Phyllis A Kravitch Financial Disclosure Report for 2009

8/3/2019 Phyllis A Kravitch Financial Disclosure Report for 2009

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NANCIAL DISCLOSURE REPORTn , , p o , . , R ~ . q , ,i , . ~ d b : , a , ~ E , h i , . ~

Re,’. Z/2OtO F O R C A L E N D A R Y E A R 2 0 0 9

2. ~ou~ or O~an~a~n ~. Date of Rcpo~

I. Pe~on RepoSing fla~ n~. first, m~ddle mhi~)~-- - : U.S. ~urt of ~peals

4. Title t Article Ill lu~ge~ mdicale ~v~ ~ s~" ~ R~o~ Type (check a~op~a~e ty~) 6. Reporling Period

ma~str~ejudgesmd,ca~cfuil-or~m~f[ ~ ~omi~,,i~. ~ * ~ 1/01/09 ,o 12/31/09

8. ~ t~ bash of ~e i~f~v~afion conlained in this Re~ and any7. Chambe~ or OWge Addr~ " x modifi~fions pc~aining thereto, it is, in my opinion, in compliance

A~lan~a, ~ 30303Revi~ing Officer Date

IMPORTANT NO~: ~ ~U~¢ions accompanying this form mast be falloweg Complete all parts,checking t~e NONE ~ ~ p~here yau have no reporlable informatiog Sign on last page.

I. POSITIONS. ~o~o,,~.~,,~.~n..~,ty;see~.~

[] NONE ~o reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

I I . A G R E E M E N T S . ~e~onlng lnai,,id.at o~O,: see ~p. t~-t6 ~¢Nling insZructions.)

~ N ONE (No reportab& agreements,)

D A T~ PARTIES AND TERMS

I.



F IN A N C IA L D ISC L OS U R E R E P O R T . ~ , .~ o f e , r . ,o D a e ~ . in ~ D ~ t e o f

Page 2 of ~1 ~vIT~, e~s A. ~/27/~0

I I I. N O N - IN V E S T M E N T I N C O M E . (S.po.ing indi,idual a.dsp ..... ;seep.. 17-24 t¢fillng i~,,ructions.)

A. Filer’s Non-lnvestment Income

~ NONE (No r~Tortahle non-investment income.)

D A T E SOURCE AND TYpE I N C O M E(yours, not s~e’sl

I.

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reporting)war, complete this section.

(Dolktr amolmt not required exc~’ptJ~r honoraria. )

~ N O N E (No repor table non-inves tmen t income. )

D A TE SOURCE AND TYPE

1.

2.

3.

4.

IV. R E I M B U R S E M E N T S _ , ,, ,. ~ o ,, . a o ,. ~,,a~4,S.. .~ood, e~ ,,,,o~ .. .. , .

(h~thMes those o~ ,~o~ tse ~nd dependent chihlren; .u,e pp, 25-27 o[/~h~,

NONE (No tzy)ortable rcimbursements.)

SOUKCE DATE~ LO C A TIO N PU R PO SE ITEMS PAID QR PRQVIDED

1.

2.

3.

.t .

5.



FINANCIAL DISCLOSURE REPORT [ " ~ . . . .t e ~ , ~ . R ~ t , o r t i ~ g

Page 3 of II

[ mVlT~, P~LISA.

~/27/10

~ NONE (N~ reportable g~s.)

S O U R C g , D E S C R I P T I O N ,

I.

2.

3.

4.

5,

V I . L I A B I L I T I E S . a . c l ~ d ~ , , h o . , ~ o f . , ’~ o , . , ~ a , ~ d ~ d ~ t children; sec p p . 3 2 - 3 3 of filing instructions.)

[~ N O N E (~o r eportable liabilities.)

C R E D I T O R DESCR|PTIQN VALI)E CODE

I.

2.

3,

4.

5.



FINANCIAL DISCLOSURE REPORT . ~ . , ~ o f e e r ~ , R e , , o . ~ . g

Page 4 of II

V I I . I N V E S T M E N T S a n d T R U S T S - i ...... ~, value, t, ..... ctions (Includes those ~f sp ....... d dependent children; seepp. 34-50 of filing

~ NONE 6Vo reportable income, assets, or transactions.)

