1949. “Southern Politics in State and Nation.” Chapter TBA
Dawson, Richard E. and Robinson, James A. 1963. “Interparty Competition, Economic Variables, and Welfare Policies in the American States.” Journal of Politics 25(May): 265-89.
(supplemental) Cnudde and McCrone. 1969. Party Competition and Welfare Policies in the American States," APSR, 63 (Sept. 1969)
(supplemental) Dye, Thomas. 1979. "Politics vs. Economics: The Development of Literature on Policy Determinism." Policy Studies Journal. 7:652-662.
Holbrook, Thomas M., and Emily Van Dunk. 1993. "Electoral Competition in the American States." American Political Science Review. 87:955-962.
Brown, "Party Cleavages and Welfare Effort in the American States," APSR, 89 (March 1995): 23-33;
Barrilleaux, Charles. 1997. "A Test of the Independent Influences of Interparty Electoral Competition and Party Strength on State Policy," American Journal of Political Science 41: 1462-66.
Rigby, E. and G. C. Wright (2013). "Political Parties and Representation of the Poor in the American States." American Journal of Political Science 57(3): 552-565.
Supplemental
Nownes, Anthony J. and Patricia Freeman. 1998. “Interest Group Activity in the States,” Journal of Politics 60(1):86-112.
FOLKE, O., S. HIRANO, et al. (2011). "Patronage and Elections in U.S. States." American Political Science Review 105(03): 567-585
Shefter, Martin. 1983. “Regional Receptivity to Reform: The Legacy of the Progressive Era.” Political Science Quarterly, Vol. 98, No. 3 (Autumn, 1983), pp. 459-483
Charles Barrilleaux, Thomas Holbrook, Laura Langer. 2002. Electoral competition, legislative balance, and American state welfare policy. American Journal of Political Science v46 i2 p415(13)
Jennings, Edward T. 1979. “Competition, Constituencies, and Welfare Policies in the States.” American Political Science Review 73(June): 414-29.
Carey, J. M., R. G. Niemi, et al. (2000). "Incumbency and the probability of reelection in state legislative elections." Journal of Politics 62(3): 671-700.
Schaffner, Brian F. Streb, Matthew Wright, Gerald. 2001. Teams Without Uniforms: The Nonpartisan Ballot in State and Local Elections. Political Research Quarterly 54 (1):7.
FOLKE, O., S. HIRANO, et al. (2011). "Patronage and Elections in U.S. States." American Political Science Review 105(03): 567-585
Sanbonmatsu, K. (2002). "Political Parties and the Recruitment of Women to State Legislatures." The Journal of politics 64(03): 791-809.
Book Review Options
Gimple, James. 1996. National Elections and the Autonomy of American State Party Systems. University of Pittsburgh Press.
Gray, V. and D. Lowery (2000). The population ecology of interest representation: Lobbying communities in the American states, University of Michigan Press.
Februrary 19. Public Opinion and Elections
Chubb, John E. 1988. "Institutions, the Economy, and the Dynamics of State Elections." American Political Science Review. 82:133-54.
Berry, William D., Evan J. Ringquist, Richard C. Fording, and Russell L. Hanson. 1998. "Measuring
Citizen and Government Ideology in the American Sates." American Journal of Political Science.
42:337-348.
(supplemental) Berry, W. D., R. C. Fording, et al. (2013). "A New Measure of State
Government Ideology, and Evidence that Both the New Measure and an Old Measure
Are Valid." State Politics & Policy Quarterly 13(2): 164-182
Lax, Jeffrey R., and Justin H. Phillips. 2009. “How Should We Estimate Public Opinion in the
States?” American Journal of Political Science 53(1): 107-21.
Brace, P. and B. D. Boyea (2008). "State Public Opinion, the Death Penalty, and the Practice of Electing Judges." American Journal of Political Science 52(2): 360-372.
Enns, P. K. and J. Koch (2013). "Public Opinion in the U.S. States: 1956 to 2010." State Politics &
Policy Quarterly 13(3): 349-372.
Supplemental
Hall, M. G. and C. W. Bonneau (2006). "Does Quality Matter? Challengers in State Supreme
Court Elections." American Journal of Political Science 50(1): 20-33.
