PATENT 1.INTRODUCTION : A Patent is a set of exclusive rights granted by a state to an inventor or his assignee for a fixed period of time in exchange for a disclosure of an invention. The procedure for granting patents, the requirements placed on the patentee and the extent of the exclusive rights vary widely between countries according to national laws and international agreements. Typically, however, a patent application must include one or more claims defining the invention which must be new, inventive, and useful or industrially applicable. In many countries, certain subject areas are excluded from patents, such as business methods and mental acts. The exclusive right granted to a patentee in most countries is the right to prevent or exclude others from making, using, selling, offering to sell or importing the invention. Patent usually refers to a right granted to anyone who invents or discovers any new and useful process, machine, article of RKDF COLLEGE OF PHARMACY Page 1
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PATENT
1.INTRODUCTION :
A Patent is a set of exclusive rights granted by a state to an inventor or his assignee for a
fixed period of time in exchange for a disclosure of an invention.
The procedure for granting patents, the requirements placed on the patentee and the extent of
the exclusive rights vary widely between countries according to national laws and
international agreements. Typically, however, a patent application must include one or more
claims defining the invention which must be new, inventive, and useful or industrially
applicable. In many countries, certain subject areas are excluded from patents, such as
business methods and mental acts. The exclusive right granted to a patentee in most countries
is the right to prevent or exclude others from making, using, selling, offering to sell or
importing the invention.
Patent usually refers to a right granted to anyone who invents or discovers any new and
useful process, machine, article of manufacture, or composition of matter, or any new and
useful improvement thereof. The additional qualification utility patents is used in countries
such as the United States to distinguish them from other types of patents but should not be
confused with utility models granted by other countries. Examples of particular species of
patents for inventions include biological patents, business method patents, chemical patents
and software patents.
some other types of intellectual property rights are referred to as patents in some
jurisdictions: industrial design rights are called design patents in some jurisdictions (they
protect the visual design of objects that are not purely utilitarian), plant breeders' rights are
sometimes called plant patents, and utility models or Gebrauchsmuster are sometimes called
1200S 10-YEARS MONOPOLIES GRANTED IN VENICE, ITALY TO INVENTORS OF SILK-MAKING DEVICES.
1449 FIRST RECORDED PATENT GRANTED IN ENGLAND FOR A GLASS- MAKING PROCESS FIRST PATENT STATUTE PASSED IN VINCE.
1624 STATUTE OF MONOPOLIES ISSUED IN ENGLAND.
1790 FIRST AMERICAN STATUTE WAS PASSED .
1791 FIRST FRENCH STATUTE WAS PASSED .
1880-1882 PATENT STATUTE INTRODUCED IN MOST EUROPEAN COUNTRIES.
1883 PARIS CONVECTION FOR THE PROTECTION OF INDUSTRIAL PROPERTY CORNERSTONE OF MODERN INTERNATIONAL PATENT SYSTEM.
1947 INTERNATIONAL PATENT INSTITUTE (IIB) ESTABLISHED AT THE HAGUE.
1970 PATENT COOPERATION TREATY SIGNED IN WASHINGTON, D.C.
1978 INTERNATIONAL PATENT INSTITUTE INTEGRATED INTO THE EUROPEAN PATENT OFFICE (EPO).
1979 BAYH-DOLE ACT PASSED –GRANTED PERMISSION TO U.S. UNIVERSITIES TO LICENCE AND PROFIT FROM FEDERALLY SPONSORED RESEARCH.
1980 INTERNATIONAL PATENT DOCUMENTATION CENTRE (INPADOC) INTEGRATED INTO EPO.
The 1984 Drug Price Competition and Patent Term Restoration Act (1984 amendments) was
enacted on September 24, 1984. This act gave the agency clear statutory authority for FDA
approval of pre- and post- 1962 generic drugs. It also provided for reduced cost of health care
with the use of generic drugs and for elimination of duplicative clinical trials. This act
included measures to assure continued development of new drugs through patent extension
and exclusivity granted to certain new drug applications (NDAs). The passage of the 1984
amendments was a compromise to achieve balance between the innovator or pioneer drug
industry and the generic drug industry.
