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Pediatric Formulations: Need For New Excipients* Mansoor A. Khan, R.Ph., Ph.D. Director, Division of Product Quality Research US Food and Drug Administration ExcipienFest, April 28, 2015 Puerto Rico *The views expressed are my own and do not necessarily represent the official policy of the FDA
49

Pediatric Formulations: Need For New Excipients*

May 29, 2022

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Page 1: Pediatric Formulations: Need For New Excipients*

Pediatric Formulations: Need For New Excipients*

Mansoor A. Khan, R.Ph., Ph.D.

Director, Division of Product Quality Research

US Food and Drug Administration

ExcipienFest, April 28, 2015

Puerto Rico

*The views expressed are my own and do not necessarily represent the official policy of the FDA

Page 2: Pediatric Formulations: Need For New Excipients*

Mansoor Khan 2015 2

Core Regulatory Tenet

Regulatory

Agency’s

Expectations

Facilitate

Accessibility

Efficacy Safety

Quality

Page 3: Pediatric Formulations: Need For New Excipients*

Outline • Pediatric Oral Drug Products

– Challenges and special considerations

• Dosage forms of the regulated products

• New excipients for novel dosage forms

– BCS classification use in pediatrics

– Excipient challenges in pediatric products

• Excipient in Compounded Products

• New excipients safety qualification

• Some internal FDA studies

3 Mansoor Khan 2015

Page 4: Pediatric Formulations: Need For New Excipients*

• Draft Guidance for Industry Pediatric Study Plans, July 2013: http://inside.fda.gov:9003/downloads/CDER/OfficeofNewDrugs/ImmediateOffice/

PediatricandMaternalHealthStaff/UCM360933.pdf

– Overview of the disease in pediatrics & the

drug/biologic

– Overview of extrapolation

– Info on waiver(s) and deferral(s)

– Info on the planned nonclinical & clinical studies

– Pediatric formulation development

4 Mansoor Khan 2015

– 2012 FDA Safety and Innovations Act (FDASIA)

– Permanent Reauthorization of BPCA and PREA

Pediatric Device Safety and Innovation Act

- Sponsor to submit Pediatric Study Plan (PSP)

Page 5: Pediatric Formulations: Need For New Excipients*

5

FDA Collaboration with NIHCD

5 Mansoor Khan 2015

Page 6: Pediatric Formulations: Need For New Excipients*

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100

120

140

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Top Selling Drugs in US Market Bearing Pediatric Use Information in Label

6 Mansoor Khan 2015

Page 7: Pediatric Formulations: Need For New Excipients*

7

Platforms/Approved Pediatric Dosage forms

• Drops

• Syrups

• Suspensions

• Sprinkles

• Capsules

• Injectables

• Chewable tablets

• Orally disintegrating tablets

• Coated products

• MDIs and DPIs

• Orally dissolving films

• Minitabs

• Others (e.g., non oral drops, creams, ointment etc.)

Mansoor Khan 2015

Page 8: Pediatric Formulations: Need For New Excipients*

API

Excipients

Product

Properties

Processing

Conditions

Environmental

Conditions

Container

Closure

System

Scale-Up

Dosage Form BLA/NDA/ANDA

Review/

Compliance

Solids, liquids,

semisolids, all

routes, All Analyti

–cal, evaluations

And measureme–

nts systems

Compatibility

Concentration

Solubility, Tg

Part. Size Dist.

