Phyllis A Kravitch Financial Disclosure Report for 2010

8/3/2019 Phyllis A Kravitch Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Required by the Ethicsin Govermnent Act of 1978(5 U.S.C. app. i f 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, middle init ial)K R A V I T C H , P H Y L L I S A .

4. Ti t le (Art ic le I l l judges indicate ac t ive or sen ior status;magistrate judges indicate full- or part-t ime)

Un ited S ta tes Ci r c u i t Jud ge (S en io r S ta tu s )

7. Chambers or Office A d d r e s s56 Forsyth Street, N.W.Atlanta , GA 30303

2. Court or O r g a n i z a t i o nU.S. Court of Appeals Eleventh Circuit

5a. Report Type (check appropriate type)[~ Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n f o rm a t i o n c o n t a i n e d I n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t i s, i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

3. Date of Report05/12/2011

6. Reporting Period01/01/2010

to12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable informatiom Sign on last page.

I . P O S I T IO N S . ( R e p o r t i n g individual only; seepp. 9-13 of fil lng instructions.)~] N O N E (No reportable positions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)V~ N ON E (No reportable agreements.)

D A T E _ PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPO RTPage 2 o f 8

N a m e o f P e r so n R e p o r t i n gKRAVITCH, PHYLLIS A.

D a t e o f R e p o r t05/I 2/201 I

I l l . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during anyportion of the reporting year, com plete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)D A T E _ SOURCE AND TYPE

I.2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~] N O N E ( N o reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP age 3 o f 8

Name of Person ReportingK R A V I T C H , PH Y L L I S A .

Date of ReportO5/12/2011

V . G I F T S . a n c l u d e s , h o s e t o s p o u s e a n d dependent children; see p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SO URCEI.2.3.4.5.

D ESCRI PTI O N VALUE

V I . L I A B I L I T I E S . a ne la d es t h o s , o ls ~ , o u s e u n a d e ~ , e n d e n t children; see p p . 3 2 - 3 3 of fiting instructions.)N O N E (No repo rtable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPag e 4 o f 8

N a m e o f P e r so n R e p o r t i n gK R A V I T C H , P H Y L L I S A .

D a t e o f R e p o r t05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .co,.e, vatue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (No repor tab le incom e , as se ts , or transac t ions . )A. B. C.Description of Assets Income during Gross value at en d

( i n c l u d i n g "trust assets) reporting period of rep orting p eriod(l ) (2 ) (l) (2)

Place "(X)" after each asset A m o u n t T y p e ( e . g ., V alue V aluee x e m p t f r o m prior d isc losure C o d e ] d i v . , r e n t , C o d e 2 Method(A-H) o r i n t . ) (J-P) Code 3

(Q-W)

I. A T & T C Dividend L T2. Bank o f Amer ica A Dividend K T3. BP PLC A Dividend4. Coca Cola B Dividend L T5. Comcast A Dividend .I T6. Con Ed. B Dividend K T7. Eastman Chem. A Dividend J T8. Exxon-Mobi l C Dividend M T9. Fairpoint Communications None J T1 0 . Franklin Income C Dividend K T1 1 . Frontier Communication A Dividend J T1 2 . General Electric A Dividend K T1 3 . Glaxo Smith-Kline A Dividend J T1 4 . Home Depo t A Dividend J T1 5 . IB M B Dividend L T

1 6 . ldearc A Dividend1 7 . I n t e l A Dividend J T

Transact ions du ring repo rt ing per iod

(I) (2) (3)Type (e.g., D a t e Valuebuy, sell, ram/dd/yy Code 2

r e d e m p t i o n ) ( J - P )

Sold 05/20/I 0 J

Spinoff 07 /08/10 J(from line 27)B uy 11/22 /10 J(addl)

Sold 03/12/10

(4 ) (5 )Gain I d e n t i t y o f

Code 1 buyer/seller(A-H) ( i f p r i v a t e

t r a n s a c t i o n )