The act encouraged and awarded innovative new drug development while at the same time
made more drug products eligible for generic competition. Costly clinical trials that
established the safety and effectiveness of the drug would not need to be repeated in order for
a generic drug to enter the marketplace. Once information has been established about a drug,
there is no requirement for a second sponsor to prove the safety and efficacy a second time or
‘‘re-prove’’ an already established fact. The act that was passed was comprised of two parts,
Title I and Title II. Title I was the part of the act providing for increased eligibility of drug
products to be approved through ANDAs (abbreviated new drug applications) or generic
applications. Increased availability of generic drugs would lead to reduced costs of
healthcare. Title I also provided for exclusive marketing rights and patent protection for
innovator new drug applications and prohibits generic approval until expiration of the patents
listed in the Orange Book or expiration of the exclusive marketing rights. Title II of the 1984
Amendments was designed to promote development of new drugs and provided for up to five
years of patent extension to compensate for patent time lost due to the drug review process.
3 Origin of Indian patent system:
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The Indian patent system had its origin in the “Act for granting exclusive privileges to
investors” of 1856 implemented by them ruling east Indian co. to protect UK monopoly
interests for unauthorized duplication by the native.
After India’s political independence, the UK-based law was successively amended based on
essentially the lesions of Europe and they ultimately led to the 1970 Act to match with needs
of new political economy regime.
In august, 1998 India joined the Patent Co-operation Treaty (PCT) by acceding to the Paris
convection on intellectual property. The PCT extends the benefits of Paris convection by
allowing an inventor to file an “international patent application”. Patenting in India is a
lengthy process which lags behind that of other world nations. the average processing time
for a patent in India is 4 years from the date of filling, followed by another year for granting
of a patent once accepted. This application dose not mature into an international patent but
rather extends the grace period up to 30 months for an inventor to take further action to
obtain a patent in each PCT member country where one is desired. The PCT serves to
simplify and make more economical the painting process in foreign countries and facilitate
the availability of technical information in member countries. Most member of the PCT.
With a 2-3 year processing time in the United States and even a matter of weeks in Australia.
Additionally, In January, 1998 the World Trade Organization (WTO) formally requested that
India change is patent laws for pharmaceutical and agro-chemical products to comply with
international agreements India’s1970 Patents Act recognizes process patents but not product
patents for pharmaceuticals and grants drug patents for only 7-year duration. Often this short
duration is not long enough for a new drug to be brought a market. India has 15 months from
februnary,1998 to amend its patents laws or else face possible sanctions such as the
suspension of U.S. tariff reductions.
[Table no. 2]
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[Table No. 2]
1852 CERTAIN EXCLUSIVE PRIVILEGES GRANTED TO INVENTORS OF NEW MANUFACTURES FOR A PERIOD OF 14 YEARS
1856 THE ACT VI OF 1856 ON PROTECTION OF INVENTIONS BASED ON THE BRITISH PATENT LAW OF
1859 THE ACT MODIFIED AS ACT XV; PATENT MONOPOLIES CALLED EXCLUSIVE PRIVILEGES (MAKING, SELLING AND USING INVENTIONS IN INDIA AND AUTHORIZING OTHER TO DO SO FOR 14 YEARS FROM DATE OF FILLING SPECIFICATION)
1872 THE PATENT AND DESIGNS PROTECTION ACT
1883 THE PROTECTION OF INVENTIONS ACT
1888 CONSOLIDATED AS THE INVENTIONS & DESIGNS ACT
1911 THE INDIAN PATENT & DESIGNS ACT
1972 THE PATENT ACT (ACT 39 OF 1970) CAME INTO FORCE ON 20TH APRIL 1972
1999 ON MARCH 26, 1999 PATENTS (AMENDMENT) ACT (1999) CAME INTO FORCE FROM 01-01-1995
2002 THE PATENTS (AMENDMENT) ACT 2002 CAME INTO FORCE FROM 20TH MAY 2003
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4.Definitions & explanations :
4.1 Intellectual Property :
Intellectual property is a property which refers to creation of mind for example an invention,
new design of an article, literary and artist work & symbol/trademarks, for ultimate use in
commerce & which are not available to public domain.
4.2Intellectual property rights (IPRs) :
IPRs are statutory rights & allow the creator(s) or owner(s) of Intellectual property to
exclude others from exploiting the same commercially for a given period of time. It allows
the creator(s)/owner(s) to have benefit from their work when these are exploited
commercially by himself or by his assignees. IPRs are granted to an inventor or innovator in
lieu of the discloser of his knowledge.
IPRs are governed in accordance with the provisions of the corresponding legislations and
can be monopolized and protected under provisions of different Acts such as :
1. The patent Act.
2. The Designs Act.
3. The Copyright Act.
4. The Trademark Act
4.3 INVENTION means
1. A new product or process
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2. Involving inventive steps.
3. Capable of industrial application
New product (not a drug or medicine) or process means that the invented item/product or
process, not exactly similar that the item/product or process which is known /available in
prior art that is the alleged product or process is not available in public domain.