Temperature, RH,

Light, Handling,

Storage

Ionic Strength

Buffer Choice,

Crystallization,

PS, Appearance

Viscosity, pH

Batch size, Yield

Moisture content

Impurities

Material, Geometry, Integrity

Headspace pressure, Leachables,

Fill volume, Terminal sterilization feasibility

Bioreactor/Synthetic

Mixing

Filtration

Sterilization,

Lyophilization

Freeze-thaw

Agitation

Filling

Spray Drying

Geometric,

Kinematic,

Heat

Transfer,

Mass

Transfer

Analytical

Methods

UV, HPLC, UPLC, MS, MS-

MS, DSC, TgA, X-ray

8 Mansoor Khan 2015

Page 9: Pediatric Formulations: Need For New Excipients*

Pediatric Product: Special Considerations

• Minimal/safe excipients

• Stability under high heat/humidity – Physical, chemical, and microbiological

• Palatable – Flavor selection based on cultural preferences

• Easy-to-swallow or dissolvable dosage form

• Ability to titrate dose

• Adequate bioavailability

• Avoidance of extemporaneous compounding

• Commercially available

Anne Zajicek, NIH/NICHD 9 Mansoor Khan 2015

Page 10: Pediatric Formulations: Need For New Excipients*

10 Mansoor Khan 2015

Understanding Product by QbD Approach

Page 11: Pediatric Formulations: Need For New Excipients*

11

Challenges of Solutions

• Main challenges are – Solubility

– Stability

– Taste masking

– Appropriate selections of excipients and packaging material

– Preservation

• Typical ingredients – Solubilizers, Stabilizers, viscosity builders,Sweeteners,

colorants, flavors, or complexing agents

• Selection of ingredients can be critical depending upon BCS classification

Mansoor Khan 2015

Page 12: Pediatric Formulations: Need For New Excipients*

12 Mansoor Khan 2015

Page 13: Pediatric Formulations: Need For New Excipients*

13

Some Solubilization Methods for Poorly Soluble (BCS 2)

Compounds

• Cosolvents

• Salt formation

• Complexation

• Surfactants

• Nanosizing or micronizing

• Amorphous compounds

Mansoor Khan 2015

Page 14: Pediatric Formulations: Need For New Excipients*

JBreitkreutz, J. Boos, Exp. Opin. Drug Deliv. 4: 37-45 (2007) 14 Mansoor Khan 2015

Page 15: Pediatric Formulations: Need For New Excipients*

Safety of Preservatives

• Methyl & Ethyl parabens

• EFSA has assigned ADI of 10mg/kg/day • Propyl paraben

• EFSA has not assigned an ADI Reports of developmental problems in juvenile animals. Failure of testicular development. Must be seen as relevant to paediatric use, esp. lower age groups. • Optimal approach - propyl paraben should not

be used in paediatric medicines for neonates, infants and small children. Not even in the short term.

Piotr Kozarewicz European Medicines Agency 15 Mansoor Khan 2015

Page 16: Pediatric Formulations: Need For New Excipients*

• The main excipients raising safety concerns were

parabens (especially propyl paraben), benzyl alcohol,

propylene glycol, ethanol, cyclodextrin, sorbitol,

polysorbate 80, and mannitol

Mansoor Khan 2014 1

6

Ruiz et al., Pediatric formulation issues identified in pediatric

investigation plans, Expert Rev. Clin. Pharmacol., Early Online 1-

6 (2014)

Page 17: Pediatric Formulations: Need For New Excipients*

Safety of Excipients

• Deaths of neonates and low-weight infants up to the age of 6 months and severe, adverse drug reaction, such as seizures and plasma hyperosmolality, have been reported for propylene glycol [20,21]

─ Expt Opinion Drug Delivery; 4:37-45,2007

─ McDonald et.al., and Glassgow et.al- MV-12 parenteral: (reversible: “we can not as yet ascribe any clinical problems other than hyperosmolarity to propylene glycol

17 Mansoor Khan 2015

Page 18: Pediatric Formulations: Need For New Excipients*

18 Mansoor Khan 2015

Page 19: Pediatric Formulations: Need For New Excipients*

19 Mansoor Khan 2015

Page 20: Pediatric Formulations: Need For New Excipients*

Mansoor Khan 2014 2

0

Turner et al., Adv Drug Deliv Rev. 2013 Nov 13. pii: S0169-409X(13)00262-7

Risk assessment of neonatal excipient exposure: Lessons from food

safety and other areas.

From Abstract

….Many excipients have been used widely in neonates without obvious

adverse effects. Some excipients may be toxic in high amounts in which

case they need careful risk assessment. Alternatively, it is conceivable that

ill-founded fears about excipients mean that potentially useful medicines are

not made available to newborn babies….

