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PhenomenologyandThoughtExperimentsThoughtExperimentsasAnticipationPumps
HaraldA.Wiltsche
DepartmentforPhilosophyUniversityofGraz,[email protected]
Theaimofthispaperistopresentanoutlineofaphenomenologicaltheoryofthoughtexperiments
(henceforth:TEs). Indoing so, I amdealingwitha topic that is
currentlystarting to receive increased attention from philosophers
with phenomenologicalleanings. However, since no serious attempt
has been made to tackle the issue in asystematic fashion, I will
not merely review existing phenomenological work on
TEs(suchasMohanty1991;Kunjundzic1995;Froese&Gallagher2010;Fehige&Wiltsche2013;Wiltsche2013;Hopp2014).Forthemostpart,mypaperisprogrammatic:itsaimistosuggestsomebasicdirectionsinwhichaphenomenologicaltheoryofTEsshouldbedeveloped.The
paper is structured as follows. I will begin by saying a word or
two on
whatphenomenologyisandonwhyIbelievethatitcancontributetotheongoingdebateonTEs.Ishallthenintroducefivephenomenologicalconceptsthatwillprovecrucialforanunderstanding
of TE-reasoning: fulfillment, frustration, horizon, anticipation
andbackground knowledge. My strategy is to first give a brief
sketch of how knowledgeacquisitionworks in the perceptual realm. It
is against this backdrop that Iwill
thenoutlinehowknowledgeisgeneratedintherealmofTE-reasoning.ItisoneofmymainthesesthatTEsshouldbeunderstoodasanticipationpumps.BeforeIbegin,however,twoqualifyingremarksareinorder.Thefirstconcernsmyuseoftheterm“phenomenology”:Justasthereismorethanoneanalyticmethod,thereisnogeneral
agreement within the phenomenological community on what
thephenomenological method precisely is. It is thus important to
bear in mind that
thefollowingportrayalofphenomenologyreflectsmyownbackgroundin(aliberalreadingof)EdmundHusserl’sphilosophy.Secondly,muchofwhatIwillhavetosayaboutTEsconcerns
TE-reasoning in science and not TE-reasoning in philosophy. To a
certainextent, this limitation again reflectsmyownbackground in
thephilosophyof
science.However,sinceIbelievethatscientificandphilosophicalTEsdifferonly
indegreeandnot in kind, I am confident that the proposed framework
can also be applied to non-scientificTEs.
1. GettingPhenomenologyofftheGround
When phenomenology entered the philosophical stage in the early
20th century,
Neo-Kantianismwasstillinfullswing.OttoLiebmannhadcoinedtheunifyingmotto“BacktoKant!”
under which the Neo-Kantians sought to overcome the dispute
betweenmaterialism and idealism that had dominatedmuch of the
philosophical discourse inGermanyandAustriaupuntil themid-19th
century. Itwasagainst thismotto that thefirst generation of
phenomenologists directed their own slogan “Back to the
thingsthemselves!”. Yet, itwasn't particularly Kant ofwhomHusserl
and his
followerswerecritical.Thefirstwaveofphenomenologistsdisapprovedofanykindofphilosophythat
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looks at its problems through the glasses of pre-established
theories, systems orschemes. Instead of forcing problems into a
particular (and potentially
artificial)theoreticalmould,phenomenologistswere (andstill
are)drivenbyadeeprespect forthe phenomena, i.e. the things exactly
as they are given in experience. On
aphenomenologicalview,manyphilosophicalproblemscouldbesolved–orevenbetter:made
to evaporate – if we resisted the temptation to interfere with
ready-madetheoreticalschemesandputmoreeffortinafaithfuldescriptionofthephenomena.Paradigmatic
for thisapproach isHusserl’ssixthLogical
Investigation(Husserl2001b,177-348):Theaimofthisbook-lengthtreatiseistotackleoneofthemostfundamentalissues
in philosophy, namely to understand the concepts “truth”,
“knowledge”
and“knowledgeacquisition”,aswellastherelationsbetweenthem.OnHusserl’sview,thetroublewithmanyexistingapproachesto
this issue is that theyare
infectedwithpre-establishedtheoreticalschemesalreadyat the levelof
the formulationof
theproblem.Forinstance,acommonwaytostartistoaskhowaself-enclosedsubjectisabletoreachtheexternalworldinordertoattainjustifiedtruebeliefsaboutrealitybyrelyingonactsof
visual, auditory or olfactory perception. However, built into this
question are anumberof
far-reachingassumptionssuchascommon-senserealismortheviewthatagapbetweentheinteriorityofthementalandtheexteriorityoftheworldinfactexists.Husserl
accepts that these and similar other assumptions may be useful or,
in
somecases,evenindispensableincertainpracticalcontexts.Yet,sincethejobofphilosophyisnot
to simplyadopt existingassumptions, but rather to scrutinize
them,philosophicalanalysis must proceed from a standpoint that is
not already contaminated with
pre-establishedtheoreticalschemes.ItisforthisreasonthatHusserlactively“brackets”1allkinds
of metaphysical, scientific and commonsensical assumptions and
starts with
acarefulandunbiaseddescriptionofthetypesofconsciousexperiencesinwhichdifferenttypesofobjectsbecomepresent
froma
first-personpointofview.Tobesure,nothingpreventsthephenomenologistfromeventuallytakingsidesintraditionalmetaphysicaldisputes
about, say, dualism, realism or physicalism. But whatever she will
end
upsayingonsuchmattersmustresultfromadescriptionofthephenomenaandnotfromthemerestipulationofbasicmaximsorprinciples.As
I have pointed out, phenomenologists are driven by a deep respect
for
thephenomena,i.e.forthethingsastheyappearinconsciousexperience.Thisgeneraltenet–which,
inmyview, capturesmuchofwhatmakesaphenomenological account
trulyphenomenological2– also yields important consequences for how
phenomenologists
1Thenotionof“bracketing”comesfromHusserl’smathematicalbackground,specificallyfromtheconceptofabsolutevalue(thenotation“|x|”wasintroducedbyHusserl’steacherKarlWeierstrass).Theabsolutevalue|x|ofarealnumberxisthenon-negativevalueofxwithoutregardtoitssign.So,forinstance,3and-3havethesameabsolutevalue3.Hence,tobracketanaturalnumbermeanstobeindifferentwithregardtoanumber’spropertyofbeingpositiveornegativeandtofocusonitsmagnitudeinstead.Accordingly,tobracket
assumptionsneithermeans to endorse, nor todeny them. Itmerelymeans
to focusonwhat isgivenindependentlyfromallassuming.2It should be
emphasized that it is mainly for the sake of brevity that I am
working with a ratherrestricted conception of phenomenology here.
For the purposes of this article, I am conceiving of
thephenomenologicalmethod roughly along the lines of Charles
Siewert’s “plain phenomenology”. On thisview, one is doing
phenomenology if (1) one explains mental distinctions, if (2) one
shows how suchexplanations have significant theoretical
consequences, if (3) one’s explanations relies on a source
ofwarrant special to some first-person applications of the
distinctions explained and if (4) one does
notassumethatsuchfirst-personwarrantasonereliesonisderivedfromthird-personevidence(cf.Siewert2007,
202).However, I’d also like to stress that this understanding of
phenomenologydoesnot do fulljustice to the all the subtleties of
Husserl’s account. Readers interested in a more comprehensive
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shouldapproachtheissueofscientificTEs.Letmebeginbybrieflysummarizinghowthediscussionisusuallyframed:ItisbeyonddisputethatTEsarepartofscientificpracticeincoredisciplinessuchasphysicsorbiology.MostcommentatorsalsoagreethatatleastsomescientificTEsaresuccessful
ingeneratingknowledgeabout theempiricalworld.Buthow is
thispossible?Since,bydefinition, theyareexperiments
inthought,TEsdonotseemtoestablishdirectcognitivecontactwiththeworld.ThismakesthesuccessofTEsindeedpuzzling:Howcanwelearnsomethingabouttheworldbymerelythinkingabout
it? It has become common to refer to this question as the paradox
of TEs (c.f.Horowitz&Massey1991,1).Much of the contemporary
discussion about scientific TEs is devoted to the task
ofsolvingthisparadox.Hence,theexistenceofapparentlysuccessfulTEsisusuallytreatedastheexplanandumtowhichsuitabletheoreticalexplanationsaredirected.Ononesuchtheory,thesuccessof(some)TEsisexplainedbymeansofaPlatonistconstrualofthelawsofnatureandbytheancillaryepistemologicalthesisthatTEsallowustodirectlygrasptheselawswithourmind’seye(e.g.Brown2004,2011).AnothertheoryexplainsthesuccessofTEsbydeclaringthemtobeargumentsindisguise.Onthisview,scientificTEs
lead us to knowledge because they are, in reality, chains of
inductive
and/ordeductiveinferences(e.g.Norton1996,2004).Onathirdpopularaccount,thesuccessofTEs
is explained by means of a psychological theory according to which
themanipulation ofmentalmodels allows us to trigger knowledge
formations that
aren’tcognitivelyavailableotherwise(e.g.Miščević1992,Nersessian1993).AgooddealofinkhasbeenspilledovertheseproposalsandIwilladdtothisdiscussionbelow.For
themoment,however, Iwant toemphasize thatmuchof
theplausibilityofeachof these
theoriesdependsonquitesubstantialmetaphysical,
epistemologicalandontological assumptions whose scope goes well
beyond their actual subject matter.Take, for
instance,Platonism:TheplausibilityofaPlatonistexplanationofTEs
largelydepends on our willingness to accept a rationalist
epistemology, an ontology thatincludes universals and the view that
the laws of nature are contingent necessitationrelations between
universal properties. If one accepts these assumptions,
thenPlatonismisaperfectlygoodexplanationfortheexistenceofTEs
insciencehistoryaswell as of their apparent success. If, on the
other hand, one thinks thatwe should
beparsimoniousinontologicalandmetaphysicalmattersandthatsenseperceptionistheonly
source of knowledge about the world, then one will likely opt for
one of theempiricistalternatives toPlatonism.Hence,although
itwouldbe
toostrongofaclaimthattheavailabletheoriesonTEsareevaluatedonlyonthebasisoftheircommitmentstocertainmetaphysicalandepistemologicalstances,
it isat leastsafetosaythatthesecommitments play a decisive role in
how the discussion normally evolves. And,supposedly, it is also due
to these commitments that certain strands of
thecontemporarydebateonTEsappeartobeameresidelineoftheage-oldbattlebetweenrationalismandempiricism.Now,mypointisnottodenythattheTE-debatemayhaveimplicationsforthequarrelbetweenrationalistsandempiricists.SinceitisatleastinitiallyplausibletoregardTEsasprimafaciecasesofknowledgeacquisitionminussenseperception,theonusseemstobeonphilosopherswithempiricistleaningstocomeupwithadeflationaryaccountonTE-reasoning.Rather,mypoint
is that, ifwewish toaddressTEsphenomenologically,treatment may
either refer to Crowell (2006) for a highly instructive
introductory essay or to
Smith(2007)foramoredetailed,book-lengthstudy.