A B. C D,

Deacriplio~ o~Assets Inco me dtfflllg G ross ~ahle at end Transachons during reporting period

~ inc ind~n~ t rus t ~sets ) reporlmg ~nod of r~ponmg

t l ) ~ ( 2 ) ( I ) ( 2 ) (I~ ( 2 ) ( 3 ) ( 4 ) ~ 5 )Pla~ "(X)" a~er each assel A,Iount ~ Type (eg. Valu e V a lue T~ (e.g.. Date Valu e Gain Idenh

D’o f

~xenl~ from pbor d isclosure Code I . dry.. rent. C~Ie 2 Method buy, sell. nun dd yy C~¢ 2 Code [ . buyer, ~ller(A-HI

~i~ int~ {J-P~ Code ~ redemphon} O-P} (A-II)

A T & T C D i v . L T

B~ of ~erica A D~v, K T P a r t s a l ~ [ 2 / 1 3 / l ) 9 J J

3 .BP PLC A Div, J T

4 . ~oca-Cola B Div, L T

Comcast A Div. J T

6. Con Ed.B. Div. K T

7.Eastman Chem. A Div. J T

8.E x x o n - M o b 1 1 C D i V . M T

9 ~Fairpolnt Communications A None J T

10.Franklin Income C Div. K T Bought 7/20/)9 K

General Electric A Div, J T

~2.G l a x o A D £ v , J T

1 3 . Home Depot A

IBM B Div, L T

Ideate A Div. J

Intel A Div, J T

~ 7J o h n H a n c o c k I n c . S e c . C D i v . K T



F IN A N C IA L D IS C L OS U R E R E P OR T , ~ m e o ~ P e ~ 0 . R e ~ r , i* g . a t e

Page5 of 11 KRAVITCtl, PItTLLIS A. 4/27/I0

~ N O N E ( N o reportable income, assets, or transactions,)

A . B C. D,

D e ~ r t p t t o n o f A s s e t s Income daring Gross value at ~ m d T r a n s a c t i o n s d u r i n g r e p o ~ m g p e r ~ , ~~ i n c l u d i n g ~ t u ~ a s ~ l s ~ ~epa~iag period of repo~mg ~riod

~1 ) { 2 1 ~1~ ~2J (l) (2) (3) ~4}

P l a c e " ~ X ) " a f t e r ~ c h a s s e t Amount . Type (e.g, V alue V alue T y p e { e . g .. D a t e Value Gain I d e n t i t y o f

¢xcmpl from p~ fli~losur¢ C~e I [ d ~ v . . r e u l . Code 2 Meth~ buy. sell. .un, dd,’yy Code 2 C~¢ 1 buyer/seller

CO~O~ S~ coated (A-H) i urine.) ( J - P ) Co~3 z e d e m p t m o ~ ( J - P I ~ A - r t ) (zfpri~ate

] ( .Q - W ~ t r a t l s a c u o , I

~erck A ~iv. J

2.

Pfizer C Div. N T

3.Proc~orfG~le A D~v. J T

4. Sun T~s~ ~nk A D~v. K T

Ve~izon B. D~v. K T

[7. Nuveen Ins. M~i’~ipal ....

l~portun~ty B D~v. K T

Hun~e~pa~ B Div. K

9.Vodaphone A D~v. J

II.

1 2 .

1 4 ,

1 5 .



~ (No reportable income, assets, or transactions.)ONE

A. B. C. D.

De~phon of Assels I n c o m e d u r t n g Gross value at end Tr~sact~ons during re~l~mg pcrl~M~ m c I u d m g I t u s l a s s e ~ s l reposing period of reposing ~ri~

Place "(X)" after ¢~h ~set Amounl~ Ty~ (e g, V ~ue Value T y p e (e.g.. D a t e Value Gain Idenlily of

exempt from pn,~ disclosu~ Code 1 [ d ~ v . , r e n t . C~e 2 Meth~ b u y + s e l l. mm dd yy Code 2 Code I h~yer. ~ller

( A - H 1 o r i n l ) ( ~ - P I C~ 3 r e d e m p t i o n } ( J - P I ( A - H ) (if w~vale

~S,

t~W) tm~action)

~. State Tollway Auth. A Int. J T

2. Part

3.