From Background on Risk Characterization of Parabens

….The risk assessment of parabens needs to account for their beneficial

effects as antimicrobials. The withdrawal of parabens from multi-use

preparations may increase the incidence of infection in neonates who have

age-specific vulnerabilities to a number of microorganisms…

From Background on Risk Characterization of Propylene glycol

….Surveillance in routine clinical practice has shown that currently available

medicines that contain propylene glycol are not associated with an increase

incidence of adverse effects…

Page 21: Pediatric Formulations: Need For New Excipients*

Mansoor Khan 2014 2

1

Turner et al., Adv Drug Deliv Rev. 2013 Nov 13. pii: S0169-409X(13)00262-7

Risk assessment of neonatal excipient exposure: Lessons from food

safety and other areas.

From Conclusions

Many excipients have been used without adverse events in the newborn

period and excipients will continue to be required in this age group. Rational

medicine use will depend on structured risk assessment…

We advocate a structured approach to identifying relevant information and

acknowledging uncertainties. We envisage that this will allow regulators,

manufacturers and clinicians to avoid or use excipients appropriately

Conflicts:

None: 15 authors from major hospitals and universities in UK, France,

Ireland, Estonia. Some are members of MHRA and EMA

Page 22: Pediatric Formulations: Need For New Excipients*

FDA Approved

Products – Over

a 100 regulated

products in use

22 Mansoor Khan 2015

Page 23: Pediatric Formulations: Need For New Excipients*

Pediatrics Product with Propylene Glycol – Sold in

Market

• Product 1 - >100,000 units/mo since 2007

• Product 2 - >15,000 units/mo since 2007

• Product 3 - .5000 units/mo since 2007

Too many to list all of them here….

24 Mansoor Khan 2015

Page 24: Pediatric Formulations: Need For New Excipients*

25

Composition of Some Compounding Vehicles

• Ora sweet contains water, sucrose, glycerin, sorbitol, flavouring, citric acid, sodium phosphate, methylparaben and potassium sorbate. pH 4.2

• Ora sweet SF contains purified water, glycerin, sorbitol, sodium saccharin, xanthan gum, flavouring, citric acid, sodium citrate, methylparaben, propylparaben, potassium sorbate. pH 4.2.

Mansoor Khan 2015

Page 25: Pediatric Formulations: Need For New Excipients*

26

Selection of Excipients

• Well known excipients – Monograph

– IIG List for adult products (http:/www.accessdata.fda.gov/scripts/cder/iig/index.cfm)

– Documented human use in the proposed level

– GRAS

• New excipients (Battery of tests needed) (http://www.fda.gov/cder/guidance/5544fnl.cfm)

Mansoor Khan 2015

Page 26: Pediatric Formulations: Need For New Excipients*

Inactive Ingredients Guide

• IIG lists the maximum amount of excipient used per dosage unit

– For multiple units, chronicity of dosing, maximum daily dose etc, the sponsors usually justify the use in the amounts used

• 21 CFR 314.94 (a)(9)ii states that “an applicant shall identify and characterize the inactive ingredients in the proposed drug products and provide information demonstrating that such inactive ingredients do not affect the safety or efficacy of the proposed drug product”

Page 27: Pediatric Formulations: Need For New Excipients*

28

How do we develop Pediatric IIG?

Mansoor Khan 2015

Page 28: Pediatric Formulations: Need For New Excipients*

Guidance for Industry-Nonclinical studies for the safety

evaluation of pharmaceutical excipients

• May 2005

New excipient means any inactive ingredients

that are intentionally added to therapeutic and

diagnostic products, but that: (1) we believe are

not intended to exert therapeutic effects at the

intended dosage, although they may act to

improve product delivery (e.g enhance

absorption or control release of the drug

substance; and (2) are nor fully qualified by

existing safety data with respect to the currently

proposed level of exposure, duration of

exposure, or route of administration

Page 29: Pediatric Formulations: Need For New Excipients*

Recommended strategies to qualify

new excipients

• Safety pharmacology – (ICH guidance S7A) –

potential pharmacological actions

• Excipient for short term use (14 or fewer days)