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the issue should be approached in a way that is not already
contaminatedwith pre-established assumptions concerning
metaphysical, ontological and epistemologicalmatters. To construct
one’s theory on the basis of either rationalist or
empiricistintuitions not only clashes with the phenomenological
demand to proceed from anunbiased description of the phenomena; it
also harbours the danger of begging thequestion against the
respective opponent, of distorting the subject matter before
theactualanalysiscanevenbeginandofendingup inastalematebetween
irreconcilableepistemologicalandmetaphysicalsystems.Hence,whatsetsphenomenologyapartfromothertheoreticalalternativesis,firstofall,its
point of departure: Instead of treating TEs as explananda that call
for
theoreticalexplanationswhosecredibilitydependsonmoregeneralmetaphysical,ontologicalandepistemological
intuitions, phenomenology actively brackets such intuitions
andproceeds fromanunbiaseddescriptionof thephenomenonofTE-reasoning
instead.
Inotherwords:Themainobjective,atleastattheinitialstage,isnottoconstructatheorythat
seeks to bring TEs in line with certain pre-established
standpoints. The mainobjective of a phenomenological account is
rather to give a faithful description of
theactualperformanceofTEsfromafirst-personperspectiveandtogoonfromthere.
2.
FillingUpthePhenomenologicalToolboxAsIhavepointedout,phenomenologydiffersfromothertheoriesinitsbasicapproach:AphenomenologicalaccountonTEsbracketsallkindsofmetaphysical,epistemologicalandscientificassumptionsandproceedsfromafaithfuldescriptionofthephenomenonofTE-reasoning.However,whatdoesthismeanexactly?WheredowehavetostartifwewishtodescribetheperformanceofTE-reasoningfromafirst-personperceptive?HowdoweidentifycertainmentalepisodesasTEs?Andhowcouldwepossiblytellifthesementalepisodesembodyinstancesofsuccessfulknowledgeacquisition?Inthefaceofthesequestions,mystrategyintheremainingpartsofthispaperwillbeasfollows:
Since I am interested in the question ofwhether TEs fall under the
rubric
ofsuccessfulknowledgeacquisition,Iwillhavetosayafewwordsonaphenomenologicaltheory
of knowledge first. It ismainly through the discussion of examples
that I willintroduce five concepts that are crucial for a
phenomenological understanding ofknowledge acquisition in the
perceptual realm. These concepts will form
thebackgroundagainstwhichIwillthentakeacloserlookattheimagination,3themediumin
which TEs are performed. My aim is to highlight the similarities as
well as
thedifferencesbetweenperceptionandimaginationinordertoelucidatehowknowledgeisgeneratedthroughtheuseofTEs.
3“Imagination”isanumbrellatermthatisnotoriouslyhardtodefine(cf.e.g.Kind2013).Inwhatfollows,Iwill
take it to denote a type ofmental event inwhichwe are intentionally
directed towards
imaginedobjectsorscenariosandnot,forinstance,towardspropositions.Hence,Iamdistinguishingbetweenactsof
imagining (inwhich imaginedobjects or scenarios are given in a
quasi-sensorymanner) and acts ofconceiving (in which the objects of
our intentional directedness are propositions). It should be
noted,however,thatmyterminologydepartsfromHusserl’swhousesthenotion“phantasy”inordertodenotewhatIcall“imagination”.
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2.1 FulfillmentandFrustrationWhat is knowledge? When are we
dealing with cases of successful
knowledgeacquisition?Inlinewiththegeneraltenetsofthephenomenologicalresearchprogram,these
questions, too, are to be answered by way of a description of those
types ofconscious experience in which the relevant distinctions
become evident. Take
thefollowingtwocasesasastartingpoint:1)IamjudgingthatmybikeisintheofficewhileIamstillinthecafeteria.2)IamjudgingthatmybikeisintheofficewhileIamstandingrightinfrontofit.Phenomenologicallyconstrued,thesetwocaseshavealotincommon.Tobeginwith,bothexperiencesareexperiencesofthesametype,namelyexperiencesofjudging(incontrasttoexperiencesofdoubting,imagining,fearingetc.).Inaddition,bothexperiences
also have the same intentional object, namelymy bike in the office.
But,clearly, there is a striking difference as well: While the
judgement about my bike’swhereaboutsmay just be awild guess as long
as I am still in the cafeteria, the
directacquaintancewithmybike(i.e.mystandingrightinfrontofit)warrantsthejudgementaboutmybike’slocationbeyondallreasonabledoubt.The
acknowledgement of this difference allows us to make a first step
towards
thenotionoffulfillment,oneofthemainpillarsofphenomenologicalepistemology:If–likein
the first case – I am directed towards an object in its absence,
thenmy
intentiontowardstheobjectisempty.If,ontheotherhand,Iamdirectedtowardsanobjectinitsactualpresence–
if theobject isgiven in its “‘bodily’ selfhood”
(leibhaftigeSelbstheit)(Husserl1983,pp.9-10;translationmodified)–,thenmyintentiontowardstheobjectisfulfilledbythepresenceofthatveryobject.Fulfillment,i.e.thecongruencebetweentheobjectasitisemptilyintendedandtheobjectasitisintuitivelygiven,istheideallimittowardswhichourjudgingstrives,“themeasureofitssuccessorfailure”(Crowell2006,14).Ifthiskindofcongruencenotonlytakesplace,butisalsoregisteredbyacognizingsubject,thenwearedealingwithwhatWalterHoppaptlycalls“knowledgeatitsbest”(Hopp2011,chapter7).4Letmesummarize:Fulfillmenttakesplace
if there isarelationofcongruencebetweenanobject as it is emptily
intendedand theobject as it is
intuitivelygiven.Conversely,frustrationoccurswhentheintuitiveexperienceofanobjectisnon-congruentwiththeempty
intention towards thatsameobject. Inan idealcaseof fulfillment, I
realize
thattheobjectisexactlylikeIthoughtitwouldbe.Incasesoffrustration,theintendedobjectturns
out to be different than initially thought. On a phenomenological
view,
allepistemicconceptssuchasevidence,justificationorfalsificationultimatelyleadbacktothebasicconceptsoffulfillmentandfrustration.
2.2 HorizonandAnticipationThe concepts of fulfillment and
frustration are crucial for the
phenomenologicalunderstandingofknowledgeandknowledgeacquisition.Fulfillment,i.e.thecongruence
4Itmustbenotedthattheconceptoffulfillmentisnotrestrictedtotherealmofperceptualexperiences.Althoughitistruethatveridicalperceptionsaremodelcasesoffulfillment(cf.e.g.Husserl1983,5-6,82-83,154,327),fulfillmentisafunctionalconceptthatgoesalongwithafunctionalobjectconcept.Thisistosay
that fulfillment takesplacewheneveranempty intention
towardsanobject is incongruencewithafulfilling intention towards
the same object. However, as Husserl makes clear, “an object […]
may
asreadilybewhatisrealaswhatisideal,athingoraneventoraspeciesofamathematicalrelation,acaseofbeingorawhatoughttobe”(Husserl2001a,p.145).