~ State ~. ~ at Fd. A Int. K T Bought 21191 )9 g

4.

Fulton Co. ~. Dev. Auth A Int. K T Bought 9/171 )9 K

~ 5 .

6.

7,

’8 .

I0 ,

II.



F IN A N C IA L D IS C L OS U R E R E P OR T [ X ~ m , o f V e , - . ~ , R e ~ , , ~ i ,, ~

Page 7of 11

I K R A V ’ I T C B , P I l Y L L I S A.~127110

VII. INVEST M ENTS and TRUSTS - i. ....... ~.~, trun.,acdon~ (Includes tbo.~e ,¢~ouxe and dependent chi ldren~ see pp. 34-60 ,~fillng

~ N O N E (No reportable income, assets, or transactions.)

A B. C

D~rlpt~on of Assc~ Incom~ during Gross ~ aiue at ~nd T~ansacllons du~mg r~po~mg p~rmd( i n c l u d i n g I ~ a s s e ~ s ) r~onmg ~fi~ of re~n~ng ~riod

~ I ) ~ 2 } (I} (2~ ( I ) (2} ~3) ~4}

Place "! X }" after each asse[ Amount- Type (eg, Va}ue V~ue Ty~ (c g, Dale Valu e Gain Idcnhty of

excmp{ from pr ior d i~losure Code 1 ~ dts. rent. Code 2 Mcth~ buy. ~11. mm, dfyy Code 2 CM¢ I buyer.:sell~(A-H~ ! or int.) IJ-P~ C~e3 redemplion ) (J-PI tA-H) ( ff pr ivale

~S I~ ~ [ {Q-W~ mmsaction}

I.Bank of ~erlca(accounts) B Int. H

Sun ~st Ba~ (~) A Int. K

3.

Merrill L ~ ch M oney ~ rk et A I nt . M T

II,

14.

I0.

17



F IN A N C IA L D IS C L OS U R E R E P OR T

Page 8 of 11 ~T~, P~L~S A. 6127110

VI I. INVESTMENTS and TRU STS - ~ .......~ . , . , ~ , . , . . . .. .. , i , , ,~ , a . , . ~ a ¢ . , , ~ , , .~ , , ~ w ......... d ~ ¢ r ¢ - a , ’, ,, ~ i ~ u ~ , ’ ~ = , , . ¢ v , , . ~ - ~ 0 o [ ~ , , ~ . ~ , ~ , , ~ , . , i , , ~

NON

A B C D

Part )1151( 9 J. U.S. Treasury NotesA Int. K T Redeemed

I0.

I I

13.

15



1Equitable Insurance Co.(X) A Int. J T "Whole

2

3.

5.

tl

1 3 .

7



FINANCIAL DISCLOSURE REPORT I . ~ m e o r e ~ , ~ o , a e p o ~ t i . g [ ~,,,e of R.;,or,

Pagel0ofll

1[ KltAVITCIt. PIPrI~IS A. [ 4 1 2 7 / 1 0

V III. ADDITIONAL INFOR MATION OR EX PLANATIONS. ~t,,rJ,..,,t,.,t,,tRe~,o,.~



FINANCIAL DISCLOSURE REPORT Name of Person Reportiag [ Date of Repot !

Page llof 11KRA~i/~TCTI, PHYLLIS A. [ 4 / 2 7 / I 0

IX. CER T I F I CA T I O N .

i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and com plete to the best of my kno w ledge and belief, and thai any information not reported w as w ithheld because i! met applicable statutoryProvisions permitting non-disclosure.

I further ert ify that earned income from outside employment and honoraria and the acceptance of gifts w hich have been reported are incompliance w ith the provisions of 5 [; .S .C. app. § 501 et . seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

S i g n a t u r e _

NOTE : A NY INDIVID UA L WH O K aNOWINGL Y A ND WIL FUL L Y FA L SIFIE S OR FA L L S TO FIL E TH IS R E PORT MA Y’ BE SUBJE CT TO CIVILAND CRIMINAL S ANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Comm ittee on F inancial Disc losureAdm inistrative O ffice of the United Slates CourtsSui te 2-301One Columbus Circle, N.E.

Washington, D,C. 20544

Phyllis A Kravitch Financial Disclosure Report for 2009

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