Hill, Kim Quaile, and Jan E. Leighley. 1992. "The Policy Consequences of Class Bias in State Electorates." American Journal of Political Science. 36:351-365.
Campbell, James E. 1986. “Presidential Coattails and Midterm Losses in State Legislative
Elections.” American Political Science Review 80:45-64.
Primo, David M., Matthew L. Jacobmeier, and Jeffrey Milyo. 2007. “Estimating the Impact of
State Policies and Institutions with Mixed Level Data.” State Politics and Policy Quarterly
7(4):446-59.
Book Review Options
Bryan, F. M. (2010). Real democracy: The New England town meeting and how it works, University of Chicago Press.
Hill, K. Q. (1994). Democracy in the fifty states, U of Nebraska Press.
February 26: Direct Democracy
We will use some time this week to discuss research topics. Come to class prepared to discuss one or two possible research topics. After class (by Thursday) you must hand in a 2 page discussion of your paper topic—either a revision of the previous proposal or a new one
Gerber, Elisabeth R. 1996. "Legislative Response to the Threat of Popular Initiatives." American
Journal of Political Science. 40:99-128.
Gamble, Barbara S. 1997. "Putting Civil Rights to a Popular Vote." American Journal of Political
Science. 41:245-269.
(supplemental) Donovan, Todd, and Shaun Bowler. 1998. “Direct Democracy and
Minority Rights: An Extension”. American Journal of Political Science 42 (3):1020-1024.
Lascher, Edward L., Jr., Michael G. Hagen, and Steven A. Rochlin. 1996. "Gun Behind the Door?
Ballot Initiatives, State Policies, and Public Opinion." Journal of Politics. 58:760-775.
(supplemental) Matsusaka, John. 2001. “Problems with a Methodology Used to Evaluate
the Voter Initiative.” Journal of Politics 63:1250–56.
(supplemental) Hagen, Michael, Edward Lascher, and John Camobreco. 2001. “Response
to Matsusaka: Estimating the Effect of Ballot Initiatives on Policy Responsiveness.”
Journal of Politics 63:1257–1263.
Monogan, James, Virginia Gray and David Lowery. 2009. "Public Opinion, Organized Interests,
and Policy Congruence in Initiative and Noninitiative U. S. States." State Politics and Policy
Quarterly 9(3):304-324
Supplemental
Lupia, A. and J. G. Matsusaka (2004). "DIRECT DEMOCRACY: New Approaches to Old
Questions." Annual Review of Political Science 7(1): 463-482.
Matsusaka, J. G. (2010). "Popular Control of Public Policy: A Quantitative Approach." Quarterly
Journal of Political Science 5(2): 133-167.
Smith, Mark A. 2002. “Ballot Initiatives and the Democratic Citizen.” Journal of Politics 64
(3):892.
Smith, Daniel A. and Dustin Fridkin. 2008. "Delegating Direct Democracy: Interparty Legislative
Competition and the Adoption of the Initiative in the American States." American Political
Science Review 102(3):333-350
Book Review Options
Gerber, E. R., A. Lupia, et al. (2001). Stealing the initiative, Prentice Hall Upper Saddle River, NJ.
Bowler, S. and T. Donovan (1998). Demanding choices. Ann Arbor: University of Michigan Press.
Cronin, T. E., S. Carver, et al. (1989). Direct democracy: The politics of initiative, referendum,
and recall, Harvard University Press Cambridge, MA.
Part 3. STATE POLICYMAKING: APPROACHES, MODELS, INSTITUTIONS
March 5. Policy Responsiveness to Public Opinion
Wright, G. C., Jr., R. S. Erikson, et al. (1987). "Public Opinion and Policy Liberalism in the American States." American Journal of Political Science 31(4): 980-1001.
Norrander, “The Multi-Layered Impact of Public Opinion on Capital Punishment Implementation
in the American States,” PRQ, 53 (Dec., 2000)
Arceneaux, “Direct Democracy and the Link between Public Opinion and State Abortion Policy,” SPPQ, 2 (Winter, 2002): 372-387
Lax, Jeffrey R. and Justin H. Phillips. 2009. "Gay Rights in the States: Public Opinion and Policy Responsiveness." American Political Science Review 103(3):367-386
Pacheco, J. (2013). "The Thermostatic Model of Responsiveness in the American States." State Politics & Policy Quarterly 13(3): 306-332.