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betweenanobject-as-intendedandtheobject-as-given,istheideallimittowhichallofour
knowledge-claims aspire.On closer inspection, however, this
turnsout tobe
onlypartofthestory,especially–butnotonly–withrespecttotheacquisitionofempiricalknowledge.Consideragain
theexampleof theveridicalperceptionofmybike.At
firstglance,thedirectperceptualgivennessofmybikeseemstoclearlyfulfillthejudgmentthatmybikeisintheoffice.Butamoreaccuratedescriptionrevealsthatwhatisreallyexperientiallygiveninthissituationisnotsimplymybike,butonlyonesingleprofileofmybike,itscurrentfrontside.Tobesure,Icouldaltermypositionandmakethecurrentbacksidethenewfrontside,andviceversa.Butthisdoesn’tchangethefactthatmybikeisalwaysgiven
inperspectives and that,moregenerally,
thingsalwaysandnecessarilyhavemoreparts,functionsandpropertiesthancanbeactualizedinasingleintentionalact.Mybike–asitisintended–istranscendent,notonlyinthesensethatitcanbeseenfromindefinitelymanymoreperspectivesthanIcantakeupatagivenpointintime.Itisalso
transcendent in thesense that ithas, for
instance,amomentarilyhidden internalstructure, a history, certain
practical functions or many properties that aren’t in
thecenterofattentionrightnow.So,a closer lookathowthingsappear tous
reveals thatour intentions towards
thesethingsalways“transcend”or“gobeyond”theactualexperiencesthatgiverisetothem.As
theexampleofmybikeshows, there isadescribablediscrepancybetweenwhat
ismeant through a particular intentional act (my bike over there)
and what isexperientially given (my bike’s facing side with its
momentarily visible
features).Phenomenologicallyconstrued,thisdiscrepancydoesnotrepresentaproblemthatmustbe
somehow remedied, e.g. by proposing a theory that explains how a
number ofseemingly disconnected profiles add up to a homogeneous
thing to which we
thenattributetheseprofiles.Thefactthatourintentionstowardsthingsalwaystranscendthesphere
of intuitive givenness is rather to be treated as a
phenomenologicallydiscoverable feature of experience itself:
Intending is, as Husserl puts it, always andnecessarily an
“intending-beyond-itself” (Husserl 1960, 46). In being
intentionallydirectedtowardsmaterialthings,we“know”thatthereismoretothemthanisrevealedinonesingleglance.This“knowing”isnomatterofinferentialbelieforjudgementoverand
above the experiences in which things are perspectivally given; it
is rather anessentialpartofanysuchexperience.The important lesson
to draw from these considerations is that “[e]ach individualpercept
isamixtureof
fulfilledandunfulfilledintentions”(Husserl2001b,221).Or,toput it in
an alternative terminology: Intentional experiences are always
embedded
inimplicithorizonsofintentionsthataremomentarilyunfulfilled,butthatcouldbefulfilledinthecourseoffurtheracts.EventhoughIcannowonlyseemybike’sfacingsidewithits
momentarily visible features, my bike appears to me as something
that could beexplored more fully. I “know” that I could alter my
vantage point and explore itsmomentarilyhiddenbackside. I
“know”that Icould lookmorecloselyandexplore
itssurfaceinmoredetail.I“know”thatIcouldcuttheframeinhalfandexploreitsinternalstructure.Itistheseandindefinitelymanyotherpotentialitiesthatadduptotheimplicithorizon
against the background of which singular intentions towards things
alwaysstandout.Phenomenologicaldescriptionsrevealthatintentionalactstowardsthingsalwayspointtoimplicithorizonsofemptyintentions.Hence,onaphenomenologicalview,experienceis
never exhausted by what is actual; experience is always already
saturated with
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implicit references to future experiences that are possible
insofar as they could beactualized in the course of further acts.
However, in order to get a more
completeunderstandingofthephenomenologicalnotionofhorizon,twomoreaspectshavetobestressed:The
first thing tonote is thatanact’shorizon is,as Ihavealready
indicated,implicittotheactitself.Thisistosaythatthehorizonisnotheoreticalconstructthatisretrospectivelyascribed
to the initial act. An act’s horizon is rather co-givenwith
theinitialacteventhoughweusuallyaren’tawareofthis.Thatmybikehasabacksideisn’tsomethingthatcanonlybeassertedafterIhavechangedmyvantagepoint.Itisalsonotsomethingthatistheproductofsomesortofinferentialprocess.Rather,itissomethingthatbelongstotheverymeaningofbeingintentionallydirectedtowardsmaterialthings.Thesecondimportantaspect
isthis:OnthebasisofwhatIhavesaidsofar,onecoulddefinehorizonsassetsofemptyintentionsagainstthebackgroundofwhichparticularfulfilled
intentions always and necessarily stand out. But this definition is
somewhatmisleading:Althoughitiscorrecttosaythatahorizonconsistsofemptyintentionsandthuscanbedescribedasa“haloofemptiness”,itiscrucialtostressthat“thisemptinessis
not a nothingness”, but rather that “the sense of this halo […] is
aprefiguring
thatprescribesaruleforthetransitiontonewactualizingappearances”(Husserl2001c,42;myemphases).WhatHusserlissayingherecanbeelucidatedwiththehelpofmyearlierexample:IfIperceivemybike,myintentiontowardsthebike’sfacingsideisconjoinedwithahorizonofemptyintentionsandthuswiththeanticipationthatthereismoretothe
bike than is revealed in one single act. However, this more is far
from beingindeterminate: In perceiving my bike, I implicitly
anticipate concrete courses ofexperiences that are
compatiblewithwhatwasoriginally intended.Theperceptionofthe greyish
blue of my bike’s facing side, for instance, comes with the
implicitanticipationthatthemomentarilyhiddenbacksidewillexhibitthesamecoloraswell.Tobesure,
it ispossible that thisanticipation is frustratedby
futureexperiences.But if Iwere to findout thatmybike’sbackside
isn’t greyishblue, but
coatedwithdiamondsandrubies,thenIwouldprobablystarttowonderwhetherIamreallydealingwithmybikeatall.So,
typically,horizonsarenot
indeterminateinthesensethatagivenactpointstotheentirety of acts
that are logically compatible with the initial act. Horizons are
ratherstructured: they prescribe implicit rules of anticipation
that restrict how things
couldappearifthecorrespondingexperienceswerestilltoqualifyasexperiencesofthesamething.
2.3
BackgroundKnowledgeThepointofthepreviousconsiderationsisthatourexperienceofthingsis“thoroughlyinterwovenwithanticipations”(Husserl2001c,47).Thingsarealwaysandnecessarilygiven
inhorizonsand thesehorizonsprescribe rules throughwhichweanticipate
thecourseof futureexperiences.Undernormalcircumstances,
theserulesremain implicitand largely unnoticed. It is mainly in
cases of frustrated anticipations that
theirexistenceevenbecomesmanifest.5
5Here is an example that illustrates the issue: Imagine you are
asked to bring a shopping bag into
thekitchen.Yougotothecar,youseethebaginthetrunk,yougetreadytoliftitand–Oops!–yourarmsgoupway
tooeasyandyoualmost toppleover.Whathappened?Well, thebag
issignificantly lighter
thanyouanticipatedbecauseitisfilledwithpapertowels.Whatisremarkableaboutthiscaseis,firstofall,thefunny
feeling that you hadwhen you lifted the bag. Since you have
liftedmany light items before, this
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Giventheviewoutlinedsofar,anobviousquestionarises:Wheredotheaforementionedanticipationscome
from?Howare theygenerated?Andwhat is
theirstatus?AsDavidWoodruffSmithandRonaldMcIntyrehavepointedout(Smith&McIntyre1982,chapter5;
Smith 2004, chapter 5), both horizons and the rules of anticipation
that are
giventhroughthemaredependentonhighlyheterogeneousstocksofbackgroundknowledgethat,intheirtotality,makeupourfundamentalbackgroundimageoftheworld.Inlargepart,thisbackgroundknowledgeisempiricalandthushighlycontingentinnature.Justthinkoftheearlierexampleofmyanticipationthatmybike’sbacksidewillexhibitthesame
color as its facing side:Clearly,myanticipation in this
casedependson the factthat I’vehad
countlesspreviousencounterswithmybike.Hence,
amoredeterminatehorizonwithmoredeterminateanticipationsisco-givenwithmyexperiencesofmybikethanwouldbeco-givenwithyourexperiencesofmybike.Otherpartsofourbackgroundknowledgearenotempirical,but
theoretical innature:Psychologists conducted experiments in which
students were asked to observe
thefallingoftwoobjects(ametalsphereandaplasticsphereofthesamediameter)andtorecord
their observations (Gunstone &White 1981). Students who
initially held
thatheavierobjectsfallfasterweremuchmorelikelytoreportobservationsthatsupportedtheirtheory.Experimentssuchasthesesuggestthatouranticipationsoffurthercoursesof
experience are sometimes strongly influenced by theoretical
components of ourbackgroundknowledge.Finally, as phenomenologists
typically stress, there is a third type of backgroundknowledge that
belongs to neither of the two aforementioned categories: Take,
forinstance,theanticipationthatmybikewillexhibit,notaparticularcoloronitsbackside,butrathersomekindofrearsideatall.Sincewefailtoevenimagineamaterialthingthatdoesnotexhibitabacksideofsomesort,phenomenologistsclaimthatthecorrespondinganticipationisnotgovernedbyacontingentpieceofbackgroundknowledge;itisrathergovernedbya“necessaryla[w]whichdetermine[s]whatmustnecessarilybelongtoanobjectinorderthatitcanbeanobjectofthiskind”(Husserl1973,352).Thatmaterialthings,
unlike, say, geometrical objects, are necessarily given in
perspectives
isdeterminedby“auniversalessencewhich[…]prescribesanintellectuallyseengenericalruleforeveryparticularobjectbecomingintendedtoinmultiplicitiesofconcretementalprocesses”(Husserl1983,341).
3.
PerceptionandImagination:TheReturnoftheParadoxMyapproachintheprevioussectionswastouseexamplesfromtheperceptualsphereinorder
to introduce five phenomenological key concepts. Yet, on closer
inspection, theapplicability of these concepts is not restricted to
the perceptual realm. Consider, forexample, “horizon” and
“anticipation”: As I have pointed out, material things
arenecessarilygiveninhorizonsthroughwhichweanticipatefurthercoursesofexperience.Horizontalgivenness,however,isbynomeansexclusivetoperception:“Imaginings[…]present
their objectswithin exactly the samehorizons” (Husserl 1973, 169).
Imagine,
feeling is certainly not a consequence of the fact that you
lifted something light. What makes
theexperiencestandoutisratherhowitcomparedtoyour(frustrated)anticipations.Whatismore,caseslikethese
also highlight the fact thatmany of our anticipations correspond to
pieces of
non-propositional,practicalandsensorimotorknowledgeabouthowthingsaredoneandhowweuseourbodiestodothem(cf.,e.g.,Husserl1997;Noë2004).