A

1. Income Gain Codes: A = $1,000 or less B = $1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000(Se e Co lumns B 1 and D4) F =$50,001 - $100,000 G = $100,001 - $ 1 ,000,000 H I = $1.000,001 - $ 5,000,000 H 2 = More tha n $5,000,000

2 . V alue C odes J = $15,000 or less K =$15,001 - $ 50,000 L = $50,001 - $100,000 M -$ 100,001 - $250,000(Se e Co lumns C I a nd D 3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P I $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P3 =$ 25,000,001 - $50,000,000 P4 = M ore than $ 50.000,0003 . Value M ethod Codes Q =Appraisal R =Cost (Real Estale Only) S = A ssessm ent T = Cash M ar k e t(Se e Co lumn C2) U = B ook Value V = O ther W = Est im ated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPOR TPage 5 o f 8

N a m e o f P e r s o n R e p o r t in gKRAVITCH, PitYLLIS A.

D a t e o f R e p o r t0 5 / I : 2 / 2 0 1 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~] N O N E (No reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e during G ross value a t end(including trust assets) reporting period of reporting period

(l) (2) O) (~)Place "(X )" after each asset A mount Type (e.g., Value Va l ueexempt from p rior disclosure Code I div., rent, Code 2 M ethod(A-H) o r i n t . ) (J-P) Code 3

( Q- W)

1 8 . John Hancock lnc. Sec. C Div idend K T1 9 . M e r c k A Div idend J T2 0 . N u v ee n In s. M u n i ci p al O p p or tu n it y B Div idend K T21 . Nuveen GA Premium lnc . M unic ipa l B Div idend K T22 . Pfizer23 . Proc te r /Gamble2 4. S ou th ern Co mp an y25 . Sun Trus t Bank26 . 3 M ( M M M )27 . Verizon28 . V o d a p h o n e2 9. G A . S ta te T ol lw ay A ut h.30 . Atlanta Wate r Rev . Sv .3 1. G A St at e R d . T w y a t F d.32 . Fulton Co. GA. Dev. Auth.33 . Bank o f Amer ica (accounts )34 . S u n T r u st B a n k ( C D )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(l ) (2) (3)

T y p e ( e . g . , D a t e Valueb u y , s e l l , m m / d d / y y C o d e 2

redemption) ( J - P )

D Div idend M TA Div idend K T B uy(addl)A Div idend J T B uyA Div idend K TA Div idend K TB Div idend K TA Div idend J TA Interest J TA Interest J TA Interest K TA Interest K T

B Interest M TA Interest K T

06/07/1008/11 /10

JJ

( 4 ) ( 5 )G a in I d e n t i t y o f

C o d e 1 b u y e r / s e l l e r( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

I. Income Gain Codes:(Se e Co lumns BI a nd D4)

2. Value Codes(Se e Co lumns CI a nd D3)

3. Value M ethod Codes(Se e Co lumn C2)

A = $ 1 , 0 0 0 o r l e s sF $50,001-$100,000J =$1 5 ,000 o r l e s sN = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0P3 =$2 5 ,000 ,001 - $50 ,000 ,000Q -AppraisalU = B o o k V a l u e

B -$ 1,001 - $2,500G =$ 100,001 - $1,000,000K -$15,001 - $50,000O $500 ,001-$1,000 ,000R =Cost (Real Estalc Only)V = O t h e r

C =$2,501 - $5,000H 1 =$ 1,000,001 - $5,000,000L =$50,001 - $ 100,000PI =$1 ,000,001 - $5,000,000P4 =More than $50,000,000S = Assessm entW = Est im ated

=$5,001 - $15,000H2 =M ore than $5,000,000M -$1 00,001 - $250,000P2 =$5,000,001 - $2 5,000,000

= Cash M ar k e t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPag e 6 o f 8

N a m e o f P e r so n R e p o r t i n gK I L A V I T C H , P H Y L L I S A .