Supplemental
Wood and Theobald, “Political Responsiveness and Equity in Public Education Finance,” JOP, 65 (Aug., 2003): 718-738
Hogan, R. E. (2008). "Policy Responsiveness and Incumbent Reelection in State Legislatures." American Journal of Political Science 52(4): 858-873.
Burden, Barry C. 2005. “Institutions and Policy Representation in the States.” State Politics and Policy Quarterly 5(4): 373-93.
David Lowery, Matthew Fellowes, and Andrea McAtee, 2004 “Public Opinion, Public Policy and Organized Interests in the American States,” Political Research Quarterly, 57 (September 2004):411-420;
Lax, J. R. and J. H. Phillips (2012). "The Democratic Deficit in the States." American Journal of Political Science 56(1): 148-166.
Book Review Options
Erickson, Robert S., Gerald Wright, and John P. McIver. 1993. Statehouse Democracy: Public Opinion and Policy in the American States. New York: Cambridge University Press
Berkman, Michael and Eric Plutzer. 2005. Ten Thousand Democracies: Politics and Public
Opinion in America’s School Districts. Georgetown University Press.
March 12—Spring Break
March 19. Policy Diffusion
Preliminary Bibliographies for your final papers should be submitted this week, by class time.
Walker, Jack L. 1969. "The Diffusion of Innovations among the American States." American
Political Science Review 63: 880-899
(supplemental) Boehmke, F. J. and P. Skinner (2012). "State Policy Innovativeness
Revisited." State Politics & Policy Quarterly 12(3): 303-329.
Berry, Frances Stokes, and William D. Berry. 1990. "State Lottery Adoptions as Policy Innovations: An Event History Analysis." American Political Science Review. 84:395-416
Shipan, Charles R. and Craig Volden. 2006. “Bottom-Up Federalism: The Diffusion of Antismoking Policies from U.S. Cities to States.” American Journal of Political Science 50(4): 825-843
Karch, A. (2012). "Vertical Diffusion and the Policy-Making Process: The Politics of Embryonic
Stem Cell Research." Political Research Quarterly 65(1): 48-61.
Parinandi, S. (2013). "Conditional Bureaucratic Discretion and State Welfare Diffusion under AFDC." State Politics & Policy Quarterly 13(2): 244-261.
Supplemental
Volden, Craig. (2006). “States as Policy Laboratories: Emulating Success in the Children's Health
Insurance Program” American Journal of Political Science 50(2): 294-312.
Shipan, C. R. and C. Volden (2012). "Policy Diffusion: Seven Lessons for Scholars and Practitioners." Public Administration Review 72(6): 788-796.
Berry, William D. and Brady Baybeck. 2005. “Using Geographic Information Systems to Study Interstate Competition.” American Political Science Review 99(4): 505-519.
Skocpol, Theda, Marjorie Abend-Wein, Christopher Howard, Susan Goodrich Lehmann. 1993. "Women's Associations and the Enactment of Mother's Pensions in the United States." American Political Science Review. 87:686-701.
Book Review Options
Karch, A. (2007). Democratic laboratories: Policy diffusion among the American states, University of Michigan Press.
March 26. Competitive States
We’ll have an abbreviated class this week and hold individual meetings throughout the week to discuss research papers.
Tiebout, C. (1956), "A Pure Theory of Local Expenditures", Journal of Political Economy 64
Berry, Fording, and Hanson, 2003. “Reassessing the “Race to the Bottom” in State Welfare Policy,” JOP, 65 (May 2003): 327-349
Pacheco, J. (2012). "The Social Contagion Model: Exploring the Role of Public Opinion on the Diffusion of Antismoking Legislation across the American States." The Journal of politics 74(01): 187-202.
Supplemental
Rom, M. and P. E. Peterson (1989). "American Federalism, Welfare Policy, and Residential
Choices." The American Political Science Review 83(3): 711.
Volden, 2002 “The Politics of Competitive Federalism: A Race to the Bottom in Welfare Benefits,” AJPS, 46 (April, 2002):
Bailey and Rom, “A Wider Race? Interstate Competition across Health and Welfare Programs,” JOP, 66 (May 2004):326-347
Bailey, “Welfare and the Multifaceted Decision to Move,” APSR, 99 (Feb., 2005):125-135.