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for instance,BartSimpsonwriting “Noonecareswhatmydefinitionof
‘is’ is”onMrs.Krabappel’s blackboard. If you do so, then the object
of your attention is a yellowcartoon character that is scribbling
on a blackboard. Yet, co-given with this
initialexperienceisasetofemptyintentionsthroughwhichyouanticipatefurtherfeaturesofthe
imagined scenario.Although theyaren’t in the centreof yourattention
right fromthe start, you automatically anticipate further features
such as the spikiness of
Bart’shair,thewallbehindtheblackboardorthecolorofBart’spants.Ifthefocusofattentionshiftsandobjectsfromthemarginmovetothecentre,certainotherobjectsfadeintothebackground,without,however,disappearingcompletely.Likeinthepreviousexamplesfromtheperceptualsphere,you“know”thatthereismoretotheimaginedobjectsthancanbegraspedinonesingleact.Horizontalgivennessisnottheonlycommonalitybetweenperceptionandimagination.Rememberthecrucialdistinctionbetweenemptyandfulfilledintentions:IfIammerelythinkingofmybike,thenmyintentiontowardsmybikeisempty.If,ontheotherhand,Iperceivemybike,myintentiontowardstheintendedthingisintuitivelyfulfilledbythething’s
presence. But is perception the only means by which the empty
intentiontowardsmybikecanbefulfilled?Notatall.IfIimaginemybike,thenthis,too,fulfillsthemerethoughtofmybike–whatwasemptybefore(thebikeastheobjectofmythought)is
now fulfilled by the quasi-experience of my imagined bike. Hence,
perception andimagination reveal a close parallelism not only with
respect to the structuralcharacteristicofhorizontalgivenness:Since
“[t]heobjective intentiondirected towardthe imagined object has its
filling in the experienced phantasms, just as the
objectiveintention in perception has its filling in sensations”
(Husserl 2005, 93; translationmodified), the parallelism between
perception and imagination involves the
crucialconceptoffulfillmenttoo.Thereare,aswehaveseen,importantessentialfeaturesthatarecommontoperceptionandimagination.But,ofcourse,therearecrucialdifferencesaswell.Themostobviousconcerns
the fact that,unlike imagination,perception
isan“originallypresentivemode[ofconsciousness]”(Husserl1982,327).Whatthismeanscanagainbeillustratedwithrecoursetotheearlierexample:IfIperceivemybikestandinginmyoffice,thenthisactisself-givingwithregardtoactualthings(mybike)andstatesofaffairs(thatmybikeisstandinginmyoffice).Thus,itisnotonlythecasethattheperceptualgivennessofmybikeintuitivelyfulfillsthethoughtthatmybikeisinmyoffice.Evenmoreimportantly,the
perceptual act “gives its object itself in the flesh” (Husserl
2001c, 140) and thusexhibits a particular quality that is discussed
in the contemporary analytic literatureunder labels such as
“presentational feel” (Foster 2000, 112),
“scene-immediacy”(Sturgeon2000,24)or“presentationalphenomenology”(Chudnoff2013,chapter1.2).Onaphenomenologicalview,thisqualityisamainreasonwhywetakeperceptualactstoconfer
justificationonempiricalbeliefs. I seemybike leaningagainst
thebookshelfanditinstantlyseemstomethatwhatIseeisatruthmakerfortheproposition“Mybikeisintheoffice”.Thefactthatthevisualexperienceofmybikeinstantiatesthequalityofhavinga“presentationalfeel”explainswhythisisso.Butnowcomparethiswiththecaseofimagination:IfIimaginemybikestandingintheoffice,
then this, as I have pointed out, also counts as a case of
fulfillment:Whatwasempty before is now fulfilled by the
quasi-sensory experience of my imagined bike.However,clearly,
thequasi-experienceofanimaginedbike isno justifier
forthebeliefthatmybikeisinmyoffice.Phenomenologicallyconstrued,thisisbecauseimaginative
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quasi-experiencesdonotinstantiatethepropertyofhavinga“presentationalfeel”withrespecttoactualthingsandstatesofaffairs.While“[p]erceptionmakesapresentrealityappeartousaspresentandasareality[…],[imagination],ontheotherhand,lackstheconsciousnessofrealityinrelationtowhatis[imagined]”(Husserl2005,4).Itisforthisreasonthattheimaginationdoesnotcountasadirectsourceofjustificationofempiricalbeliefs.Perceptionisanactthatgivesitsobjectasactual.Anactofimaginationgivesitsobjectasnon-actual.This,inanutshell,isthereasonwhytheimaginationdoesnotcountasadirect
source of empirical justification. But there is a second, evenmore
fundamentaldifferencethatconcernstheconditionsunderwhichanticipationsandexpectations6arefrustrated
in each respective realm. Here is an example that illustrates the
point:Suppose that I perceive the greyish blue of my bike’s facing
side. And supposefurthermore that – for whatever reasons – the
horizon in which this perception isembeddedcomeswith
theanticipation thatmybike’sbackside is coated
inpuregold.Whatwillhappen?Sinceabikethatisbothmineandridiculouslyexpensiveisn’tpartofthe
inventory of the actual world, this anticipation will be frustrated
by furtherperceptual experiences. And, obviously, there is nothing
I can do about this: By
andlarge,ourperceptualexperiencesarenotunderourvoluntarycontrol;theiroccurrenceaswellastheircontentissystematicallyfixedbyourexternalenvironment.Butthingsareentirelydifferentintheimagination.SupposethatIimaginemybike.Andsuppose
furthermore that thehorizon inwhichmy imaginedbike
isgivencomeswiththeanticipationthatitsbacksideiscoatedinpuregold.Obviously,nothingpreventsmefrom
imagining my bike in a way so that the anticipation of a
gold-coated backsidewouldbe intuitively fulfilled.Generally
speaking,weknow thatwe cando all sorts
ofcrazythingsinthesphereofimagination:Icouldimaginemybikeasalmosttransparentortalllikeamountain.Icouldimaginethatitisacceleratedto90%ofthespeedoflight.OrIcouldimaginethatmybiketransmutesintoahoneybeeandfliesaway.Itisinmyfreedom
to project these and indefinitely many other scenarios with the
help of
myimaginativecapacities.Hence,whilethepersistencyofanticipationsandexpectationsisstrictlyregulatedbytheexternalworldintheperceptualsphere,theimaginationseemstobedistinguishedby“itsoptionalcharacter
[and] therefore,speaking ideally, [by] itsunconditioned
arbitrariness” (Husserl 2005, 642). “[I]t remains”, as Husserl puts
itelsewhere, “within theprovinceofour freedom toallow the
indeterminatenessof
[…]horizonstobequasi-fulfilledinanarbitrarywaybyimagining.”(Husserl1973,171)Given
this rough-and-ready comparison, one could come to the following
conclusion:Imaginationislikeperceptioninmanyways.Butbeneaththesurfaceofsimilarities,twocrucial
differences remain: First, perception gives its objects as actual.
The objects
ofimagination,ontheotherhand,exhibitthe“characteristicofinactuality”(Husserl2005,320).
Secondly, perceptual anticipations and expectations are fixed by
the external
6A word on terminology: Anticipations are non-independent parts
of perceptual experiences. If, forinstance, Ienter thekitchenand
flip the lightswitch, theexperienceof the flippingof
theswitchcomeswiththetacitanticipationthatthelightwillgoon.Thisanticipationisneitheranactinitsownrightnorisit
consciouslyexperienced in
thenormalcourseofevents.However,anticipationscanbecomethebasisforseparateactsofexpectation.
If, for instance, Ihave justrepairedthe lightswitchandcheck it
fortheveryfirsttime,theflippingoftheswitchmaycomewiththeexpectationthatthelightwillgoon.Inthiscase,theexpectationisanactinitsownrightandhasthestatusofanexplicitprognosisoffutureevents.
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world. Imaginative anticipations and expectations, on the other
hand, seem to beessentiallyunrestricted.If we take this result as
conclusive, then this also has serious consequences for
thephenomenological understanding of TEs. In particular, the
paradox of TEs seems toreturnwithinthe frameworkofphenomenology in
itsoriginal force:ScientificTEsaresupposed to justify beliefs about
the empirical world. But since TEs rely on ourimaginative
capacities, and since the imagination is no direct source of
empiricaljustification,weare
inneedofaplausiblestoryabouthowTEscouldpossiblyachievethisaim.Butwhateverstorywetell,wewillhavetoconfrontthefollowingworry:Theprincipal
reason forregardingphysicalexperimentsasepistemicallysignificant is
thatourexpectationstowardsthemcanbeandquiteregularlyarefrustratedbyperceptualexperienceswhose
occurrence and content is not controlled by us. To put it
bluntly:Whenweperformphysicalexperiments,realitysometimes“kicksback”atus.Andif
itdoes, we learn something utterly important, namely that the world
is different fromwhat we had expected. But what could possibly
“kick back” at us in TEs? Since TEsexploit our imaginative
capacities, and since, apparently, these capacities
arecharacterizedbytheunconditionalfreedomtoimaginewhateverwelike,theconditionsoffulfillmentandfrustrationinTEsappeartobecompletelyunderourcontrol.Ifthatisthe
case, however, then it is hard to see how TEs could possibly
qualify as a seriousmethod of knowledge acquisition. Viewed in this
light, TEs are similar to
children’sgames.Ofcourse,theyarefuntoplay.Butsincetheirrulescanchangeerraticallyatanytimeduringtheprocess,theyarealsosomehowpointlessfromanadult’sperspective.
4.