4.4 INDUSTRIAL application means that the product is capable of being manufactured by
applying an industrial process and is useful for the society/industries at large scale.
4.5 INNOVATION
The successful exploitation of new ideas in form of useful machinery or process, by any
person, using own intellect is called as innovation. Every innovation may not be patentable,
but every invention is an innovation
4.6 Comparison between Inventor & non Inventor.
Inventor Non inventor
A person who makes inventive contribution to at least one claim as claimed in the patent application
A person who participates only in the reduction of the invention without contributing anything to the final, complete conception of the invention
A person who is the actual deviser of the invention
Such persons who have helped in conducting the experiments etc., without providing any intellectual inputs
A person who contributes towards the development of patentable features i.e. novelty, inventive step and industrial application .
Such persons who have helped in conducting the experiments etc., without providing any intellectual inputs
Inventor to be able to identify a specific component of the invention as his own idea. He must be able to say that he contributed to its conception.
Then the person who does the routine work may be regarded as the “extended technical arm” of the inventor
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[Table No. 3]
5. Trademark: ® ™
A trademark or trade mark identified by the symbols ™ and ®, or mark is a distinctive
sign or indicator used by an individual, business organization or other legal entity to identify
that the goods or services with which the trademark appears originate from a unique source of
origin. Products or services to consumers, and to distinguish its products or services from
those of other entities. A trademark is a type of intellectual property, and typically a name,
word, phrase, logo, symbol, design, image, or a combination of these elements.
The owner of a registered trademark may commence legal proceedings for trademark
infringement to prevent unauthorized use of that trademark. However, registration is not
required.
5.1 TRADE MARK SEARCH CAN BE DONE AT TWO LEVELS:
On the basis of records available with us, i.e. of marks advertised in trademarks journals and
report shall be provided to you in one working day.
Government level, of the marks either registered or pending for registration and the report
available is up-to-date and report shall be provided to you in two working days
The date of priority is the date on which the patent application either with provisional
specification or with complete specification is filed at the patent office.
*The date of priority is the date of filing of the application.
11.7 Fee for a patent application :
The fee for filing a patent application by an individual is Rs.750/-and by the legal entity other
than individual Rs.3000/.
11.8 F O R M –format
F O R M – 23THE PATENTS ACT, 1970
APPLICATION FOR REGISTRATION OF PATENT AGENT
I beg to apply for registration as a patent agent under the Patents Act, 1970. 1. Certificate testifying to the character of the applicant should be from a person not related to him and being a Gazetted Officer or any other person whom the Controller thinks fit. 2. family or principal name in the beginning.
3, Either original certificates and other documents or copies thereof duly attested by the Gazetted Officer or any person whom the Controller thinks fit must be sent with the application. 4. To be signed by the applicant. 5. Name of the natural person who has signed.
A certificate of character .1… from ………………………… …………………………………………………………………. ………………………………………… …………………………………………Is enclosed herewith. I hereby declare that I am not subject to any of the disqualification specified in Rule 114 of the Patents Rules, 1972 and that the information given below is true to the best of my knowledge and belief: 1. Name .2.. 1 -------------------------------------------------- 2. Address/place of residence : -----------------------------------------------------------------------------------3. Principal place of business : -----------------------------------------------------------------------------------
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- 4. Address of the branch office if any : ---------------------------------------- -------------------------------------------------- 5. Father’s name: ---------------------------- 6. Nationality : ------------------------------- 7. Date and place of birth : -------------------------------------- -------------------------------------------------- 8. Occupation : ------------------------------ 9. Particulars of qualification for registration as patent agent .3..: (a) ---------------------- (b)-------------------- (c) ---------------------------------------- Dated this ……………. Day of …………………….20 .
Signature 4 (……..)
11.9 The procedure for the grant of a patent is as follows:
1. Filing of the patent application at the patent office
2. Filing of request for examination in the prescribed format, at the patent office
3. Examination of the patent application by the examiner of the patent office, as per the turn
of the request for examination and communicating the objections, if any, to the applicant
(called as the first examination report)
4. Re-filing the documents at the patent office within four months from the date of the first
examination report after attending the objections
5. Re-examination of the documents filed by the applicant/patent agent of the applicant, and
sending the objection (second examination report)
6. The applicant has a period of eight months to answer the objections and to re-file the
documents at the patent office after attending the objection
7. Re-examination of the documents as filed by the applicant and sending the objection to the
applicant.
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8. Re-filing the documents by the applicant after attending the objections.