– Acute toxicity studies in rodent and mammalian non

rodent species

– ADME

– Genotox (ICH S2B)

– One month repeat dose study in both species

– Reproductive Tox (ICH S5A and S5B)

Page 30: Pediatric Formulations: Need For New Excipients*

Excipient safety

• Excipient for intermediate term use (2 wks to 3 months)

– All the previous tests, except a three month repeat dose study instead of the one month study

• Excipient for long term use (>3 months)

– All the above tests except a 6-month repeat dose study instead of 3-month

– Other tests as recommended

• 2-Year Carcinogenecity tests

• For non oral excipients, other requirements

Page 31: Pediatric Formulations: Need For New Excipients*

32

Taste of Drugs

• Unpleasant and bitter - Alkaloidal subgroups/N- containing: e.g., pyrroles, pyrrolidines, quinolines, tropanes, imidazoles, purine, pyridines, steroids, alklylamines

• Astringents - Tannin sub-group/Polyphenols and non-nitrogens: gallates, pyrrolgallals, catechols etc.

• Bland taste - Lipid groups: Palmitates, stearates, caprates, laurates etc.

• Aromatic but bitter - Volatile oil groups: Limonene, menthol, carvone etc.

Mansoor Khan 2015

Page 32: Pediatric Formulations: Need For New Excipients*

33

Taste of Drugs

• Sweet - Glycerhitinic acids and carbohydrate

groups: Generally low MW sugars are sweet,

and high MW compounds are tasteless/bland

• Very bitter - Glycoside groups: Anthraquinones

(many antibiotics), cardiac glycosides, tropanes,

steroids. Aromatic - flavanoid and aldehydic

glycosides

Mansoor Khan 2015

Page 33: Pediatric Formulations: Need For New Excipients*

34

Examples of Bitter Tasting Drugs

• Anti-AIDS: Ritonavir, lopinavir, tenofovir

• Anti-malaria: Chloroquine

• Anticonvulsant: Lamotrigine

• Antihistamines: Brompheniramine

• Antibiotics: Amoxicillin, clindamycin, doxycycline

• Corticosteroids: Prednisone, Prednisolone and

many others..

Mansoor Khan 2015

Page 34: Pediatric Formulations: Need For New Excipients*

35

Methods for Taste Masking of Drugs • Flavor Enhancers: Natural and artificial - Cherry,

peppermint, bubble gum, orange, vanilla etc.

• Sweeteners: Saccharin, sucrose, fructose

• Coating: Acrylates, celluloses, others

• Complexation: Amberlite, cyclodextrins, tannates – Risperidone

• Salt Formation or Cocrystals: Lamotrigine, Cetirizine HCl, Hydrocodone bitartarate

• Pro-drug: Clindamycin Palmitate HCl, Tenofovir disoproxil fumarate

Mansoor Khan 2015

Page 35: Pediatric Formulations: Need For New Excipients*

FDAs`Internal Pediatric Drug Taste-Masking Approaches

36

Understanding and

Verification of the

selective formulation

approaches

Taste masking by

Complexation i.e.

Respiridone, Oseltamivir ,

Chlorpheniramine,

Brompheniramine

Taste Masking by

Drug Coating i.e.

Clindamycin HCL

Mansoor Khan 2015

Page 36: Pediatric Formulations: Need For New Excipients*

37 Mansoor Khan 2015

Page 37: Pediatric Formulations: Need For New Excipients*

Oseltamivir Phosphate (Drug)

Amberlite IRP 64 (Resin)

Drug: Resin Phy. Mix 1:1

Drug: Resin Phy. Mix 1:2

Drug: Resin Phy. Mix 1:4

Drug: Resin Phy. Mix 1:6

Drug: Resin Comp 1:1

Drug: Resin Comp 1:4

Drug: Resin Comp 1:6

Drug: Resin Comp 1:2

Differential scanning calorimetry (DSC)

38 Mansoor Khan 2015

Page 38: Pediatric Formulations: Need For New Excipients*

Fourier Transform Infrared Spectroscopy (FTIR)