ThreeTypesofConstraintsHereistheupshotoftheprevioussection:InordertosolvetheparadoxofTEs,weneedtotellastoryaboutwhytheimaginationcanberegardedasasourceofstableevidence.But
there is an obstacle to any such story:One of the principal reasons
for regardingperceptionas epistemicallyvaluable is thatwhat
isperceived isnot entirelyup tous.The occurrence aswell as the
content of our perceptual experiences is
systematicallyfixedbyourexternalsurroundings.Imaginings,ontheotherhand,seemtolackexternalconstraints:
Apparently,we are free to imaginewhateverwe like,wheneverwe
like.7Hence, the conditions of fulfillment and frustration appear
to be entirely under ourcontrol in the sphereof the imagination.But
if this is true, then it is unclearhow
theimaginationcouldpossiblygeneratestableevidence.Onthebasisofwhathasjustbeensaid,askepticalattitudetowardstheepistemicvalueofimagination(and,consequently,ofTEs)isfuelledbytheviewofimaginationasbeingessentiallyunrestricted.But
isthisviewcorrect?Inwhat followsIwill
trytoconvinceyouthatitisn’t.Myaiminthissectionistogothroughacoupleofexamplesinordertomake
clear that, how and to what extent the course as well as the
content of
ourimaginingsaresubjecttothreedifferenttypesofexternalconstraints.Gettingclearon
7Sartreseemsto followthis lineofreasoningwhenhecomesto
theconclusion“that it is impossible
tofindinthe[mental]imageanythingmorethanwhatoneputsintoit;inotherwords,the[mental]imageteaches
nothing” (Sartre 2004, 103). But similar views can also be found
outside of
phenomenology:Consider,forinstance,LudwigWittgenstein’sremarkthat“[i]tisjustbecauseimagingissubjecttothewillthatitdoesnotinstructusabouttheexternalworld”(Wittgenstein1980,§80).OrtakeAlanWhite’smorerecentassessmentthat“onecan’tbesurprisedbythefeaturesofwhatoneimagines,sinceoneputthemthere”(White1990,92).
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the nature of these types will finally bring us closer to a
phenomenologicalunderstandingofhowknowledgeisgeneratedthroughTEs.Suppose,thatIaskyoutoimagineBartSimpsonwriting“Iwillnotuseabbrev.”onMrs.Krabappel’s
blackboard. If you do so, then the object of your attention is a
yellowcartoon character that is scribbling on a blackboard. Yet,
co-given with this initialexperience is the anticipation of further
features of the imagined scenario: Althoughthese features aren’t in
the centre of attention right from the start, you
automaticallyanticipatefurtheraspectssuchasthespikinessofBart’shair,thepurplewallbehindtheblackboard,Bart’sdepravedbehaviourorhisredpants.Butwait!Whilethesequenceofimaginingsevolves
inmoreandmoredetail,yousuddenlyrealize thatsomething
isn’tright.Eventhoughyoucan’tquitefigureoutwhatit
is,thewholescenariodoesn’tfeellikeitshould.Itisonlythroughcarefulreflectionthatyoufinallynoticewhatbotheredyou:Bart’spantsareblue,notred!What
happened in the situation just described? To begin with, by
following
myinstructiontoimagineBartSimpson,youimmersedyourselfinthequasi-worldof“TheSimpsons”
and thus accepted certain limitations to your imagining.The concept
“BartSimpson”containswhathasbecomeknowntoyouandyourepistemiccommunityaboutthekindofobjectinquestion.Hence,byapplyingtheconcept“BartSimpson”inordertodetermine
what you were about to imagine, you activated certain parts of
yourbackgroundknowledgethat,inturn,motivatedahorizonthroughwhichfurtherquasi-experienceswereanticipated.Itisofcoursetruethattheimagination,unlikeperception,gives
you the freedom to produce quasi-experiences that are at odds with
what iscontained in the initial
concept:Youcouldeitherconsciouslydecide to
imaginequasi-experiencesthatarenotcompatiblewiththeconcept“BartSimpson”.Oryoucouldjustinadvertently
fail tostaywithintheboundariesofwhattheconceptprescribes.But, inany
case, if you imagine awhite cartoon character that has a yellowbill
andwears asailor shirtwitha redbow tie, thenyouobviously failed to
immerseyourself into
thequasi-worldof“TheSimpsons”.Therearefurtherlessonstodrawfromthisexample:First,
itunderscoresthefactthatnormally,whenwe employour imaginative
capacities,we arenot imagining series ofdisconnected figments.
Rather, most imaginative processes consist of sequences
ofrelatedimaginingsthat,intheirtemporalsuccession,formacoherentwhole.And,giventheexampleabove,itiseasytoseewherethecoherenceiscomingfrom:itisensuredbythebackgroundknowledgethatenterstheimaginationthroughtheconceptswithwhichwe
determinewhatwe intend to imagine and fromwhich our imaginative
processestake their basic direction. This is not only true when we
are asked to imagine
BartSimpson.ItisalsotruewhenweareusingourimaginativecapacitiestodecidewhetherthesofaatIkeawillfitthroughthehallwayathome.Inbothofthesecases,theconceptsthroughwhichwedeterminewhatweintendtoimaginerefertochunksofbackgroundknowledgethat,inturn,putconstraintsonhowourimaginingcanevolve.Tobesure,wecould
always break the coherence by imagining quasi-experiences that
stand in norelation to what has been imagined before. But, given
our practical ends at Ikea,imagining a sofa that suddenly
transforms into a swarm of butterflies just isn’t
therationalthingtodo.What the example of Bart Simpson also shows is
that, secondly, frustration is by
nomeansimpossibleinthesphereoftheimagination.Otherthanintheperceptualrealm,
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however,anticipationsandexpectationsarenotfrustratedbyquasi-experiencesalone.Imaginative
anticipations are frustrated by way of a comparison between
quasi-experiences and the background knowledge that enters the
imagination through theconceptswithwhichwe determine the course of
our imagining. This is exactly whathappened in the example above:
Initially, the content as well as the course of ourimaginative
endeavours were determined by the concept “Bart Simpson”. And it
wasthrough reflection on the background knowledge to which the
concept refers
thatcertainquasi-experiencescouldbesingledoutasbeingatoddswithwhattheconceptprescribes.Hence,
thereturnsouttobeacloserelationshipbetweentheconditionsoffrustrationontheonehandandtheconceptsthatdeterminethecourseofourimaginingon
theother.Given thisrelationship,wecan formulatean
importantconclusion:
Ifwewanttolearnabouttheconditionsoffulfillmentandfrustrationinagivenimaginativeprocess,
we have to look closely at the concepts through which the
horizontalanticipationsaredetermined.8What I have tried to do so
far in this section is take some first steps
towardsunderminingtheviewaccordingtowhichtheimaginationisepistemicallyineptduetothelackofexternalconstraintstotheconditionsoffulfillmentandfrustration.Followingmy
analysis, the imagination indeed gives us the freedom to produce
random
quasi-experiencesthataren’trelatedtoearlierimaginings.However,itisalsopossibletouseourimaginativecapacitiesdifferently:Wecanchoosetoimmerseourselvesinaquasi-world
by staying within the boundaries that are prescribed by the
concepts
throughwhichwedeterminewhatweactuallywishtoimagine.Andifwedoso,theconditionsoffulfillment
and frustration are externally fixed; they are fixed by the
backgroundknowledge that enters the imagination through the
concepts that give our
imaginingstheirbasicdirection.Assumeforthemomentthattheforegoinganalysisiscorrect.Evenifitis,however,onecouldstillwonderwhetheritreallycaptureswhatistrulycharacteristicofscientificTEs.One
could argue as follows: It may be true that the conditions of
fulfillment andfrustration are relatively well defined as long as
we use the imagination in a
fairlyconservativefashionbystickingtoconceptssuchas“BartSimpson”or“bike”.Conceptslike
these prescribe clear rules of anticipation because they refer to
ratheruncontroversial chunks of empirical background knowledge that
have been acquiredthrough common experiential sources. In the case
of “Bart Simpson”, for instance,weknowwhatto
imaginebecausewehavespentmanyhourswatchingtherespectiveTVshow.But
isn’t it characteristicofTEs toemployour imaginativecapacities
inamuchmoreexceptionalmanner?Of course, at firstglance,
scientificTEsalso seemtoutilizefairly conventional concepts such as
“bucket”, “car”, “train”, “cat” or “tower”. But thepoint ofmost
scientificTEs is to imagine theseobjectsunder conditions towhich
themore common parts of our background knowledge do not apply. Our
commonbackground knowledge may prescribe clear rules of
anticipation if, for instance,
weimagineacarthatisrushingtowardsagaragewith100km/h.Butwhatdeterminesthe8This,ofcourse,isnotonlytrueoftheimagination.Supposethatyouseeanobjectthatlookslikeabarn.Ifyouapplytheconcept“barn”totheseenobject,thenyouwillanticipatetheobjecttohaveabacksidethatresemblesitsfacingside.Accordingly,theexperienceofabacksidethatdoesn’tresemblethefacingside(forinstance,abacksidethatischaracteristicoffakebarns)willfrustrateyourinitialintention.If,ontheotherhand,youapplytheconcept“fakebarn”totheseenobject,abacksidethatdoesn’tresemblethefacingsideisexactlywhatyouanticipate.Hence,acloserelationbetweenconceptsandtheconditionsoffulfillment
and frustration is not only to be found in the sphere of the
imagination, but also in
theperceptualrealm(cf.alsoHopp2011,chapter2.1).
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conditions of fulfillment and frustration if we are imagining a
car rushing toward agaragewith90%ofthespeedoflight?Evenacursory
lookat thepracticeofTE-reasoning insciencereveals thatTEs
indeedemployourimaginativecapacitiesinaquiteexceptionalway.InorderformostscientificTEstobeperformed,wehavetoimmerseourselvesinquasi-worldsthatdifferfromouractualworldinmoreorlessdrasticways.Asthefollowingexamplesshow,“immersion”consistsintheactivebracketingand/ormodificationofcertainpartsofourbackgroundknowledge:Immersionintothequasi-worldofGalileo’sshipconsists
inbracketingthebackgroundknowledgeaccordingtowhichshipsatseaarealwayssubjectedtorockingmotions.