D a t e o f R e p o r t05/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction,~)N O N E (No reportable income, assets, or transactions.)

35 .36 .37 .

= 3 8 .

39 .40 .41 .42 .43 .

A. B. C.Description of Assets Income during Gross value at end(including trust assets) rep orting period of rep orting perio d

(1) (2) (1) (2)Place "(X)" after each asset Amount Type (e.g., Value Valueexempt from prior disclosure Code 1 div., rent, Code 2 M ethod(A-H) o r i n t . ) ( J - P ) Code 3( Q- W)

( i)Type (e.g.,buy, se l l ,

r e d e mp t i o n )

Transact ions du ring repo rt ing per iod

(2) (3) (4)D a t e Value Gain

m m /d d/y y C od e 2 Code 1( J - P ) ( A - H )

Ident i ty o fbuyer / se l l e r( i f pr ivate

t ransac t ion)

Me rrill Lynch Money Ma rket A I n t e r e s t MU.S. Treasury Notes A I n t e r e s t KEquitable Insurance Co. (X) "W hole Life" A I n t e r e s t J

44 .

1 . Incom e G ain C odes: A = $1 ,000 or less B = $1 ,001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $5,001 - $ 15,000ISe e Co lumns BI a nd D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 =$ 1,000,001 - $5,000,000 H2 =M ore than $5,000,0002. Value Codes J =$15,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000(Se e Co lumns CI a nd D3) N = $250,001 - $ 500,000 O = $500,001 - $1,000,000 PI = $ 1,000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000

P3 -$ 25,000,001 - $50,000,000 P4 = M ore than $ 50,000,0003 . Value M ethod Codes Q =A ppra isa l R =Cost (Real Estate Only) S = Assessm ent T = Cash M ar k e t{ See Colunm C2) U -Book Va lue V = O ther W = E st im ated

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 o f 8

N a m e o f P e r s o n Report ingK R A V I T C H , PH Y L L I S A .

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. an,~ica,~par~olrepor,.~Comm on Stocks a re l i sted on Lines 1 through 28Bonds a re l i s ted on Lines 29 through 32Funds in B ank a re l i s ted on Lines 33 through 35Governmen t Secu r i t ie s a re l is ted on Line 36Insu rance is l i sted on L ine 37

Date of Report05/I 2/2011


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FINANCIAL DISCLOSURE REPORTP age 8 o f 8

Name of Person Report ingKRAVITCII, PHYLLIS A.

Date of Repor t05/12/2011

IX. CERTIFICATION.I ce r t i fy tha t a l l in forma t ion given above ( inc luding informa t ion pe r ta in ing to my spouse and minor or dependent chi ldren , i f any) i saccura te , t rue , and comple te to the bes t of my knowledge and be l ie f , and tha t any informa t ion not r epor ted was wi thhe ld because i t me t appl icable s ta tutoryp r ov i s i on s p e r m i t ti n g n on - d i s c l os u re .1 f u r t h e r c e r ti f y t h a t e a rn e d i n c om e f r om ou t s i d e e m p l oym e n t a n d h o n or a r ia a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a ve b e e n r e p o r t e d a r e i ncom pl iance wi th the provis ions o f 5 U.S.C . app . 501 e t . seq . , 5 U.S.C . 7353 , and Judic ia l Confe rence r egula t ions .

Signature: S/PHYLLIS A. KRAVITCH

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F UL L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R IM IN A L S A N C TIO N S ( 5 U . S .C . a p p . 10 4 )

C om mi t t e e on F in a n c ia l D is c los u reAdm inis t ra tive Off ice o f the Uni ted States CourtsSui te 2-301O ne C o lu m bu s Ci rc l e , N . E .W a s h in g ton , D .C . 20 544

Phyllis A Kravitch Financial Disclosure Report for 2010

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