Book Review Options
Nelson, M. and J. L. Mason (2007). How the South joined the gambling nation: the politics of state policy innovation, LSU Press.
April 2. Legislatures-Professionalization
Carmines, "The Mediating Influence of State Legislatures on the Linkage between Interparty
Competition and Welfare Policies," APSR, 68 (Sept. 1974):
Squire, P. (1992). "The theory of legislative institutionalization and the California assembly."
Journal of Politics 54(4): 1026-1054.
Berry, Berkman, and Schneiderman. 2000. “Legislative Professionalism and Incumbent
Reelection: The Development of Institutional Boundaries,” APSR, 94 (Dec. 2000): 859-874
Maestas, Cherie. 2003. “The Incentive to Listen: Progressive Ambition, Resources, and
Opinion Monitoring among State Legislators,” JOP, 65 (May, 2003): 439-456.
Carey, John, Gary Moncrief, Richard Niemi, and Lynda Powell. 2006. “The Effects of Term Limits
on State Legislatures: A New Survey of the 50 States,” Legislative Studies Quarterly 31: 105-34.
Supplemental
Fiorina, Morris P. 1994. "Divided Government in the American States: A Byproduct of Legislative
Professionalism?" American Political Science Review. 88:304-316.
Mooney, Christopher Z. 1993. "Strategic Information Search in State Legislative Decision
Making." Social Science Quarterly. 74:185-198
Book Review Options
Kousser, T. (2005). Term limits and the dismantling of state legislative professionalism,
Cambridge University Press.
Squire, P. (2012). The Evolution of American Legislatures: Colonies, Territories, and States,
1619-2009, University of Michigan Press.
April 9. Legislatures- Representation
Squire, P. (1992). "Legislative professionalization and membership diversity in state
Rosenthal, A. (1990). Governors and legislatures: Contending powers, Cq Press Washington, DC
Kousser, T. and J. H. Phillips (2012). The Power of American Governors: Winning on Budgets and
Losing on Policy, Cambridge University Press.
April 23. Bureaucracy and Implementation
Haider-Markel, Donald P. 2002. “Regulating Hate: State and Local Influences on Hate Crime Law Enforcement”. State Politics & Policy Quarterly 2 (2):126
Smith, K. B. (2004). "The Politics of Punishment: Evaluating Political Explanations of Incarceration Rates." The Journal of politics 66(03): 925-938.
Fording, Richard C., Joe Soss and Sanford F. Schram. 2007. “Devolution, Discretion, and the Effect of Local Political Values on TANF Sanctioning.” Social Service Review. 81(2): 285-316.
Kim, B. and R. C. Fording (2010). "Second-Order Devolution and the Implementation of TANF in the U.S. States." State Politics & Policy Quarterly 10(4): 341-367
Supplemental
Wood, B. D. (1992). "Modeling Federal Implementation as a System: The Clean Air Case."
American Journal of Political Science 36(1): 40-67
Berkman, M. B. and C. Reenock (2004). "Incremental Consolidation and Comprehensive
Reorganization of American State Executive Branches." American Journal of Political Science
48(4): 796-812.
Meier, Kenneth J. 1975. “Representative Bureaucracy: An Empirical Analysis.” American Political Science Review 69 (2): 526-542.
Reenock, C. and S. Poggione (2004). "Agency Design as an Ongoing Tool of Bureaucratic
Keiser, L. R. and S. M. Miller (2010). "The Impact of Organized Interests on Eligibility Determination: The Case of Veterans' Disability Compensation." Journal of Public Administration Research and Theory 20(2): 505-531.
Reenock, Christopher and Brian Gerber. 2008. “Information Exchange and Interest Group
Enfranchisement through Agency Design.” Journal of Public Administration Research and Theory
18 (3): 415-440.
Monnat, S. M. (2010). "The Color of Welfare Sanctioning: Exploring the Individual and
Contextual Roles of Race on TANF Case Closures and Benefit Reductions." Sociological Quarterly
51(4): 678-707.
Book Review Options
Huber, J. D. and C. R. Shipan (2002). Deliberate discretion?: The institutional foundations of
bureaucratic autonomy, Cambridge University Press.