Immersion into the quasi-world of Stevin’s chain consists in
bracketing thebackground knowledge according to which objects
moving down inclined planes arealways subjected to kinetic friction
and air drag. Immersion into the quasi-world
ofNewton’sbucketconsists
inbracketingthebackgroundknowledgeaccordingtowhichthematerialuniverseconsistsofmoreobjectsthanjustawaterbucketandarope.As
we shall see in the next section, the ability to be selective with
regard to thebackground knowledge that determines the content as
well as the course of ourimaginings is indeed crucial for TEs in
science. In the present context, however, thisability is still a
reason for concern. Our problem was this: In standard cases
ofimaginativeactivity,theconditionsoffulfillmentandfrustrationaredeterminedbytherelevantpartsofourbackgroundknowledge
thathavebeenacquired in the
courseofpreviousencounterswiththeworld.Butwhatdeterminestheconditionsof
fulfillmentand frustration in cases where the imagination takes us
well beyond our ordinaryexperientialgrasp?Theobviousanswer is
thatmuchofwhatweanticipateandexpect inscientificTEs isdetermined by
the theories that work in the background of these TEs.
Theaforementionedcar/garage-TEfromSpecialRelativityisacaseinpoint:Ifweareaskedtoimagineacarthat
isrushingtowardsagaragewith90%ofthespeedof light, then,obviously,
our anticipations and expectations aren’t guided by previous
perceptualencounterswiththiskindofscenario.Whatdeterminesthecourseofourimaginingsisrather
a theory according to which the measured length of an object
decreasesnoticeablyatvelocitiesclosetoc.9Thepointisevenmoreobviousconsideringexamplessuch
asHeisenberg’s gamma-raymicroscope or EPR: In cases like these, not
only thecourse, but even the content of our imaginings is almost
entirely determined bytheoretical components of our background
knowledge. To put it bluntly: We
justwouldn’tknowwhattoimagineifwedidn’tknowathingaboutquantummechanics.Many
constraints that impinge on our imaginative activities are due to
empiricalcomponents of our background knowledge.Others are due to
theoretical parts of ourbackground knowledge. This, in a nutshell,
is the upshot of this section. However,phenomenologicallyconstrued,
there isyeta third typeofconstraints thatareneitherempirical nor
theoretical in nature. Here is an example that might help to make
my
9Oncloserinspection,thecar/garage-TEisparticularlyinterestingbecauseitisnotatallclearwhichpartofSpecialRelativityshouldactuallydeterminewhatwearesupposed
to imagine in thisTE:On
theonehand,SpecialRelativitytellsusthatobjectsmovingwithvelocitiesclosetocareLorentz-contracted.Ontheotherhand,weknowsincethe1930iesthatLorentz-contractedobjectswouldnotappearcontracted,but
rotated (Lampa 1924; Terrell 1959; Penrose 1959). This raises the
question as to whether it
isrelevantforthesuccessofTEstoimagineobjectsrealistically(cf.Brown2013).
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point:SupposethatIaskyouto imagineabrickthat
isthrownagainstawindowpane.And suppose furthermore that I ask you
to bracket everything you know about
thebehaviourofbricksandwindowpanes.Hence,whatIaskyoutoimagineisaquasi-worldin
which bricks and windowpanes look like actual bricks and
windowpanes, but inwhich their behaviour is absolutely
unpredictable.Now the question is this: Are youranticipations and
expectations concerning the behaviour of the brick and
thewindowpaneindeterminate?Aretheconditionsoffulfillmentandfrustrationentirelyuptoyou?At
first sight, this questionmight seem odd. If you are serious about
bracketing yourbackground knowledge about bricks and windowpanes,
then, apparently, there isnothing left that could possibly
determine your anticipations and expectations in
thescenariodescribedabove.Youcouldimagineaquasi-worldinwhichwindowpanesareshattereduponimpact.Butyoucouldalsoimagineaquasi-worldinwhichitisthebricksthat
crumble todustwhenever theyhitawindowpane.Oryoucould
imagineaquasi-worldinwhichwindowpanestransmuteintospraysofflowerswhenevertheyarehitbybricks.
In short: After bracketing your background knowledge, no
anticipation is
toooutlandishtobeinprincipleunfulfillablebymatchingquasi-experiences.Orso,atleast,itseems.InfactIthinkthisviewisdescriptivelywrong.Therearerestrictionstowhatwecanorcannotimagine,evenafterwehavebracketedourentirebackgroundknowledgeabouttheobjectsinquestion.Consider,forinstance,theanticipationofawindowpanethatiscompletely
shattered and completely unshattered, both at the same time. As you
caneasily verify by trying to actually imagine this scenario, it is
impossible to intuitivelyfulfill this anticipation. Or consider the
anticipation of a brick that is red and blue allover. Here too, we
fail to imagine a fulfilling quasi-experience. Or consider
theanticipation of a brick that is seen from all sides at once or
whose redness can besmelled. Again, it is impossible to imagine a
quasi-world inwhich these
anticipationswouldbefulfilledbymatchingquasi-experiences.Inallofthesecasestheproblemisnotthataparticularquasi-experiencecontradictsaruleofanticipationthatsuggestsitselfinthelightofpreviousencounterswiththeactualworldorinthelightofatheory.Rather,theproblemisthatcertainquasi-experiencesareimpossibletoimagine,nomatterhowhardwetry.Inalloftheaforementionedcaseswehavetorealizethatthe“freedom[ofvoluntarilyproducingquasi-experiences]islimitedinsofarasessentiallawsofpossiblequasi-fulfillment
are inherent here within the boundaries of the unity of an
identicalpossible objectivity understood as intentional and still
indeterminate” (Husserl 2005,671). Hence, the content and course of
our imaginings is not only determined byempirical and theoretical
components of our background
knowledge.Phenomenologicallyconstrued,our
imaginingsarealsoconstrainedby“necessarylawswhichdeterminewhatmustnecessarilybelong
toanobject inorder that it
canbeanobjectofthiskind”(Husserl1973,352).Ina
recentpaper,WalterHopphasdrawnparticularattention to the role
thiskindofessentialknowledgeplays
inTE-reasoning.OneofHopp’smainthesesis“thatthoughtexperiments,at
theirbest,are in fact foundedonactsof fulfillment inwhichwe
intuituniversals and the relations among them, and that the actual
instantiation of
thoseuniversalsandrelationsisimmaterial”(Hopp2014,81).Inadvancingthisclaim,HoppemphasizesthesimilaritiesbetweenBrown’sPlatonismandaphenomenologicaltheoryofTEs.AccordingtoHopp’sanalysis,bothaccountsagreeintheiracknowledgmentofa
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knowledge-yieldingfacultythatisindependentofthefivesensesandthatisoperativeinatleastsomeTEs.10What
Ihave tried todo in this section is toundermine theviewof the
imaginationasessentially unrestricted. If my analysis is correct,
then our imaginative capacities aresubject to three types of
constraints: First, there are constraints that are due to
theempiricalpartsofourbackgroundknowledge.Secondly,thereareconstraintsthatresultfrom
the theories thatwehave incorporated
intoourbackgroundknowledge.Thirdlyand finally, there are
constraints that aredue to “essential lawswhich govern acts
asintentional experiences, in all their modes of sense-giving
objectivation, and
theirfulfillingconstitutionof‘truebeing’”(Husserl2001b,319).
5.
PuttingthePiecesTogetherWiththeabovefindingsinplace,wecanfinallyturntotheheartofthispaper.Drawingon
the results from the previous sections, I will now take a first
stab at
aphenomenologicaldescriptionofTE-reasoninginscience.Onmyview,TE-reasoningisaprocess
thatoccurs in threestages: thepreparatorystage,
theperformancestage,andtheconclusionstage.Iwillcommentoneachofthesestagesinturn.5.1ThePreparatoryStageBeforewecanevenbegintoperformaTE,weneedtoknowacoupleofthings.Firstofall,andmostobviously,wemustknowtowhatendtheTEisperformed.ThisistosaythatweneedasufficientlycleargraspofthetargetthesisthattheTEismeanttorefute,to
corroborate or to clarify. Secondly, and no less importantly, we
need
informationaboutthekindofscenariowearesupposedtoimagine.Thisinformationisencapsulatedin
the TE-narrative in which the details of the TE-setup is specified.
Of course,
TE-narrativesdiffersignificantlywithrespecttodetail,complexityandstyle.Someofthemare
text-only. Others alsomake use of visualizations. Some of them are
colourful andfiligreed. Others are strictly technical and reduced
to the bare essentials. In any case,however, TE-narratives pursue a
twofold task:On the one hand, TE-narratives tell
ussomethingabouttheobjectsofwhichtheTE-scenarioiscomposed.Ontheotherhand,TE-narrativesspecifythecharacteristicsofthequasi-worldsinwhichTE-scenarioistobe
imagined. Consider, for instance, the following excerpt from
aTE-narrative from astandardphysicstextbook:
“Amanhasanl=5mlonggarageandbuysandl0=7mlongcar(properlengthof
the car). He reasons that, if he drives sufficiently fast, the
carwill fit in
thegarageduetolengthcontraction(ignorethefactthatheisgoingtoruinhisnewcarbysmashingitagainstthegaragewall).”(Faraoni2013,25)
10It must be noted, however, that Hopp is well aware of the
differences between a
phenomenologicaltheoryofTEsandBrown’s(cf.Hopp2014,89-90).WhilephenomenologistswilltypicallynotbeatoddswiththerationalistpartofBrown’sstory–particularlywithhisclaimthatsenseexperienceisnotthesolesourceofknowledgeabouttheworld–,theywillmostcertainlytakeissuewithhisconstrualofthelawsofnatureandwithhisPlatonisttwo-worldontology.Hence,buildingonDavies’usefuldistinctionbetweenextreme
and moderate deflationism on the one hand and (two kinds of)
moderate and
extremeinflationismontheother(Davies2007,37-42),phenomenologypositionsitselfsomewherebetween(thesecondkindof)moderateandextremeinflationism.