39 Mansoor Khan 2015

Page 39: Pediatric Formulations: Need For New Excipients*

010000

20000

30000

40000

50000

60000

Counts

10 20 30 40 50

2Theta (Coupled TwoTheta/Theta) WL=1.54060

Oseltamivir Phosphate

Phy.Mixture 1:1

Phy.Mixture 1:2

Phy.Mixture 1:4

Phy.Mixture 1:6

Complex

1:6

Complex 1:4

Complex 1:2

Complex 1:1

Amberlite IRP 64

Powder X-Ray Diffraction (PXRD)

40 Mansoor Khan 2015

Page 40: Pediatric Formulations: Need For New Excipients*

-0.2

0

0.2

0.4

0.6

0.8

1 Drug

Amberlite PM11

C11 C12

PM12

C14

PM14 PM16

C16

PLS Images of the Complexes and Physical Mixtures

41 Mansoor Khan 2015

Page 41: Pediatric Formulations: Need For New Excipients*

0

20

40

60

80

100

120

0 10 20 30 40 50 60 70

Time (Min)C

um

ula

tive %

Dru

g R

ele

ase

PM11 C11 PM12 C12 PM14

C14 PM16 C16

0

5

10

15

20

25

30

35

40

45

5 10 15 20

Time (Sec)

% D

rug

Re

leas

e

C11 C12 C14 C16

Complex Refer

ences

Distanc

es

p-

value

Pattern

discrimination

index (%)

Complex

1 Drug 85 0.07 95.23

Complex

2 Drug 130 0.05 97.63

Complex

4 Drug 154 0.02 98.3

Complex

6 Drug 263 0.01 98.95

Dissolution and Taste masking of oseltamivir phosphate

pH1.2 pH6.8

42 Mansoor Khan 2015

Page 42: Pediatric Formulations: Need For New Excipients*

Mansoor Khan 2015 43

Page 43: Pediatric Formulations: Need For New Excipients*

Taste Masking By Coating – an Internal FDA Study

• Solution of Drug and Binder spray coated onto the

substrate by fluidized-bed process

– Drug: Clindamycin Palmitate HCl (CPH)

– Binder: HPMC

– Substrate: MCC

• Eudragit L30D55 used as taste masking polymer

44 Mansoor Khan 2015

Page 44: Pediatric Formulations: Need For New Excipients*

Coating Process

Inert

Substrate

Taste-masking

Polymer Layer

Seal Coat

45 Mansoor Khan 2015

Page 45: Pediatric Formulations: Need For New Excipients*

Results of Drug Release Studies

46 Mansoor Khan 2015

Page 46: Pediatric Formulations: Need For New Excipients*

New Technologies to Monitor Coating EndPoint

2500

API

20

16

12

8

4

0

% Wt Gain

-0.2

0.0

0.2

0.4

0.6

0.8

1100 1300 1500 1700 1900 2100 2300

Wavelength (nm)

NIR

Ab

so

rban

ce

Increasing API Peak

Characteristic

API peak

Pure API

47 Mansoor Khan 2015

Page 47: Pediatric Formulations: Need For New Excipients*

E-Tongue Analysis of CPH Coated MCC Formulations

48 Mansoor Khan 2015

Page 48: Pediatric Formulations: Need For New Excipients*

Taste-masked Orally Disintegrating Tablets

DPQR FDA Study, Tawakkal et al., Pharm. Dev, and Tech.,

2009;14(4):409-21.

49 Mansoor Khan 2015

Page 49: Pediatric Formulations: Need For New Excipients*

• Through a collaborative multidisciplinary approach, progress can be made to provide medications for all ages within the pediatric population

• Well controlled, hypothesis-driven proactive research, not anecdotal data is needed for the exclusion of most commonly used excipient

• New excipients need to be qualified with safety evaluations

• Oral liquids continue to be the most popular pediatric dosage forms

• IIG needs to be developed for excipients used in pediatrics

• Many approaches exist to mask the taste of bitter drugs

50 Mansoor Khan 2015

Conclusions