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Inorder tounderstand thisTE-narrative,wemusthavedifferent
typesofbackgroundknowledge at our disposal: While concepts such as
“car” or “garage” refer toconventional chunks of empirical
background knowledge, concepts such as
“properlength”or“lengthcontraction”refertoinformationaboutthekindofphysicsthatformsthetheoreticalframeworkoftheTE.ItisonlyifthesepiecesofinformationarepartofourgeneralbackgroundknowledgethatweareabletosetuptheTEaccordingly.If,forinstance,knowledgeaboutLorentzcontractionis
lacking,thenweinevitablyfail
tosetuptheTEaccordingtotheintentionsofitspresenter.ButTE-narrativesnotonlygiveusinformationaboutthekindsofobjectsandprocessesthatweneedtoimagineinordertocarryouttheexperiment.TE-narrativesalsocontaininformationabout
thequasi-world inwhich theTEought tobeperformed.While
thisinformation isonly implicit inmanycases,
theabove-quotedTE-narrativehintsat thespecifics of the required
quasi-world by remarking that no actual car would
remainintactunderthe
imaginedconditions.Ofcourse,weknowthatnoactualbrakesystemcoulddeceleratethecarfromvelocitiesclosetoc.Andweknowthatthecarwouldmeltinlessthanablinkofaneye.Buttheseandsimilarothercomponentsofourbackgroundknowledgemustbebracketedifwewanttoimmerseourselvesintothequasi-worldthatsuitstheTEweareabouttoperform.LikemanyotherTEsinphysics,thecar/garage-TEjustwouldn’tworkinaquasi-worldthatresemblesouractualworldtooclosely.TheTEonly
works in an idealized quasi-world in which many factors that
determine
thebehaviouroftheactualworldareneglected.5.2ThePerformanceStageThe
purpose of a TE-narrative is to prime its audience for the
performance of theensuing TE. The main tool for doing so is the
concepts of which the narrative
iscomposed.TheseconceptsrefertothekindofbackgroundknowledgethatisnecessaryinorderfortheTEtobesetup.It
isonlyiftherightkindofbackgroundknowledgeisalreadyinplacethatweareinapositiontoimaginetheTE-setupaswellasthequasi-worldinwhichtheTEoughttobeembedded.Hence,IfullyagreewithDavidGooding’sobservation
that “[a] TE becomes possible [only] when a world is sufficiently
well-represented that experimental procedures and their likely
consequences can
bedescribedwithinit”(Gooding1992,281).WhetherornotaTEmanagestoleadustoitsdesiredoutcome
largelydependsonour familiaritywith thequasi-world inwhich
theTEoughttobeembeddedaccordingtoitspresenter.11
11ThispointalsohasimplicationsforthehistoriographyofTEs.AshistoricallyinclinedphilosopherssuchasJamesMcAllister(1996)orPaoloPalmieri(2005)haveemphasized,itiscommoninthephilosophicalliterature
to make use of the history of TE-reasoning in a rather
idiosyncratic, sometimes even“cartoonish” (Palmieri 2005, 223)
manner. Not only that case studies are presented without
payingsufficientattention to
theircontext;manyphilosophersalsoapproachthehistoryofTE-reasoning
inanovertly“presentist”or“Whiggish”way.InthecaseofGalileo’sfamoustower-TE,forinstance,ithasbeenobjectedthatitisonlyifwetoday“lookatthisthoughtexperimentfromanhistoricallydistantperspectiveandwith
the knowledge ofmodern physics concerning falling bodies in a
vacuum [that] the
inferencefromthecontradictiontothe‘right’conclusion[…]seemstobeimmediateanduntutoredbyanyempiricalorlogicalreasoning”(Brendel2004,95;cf.,forasimilarcomplaint,Norton1996,344-345).Whatseemsrighttomeaboutthisobjectionisthealmosttrivialtruththatwecannotpresupposeourcontemporarybackground
knowledge if we wish to determine the epistemic weight that a TE
carried in its originalhistorical context. However, I also believe
that the framework of phenomenology is particularly
well-suitedtodrawameaningfuldistinctionbetweentheepistemicweightaTEcarriesforus,relativetoourmodern
background image of the world, and the epistemic weight a TE
originally carried for a given
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Assume that we have successfully completed the preparatory stage
in our
currentexample,thecar/garage-TE.Thisistosaythatwehaveasufficientlycleargraspofthetarget
thesis,wepossess the rightkindofbackgroundknowledge
andweunderstandthespecificsofthequasi-worldinwhichtheTE-scenariooughttobeimagined.WearenowinapositiontoimaginetherequiredTE-setup.Ifwedoso,thentheprimaryobjectof
our intentional directedness is a scenario that consists of an
imagined car that
isabouttorushtowardsanimaginedgarageataspeedclosetoc.However,onthebasisofour
earlier reflections on the horizonal structure of intentionality,
it is clear that theimagined car and the imagined garage is by no
means all that is given to us in
thissituation.Co-givenwiththequasi-experienceoftheprimaryobjectisanarrayofemptyintentions
that point towards possible future states of the imagined
TE-scenario.
InimaginingtheTE-setup,asitislaidoutintheTE-narrative,weautomaticallyco-intendahorizon
that prescribes anticipatory rules concerning the course of further
quasi-experiences. These rules of anticipation aremotivated by the
background knowledgethat isnecessary for imagining theTE-setup in
the firstplace.And it is through
theseanticipatoryrulesthatourbackgroundknowledgerestrictshowtheimaginedscenariocouldevolveifthecorrespondingquasi-experienceswerestilltoqualifyasexperiencesoftheinitialscenario.Thepoint
I am trying tomake is this: Ifwe
imagineaparticularTE-setup,wearenotmerelyimaginingaparticulararrangementofimaginedobjectsthatareembeddedinaparticularquasi-world.Sincetheobjectsofourintentionaldirectednessarenecessarilygiveninhorizons,wealsoco-intendrulesofanticipationthatrestricthowtheTE-setupcouldevolveiftheensuingphaseswerestilltoqualifyasphasesoftheinitialsetup.Thisway
of putting things alsomakes clear what it actually means to carry
out a TE:
ToperformaTEistoimmerseoneselfintoaparticularquasi-world,toimagineaTE-setupwithinthisquasi-worldandthentolettheTE-setupevolveaccordingtotheanticipatoryrulesthatareco-givenwitheachandeveryquasi-experienceoftheunfoldingTE.Or,toput
it in slightlydifferent terms:ToperformaTE is to “live through”
theanticipatoryhorizonsagainstthebackgroundofwhichfulfilledintentionstowardsparticularphasesof
the imaginative process always stand out.12With each new phase a
new horizoncomes to fruition, “a new system of determinable
indeterminacy, a new system ofprogressive
tendencieswithcorrespondingpossibilitiesofentering
intodeterminatelyorderedsystemsofpossible[quasi-]appearances,ofpossiblewaysthattheaspectscanrun
their course, together with horizons that are inseparably
affiliated with
theseaspects”(Husserl2001c,43).Inthiswholeprocessof“livingthrough”theanticipatoryhorizons
inwhicheachphaseof the imaginativeprocess
isgiven,processesofexplicitinferentialreasoningaremostlyabsent.Thisexplainsoneofthemostintriguingfeaturesof
scientific TEs, namely the ease with which they are performed and
the
apparenteffortlessnesswithwhichwereachthedesiredoutcome.According
to view developed so far, the way the initial TE-setup pans out
ispredelineatedbytherulesofanticipationthatcomewitheverynewquasi-experienceofthe
unfolding TE. This, however, raises an obvious question: At any
point during theperformance of a TE, there are far more empty
intuitions towards future quasi-
historicalcommunity.Cf.,foracoupleoffirststepstowardsemployingthephenomenologicaltoolofthe“epoché”indealingwithsciencehistory,Arabatzis(2012)andPalmieri(thisvolume).12ThisechoesGooding’sremarkthat“[t]oexplaintheforceofanexperimentithelpstounderstanditasaprocesstobeworkedthrough,ratherthanasalogicalstructure”(Gooding1992,283).
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experiences than are relevant for the actual outcome of the TE.
If we imagine a carrushing towards a garage, for instance, we
implicitly anticipate the car to have abackside. Or we anticipate
the garage to have a specific color. But,
obviously,anticipationssuchastheseareentirelyirrelevantforwhattheTEissupposedtoshow.Hence,
the question arises as to how relevant anticipations are
distinguished fromirrelevantones.I opened this sectionwith the
remark that the aim of TE-narratives is to prime theiraudience for
theensuingTE. In the lightof thequestionthathas justbeenraised,
thisremarkmust be further clarified:On the one hand, TE-narratives
tell uswhatwe aresupposed to imagine. They do so by employing
particular concepts that activateparticular components of our
background knowledge. Anticipatory rules that
aremotivatedbythesecomponentsthenrestricthowtheensuingTEcanunfold.Butontheotherhand,
andequally important,TE-narrativesalsogiveus
informationaboutwhatwearenotsupposedto imagine(cf.Davies2007,35).
Inpart this isdonethroughthetarget-thesis that automatically
narrows our focus to certain aspects and leaves
outothers.Butitisalsodonethroughthedeterminationofthequasi-worldinwhichtheTEmustbeembedded.Bybracketingcertainpartsofourbackgroundknowledgeinorderto
immerse ourselves in a particular quasi-world, we prevent certain
rules
ofanticipationfromevenbecomingoperative.Ournormalanticipationsconcerningobjectsslidingdowninclinedplanes,forinstance,aredeterminedbythebackgroundknowledgeaccording
towhich such objects are always subjected to kinetic friction and
air drag.However, as reliable as this background knowledge may ever
be under standardcircumstances, the resulting rules of anticipation
are entirely impractical for
theperformanceofTEslikeStevin’schain.Hence,inordertolettheimaginationinsuchTEsbe
guided by the right kinds of anticipatory rules, parts of our
common backgroundknowledgemust be bracketed already at the outset.
Thus construed, bracketing is
anessentialtoolforchannellingouranticipationsindesiredways.The
previous remarks on the role of bracketing also allowme to finally
explicatemythesis according to which TEs should be understood as
anticipation pumps.13On
theviewproposedhere,TE-narrativesarewelldesignediftheyaccomplishtwoobjectives:First,theymusttriggertherightkindofbackgroundknowledgeinordertomotivatetheright
kinds of anticipatory rules. And secondly, they must ensure that
these rules ofanticipation aren’t interfered by anticipations that
are inessential or even
animpedimentforreachingthedesiredoutcomeoftheimaginativeprocess.Hence,toputit
ina slogan:ATE iswell-designed if theTE-narrative is successful in
“pumping” therightrulesofanticipations.The“right”rulesarethosethat
leadusfromtheinitialTE-setuptothedesiredendpointwithaminimumofunnecessarydistractions.5.3TheConclusionStageToperformaTEmeanstosuccessfully“livethrough”theanticipatoryhorizonsagainstthe
background of which fulfilled intentions towards particular phases
of
theimaginativeprocessalwaysstandout.TheperformancestageofaTEiscompletedwhen
13Of course, in using this terminology, I take a cue from Daniel
Dennett who famously dubbed
TEs“intuitionpumps”.However,myagreementwithDennett’sviewsisrathersuperficial.WhileIagreethatthehallmarkofawell-functioningTE
is that it is“cunninglydesignedto focus
thereader’sattentionon‘theimportant’features,andtodeflectthereaderfromboggingdowninhard-to-followdetails”(Dennett1984,12),IdonotsharethedismissiveattitudethatischaracteristicforDennett’searlytakesonTEs.
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20
we reach that state of the TE-scenario which the presenter deems
relevant for theprojected target-thesis. Like in the case of
physical experiments, we can now askwhether the outcomeof theTE
supports the conclusion that its presenter draws. Forinstance: Do
the changing states of a water-bucket-system in an otherwise
emptyuniversereallyforceustoaccepttheexistenceofabsolutespace?Doesalightraythatentersanelevatorhorizontally
really forceus toaccept that theeffectsof
gravityandinertialaccelerationareindistinguishable?But scrutinizing
the relationbetween theoutcomeof the imaginativeprocess and
theprojectedtargetthesisisnotallthathappensattheconclusionstage.Inmanycasesitisalso
natural to reflect on whether the course of the imaginative process
itself wasinevitable, independently from its purported impact on
the target thesis. Here is
anexamplethatmightillustratethepoint:ConsideramodernversionofGalileo’stower-TEinwhichwe
imagineacannonball that is tied toamusketball.Weare thenasked
tothrowthecombinedsystemfromatowerandtoseewhathappens.Ifthespeedoffallofbodies
isreallyproportional to theirweights,as theAristotelian
theorysuggests,
thenthecombinedsystemwillfallfasterandslower.ThisoutcomeisusuallytakentoshowthattheAristotelianlawoffallingbodiesisfalseandmustbereplacedwithGalileo’s.Now,criticalreflectiononthisTEcanoccurontwodifferentlevels:14Ontheonehand,itisnaturaltowonderwhetherbothconclusions–therejectionoftheAristotelianlawandthe
proclamation of the Galilean law – are equally supported by the
outcome of theimaginative process. Yet, on the other hand, it is
also possible to ask whether theoutcome itself is inevitable. Is it
really the case that the anticipations in this
TEunavoidablyleadustotwoconflictingscenariosinwhichthecombinedsystemfallsbothfasterandslower?Ordoour
anticipations varydependingonhow tightly
themusketballandthecannonballareconnected?Doouranticipationsvarydependingonwhetherthetwoobjectsareconnectedwitharopeorwitharubberband?Canacannonballthatis
connected with a musket ball really be treated as one object, as
the TE seems topresuppose (cf., for versions of these and similar
other objections, Koyré 1968,
51;Gendler1998,404-406)?Suchquestionsobviouslydonotconcerntherelationbetweenthe
outcome of TE-process and the projected target thesis. Rather, such
questionsconcerntheTE-processitself.How can questions concerning
the inevitability of the TE-process be resolved? Givenwhat has been
said so far, an answer to this question goes along the following
lines:SincetheevolutionofaTE-setupisdeterminedbytherulesofanticipationthatgovernthe
TE, scrutinizing the outcome of the TE-process can only proceed by
way ofexplicating the background knowledge that initially motivated
the relevant rules
ofanticipation.Duringtheperformancestage,i.e.duringtheprocessof“livingthrough”thehorizons
inwhich thephasesof theTEaregiven, thisbackgroundknowledge is
tacit.However,
ifwewishtocriticallyreflectonthestrengthwithwhichtheoutcomeoftheTE-processimposesitselfonus,therelevantpartsofourbackgroundknowledgemust
14The two levels Iamreferring tohere
resembleBrown’sdistinctionbetweenexperiment in
thebroadsenseandexperimentinthenarrowsense:“Inthenarrowsense,anexperimentincludesthesetupandthe
observation […]. In the broad sense, the experiment includes
background assumptions and initialtheorizing, the setup,
observation, additional theorizing, calculating, and drawing the
final
conclusion.”(Brown2007,157-158)WhatIcalltheleveloftheTE-processisroughlysimilartoBrown’sexperimentinthenarrowsense.
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21
be made explicit.15The strength with which the outcome of a
particular TE-processimposes itself on us will depend, among other
factors, on the type of
backgroundknowledgethatmotivatestherelevantrulesofanticipation:If,forinstance,aparticularset
of anticipations ismotivatedby a theory that operates in
thebackgroundof aTE,then the degree towhichwe accept the outcomeof
theTEdepends on the degree ofbelief in the underlying theory. If,
on the other hand, a particular set of anticipationsturns out to be
determined by an essential law, then the outcome of the
imaginativeprocesswillberegardedasnecessary.Let me conclude this
section by briefly commenting on one last issue: On the
viewproposedhere,toperformaTEisto“livethrough”therulesofanticipationthatareco-given
at each stage of the imaginative process. These rules are motivated
by thebackgroundknowledge that is triggeredduring thepreparatory
stage, i.e. through theconcepts of which the TE-narrative is
composed. Hence, the course as well as theoutcome of a TE is
ultimately determined by chunks of pre-established
backgroundknowledge.Butthisraisesanobviousquestion:HowcanwelearnsomethingnewfromTEs
if their outcome isdeterminedbybackgroundknowledge thatmust
alreadyhavebeen acquired before the TE can even be set up? Isn’t it
a consequence of the viewdefendedhere that theperformanceofaTE is
themererecallingofwhatwasalreadyknown?SincescientificTEsareaverydiverse
lot, it is, I think, impossible
togiveaprincipledanswertohowTEsmanagetogobeyondtheknowledgeonealreadyhastopossessinordertoperformtheTE.ItisthusmainlyforthesakeofbrevitythatIwillreducemyselftoonesingleaspectthatseemstobeofparticularimportanceinthiscontext:AsIhavepointedout,TEsrequireustoimmerseourselvesintoquasi-worldsthatdifferfromtheactual
world in more or less drastic ways. One of the reasons why
immersion isepistemically significant is that it gives us the
opportunity to test our
backgroundknowledgeunderconditionsthatcouldnotbereplicatedotherwise.Ofcourse,thereisalsoadangerinprojectingquasi-worldsthatarefarremovedfromtheactualworld:Themoreoutlandish
thequasi-world, thehigher the risk thatour anticipations
eventuallybecomeungrounded.Butoneofthethingsawell-designedTEaccomplishesbywayofprojecting
idealized quasi-worlds is to provoke collisions between parts of
ourbackgroundknowledgethatwouldnotevencomecloseundernormalcircumstances.16ItisinthiswaythatTEsallowustodetectandgetridofinconsistenciesinourexistingbackgroundknowledge,
toexplicateandscrutinizebackgroundassumptionsthatwerepreviously
left unquestioned and, in some particularly impressive cases, even
to
15It shouldbenoted,however, that theexplicationof
tacitbackgroundknowledgeusuallycomesat
thepriceofdiminishingthecognitiveefficacyandeleganceofagivenTE.ThispointhasbeenemphasizedbyDavidGooding(1992,286).16Anexamplemighthelpmake
thispointmorevivid.Asnotedearlier (cf. footnote6),
ourbackgroundimage of the world is in part composed of pieces of
non-propositional, practical and
sensorimotorknowledgeabouthowthingsaredoneandhowweuseourbodiestodothem.At
firstblush,onemightthinkthat,sinceTEsareperformedinthelaboratoryofthemind,implicitsensorimotorandkinaestheticknowledgeisirrelevantforthepracticeofTE-reasoning.However,asGooding(1992)andYiftachFehigeand
I (2013)haveargued, this is far frombeing
thecase.WhileGoodingemploysabroadlynaturalisticframework to make
this point, Fehige and I have approached the issue from a
phenomenologicalperspective. The aim of our paper was to a) show
that implicit body knowledge is operative
inmanyinstancesofTE-reasoningandtob)illustratethisclaimbymeansofananalysisofNewton’sbucket-TE.
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22
reconfigure
theconceptualapparatuswithwhichweapproachtheworld(Kuhn1977;Gendler1998).
6.
ConcludingRemarksThegoalofthispaperwastosetoutsomebasicdirectionsinwhichaphenomenologicalframework
for the analysis of scientific TEs should be developed. On my
view,phenomenologydiffersfromtheexistingapproaches,amongotherthings,initsstartingpoint:
Themain objective, at least initially, is not to construct a theory
that seeks tobring TEs in line with certain pre-established
epistemological, ontological
andmetaphysicalviews.Themainobjectiveofaphenomenologicalaccountisrathertogivea
faithfuldescriptionof theactualperformance ofTEs froma
first-personperspectiveandtogoonfromthere.Oneoftheaimsintheprecedingsectionswastoindicatehowsuch
a descriptionmight actually look like. But, of course,muchwork
remains to
bedoneinordertopositionphenomenologyasaseriouscontenderintheongoingdebateonTEs.17
7.
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