9. The process of re-examination and re-filing the documents repeats till the application is either
accepted or rejected within a period of 12 months(Four + eight)
10. If the application does not comply with the objection, the application is abandoned.
11. If the applicants comply with the objections, then the patent office sends an informal notice
of acceptance to the application that the claims have been accepted.
12. The complete specification is then published with the accepted claims in the gazette and the
opposition can be filed to oppose the grant of the patent, within four months (or five months
with an extension of one month) from the date of publication.
13. If there is no opposition filed in the prescribed time limit then application is treated as
accepted.
14. The notice is then sent by the patent office to the applicant to pay sealing and renewal fee.
15. If the applicant pays the fees then the documents are sealed and the certificate of the Patent is
issued by the patent office to the applicant and thus the grant of the patent is completed.
11.10. Opposition:
An opposition is a process by which any party can oppose or resist the registration or grant of
a patent. The proceeding is presided over by the Controller of Patent. If the opposing party is
able to prove his opposition the patent is rejected. If the applicant is able to prove that the
opposition is frivolous and baseless then the opposition is rejected.
11.11. The following can be the grounds of opposition:
Wrongful obtaining a patent by the applicant
Prior publication in India or elsewhere
Prior claim in concurrent application
Prior public use or public knowledge in India
Obviousness & lack of inventive step.
Invention not patentable under Act
Insufficient description of the invention.
Failure to disclose information regarding foreign application.
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Not filed within one year, if it is a convention application.
Not disclosure or wrongly mentioning the source of geographical origin of biological material
used for invention.
If no opposition is filed within the prescribed time then the patent application is proceeded to
next stage of the grant that is publication of accepted claim.
An extension application for one month can be filled by interested person for filing an
opposition, but the extension application has to filed on or before the expiry of the four
months time limit.
12. The Global Institutions Responsible for Administering the Patent
System.
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12.1 National Patent Offices
Every country with a patent system has a national patent office where claims of inventors
may be made a matter of public record. As mentioned above, in many countries there is an
examination before an inventor is given any substantive rights. In other countries patent
clams are registered but detailed examination is delayed until a dispute over infringement
arises. However, even in these countries a search of the prior art is often conducted as a part
of the registration process, and the search results are published so that members of the public
can assess the claims made by the registrant.
12.2 The World Intellectual Property Organization (WIPO) Headquartered in
Geneva, WIPO is the specialized United Nations Agency that serves as the secretariat for
administration of most of the global intellectual property treaties. It is the principal forum
for negotiation of new patent treaties and the leading provider of technical assistance to
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developing countries in the field of intellectual property rights. WIPO was created in
1967 as the successor organization to the International Bureau for the Protection of
Intellectual Property, which had been in existence since the 19th Century. WIPO Currently has
179 member states.
12.3 The World Trade Organization (WTO)
The World Trade Organization was established in 1994 in Marrakech following the
successful conclusion of the Uruguay Round of Trade Negotiations. The predecessor to the
WTO was the General Agreement on Tariffs and Trade (GATT). A key reform of the
Uruguay Round was the Agreement on Trade Related Aspects of Intellectual Property Rights,
known as TRIPS, codified as an annex to the treaty establishing the WTO.
It is important to recognize that the TRIPS Agreement was intended to create a
more equitable system of international trade. Wealthy countries agreed to reduce barriers to
imports of price competitive imports from abroad while developing countries agreed to open
their markets to the high value added exports of the developed nations. These high value
added exports disproportionately consist of technology in which much of the value is
intangible and must be protected by strong intellectual property regimes to be effectively
exploited. Pharmaceutical products constitute one of the most important categories of high
technology products.
12.4 Functions of WTO :
WTO Member States must provide a level of rights equal to those provided in the major
global intellectual property treaties administered by WIPO, including the Paris Convention on
Industrial Property.
WTO member states may not discriminate among technologies in providing patent
protection, meaning that exceptions to patent protection in many countries for pharmaceutical
products must be eliminated.
WTO member states must provide patent protection for at least 20 years from the date of
filing a patent application
WTO Member States must provide effective judicial enforcement of intellectual property
rights.
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A TRIPS Council was created to coordinate WTO policy in the area of intellectual property
rights and to manage the resolution of disputes among states on implementation of TRIPS
obligations.
12.5 Patent Cooperation Treaty ("PCT")(1970):
The PCT was concluded in 1970, amended in 1979, and modified in 1984 and 2001.
The PCT is an international treaty, administered by the World Intellectual Property
Organization (WIPO), between more than 125 Paris Convention countries. The PCT
makes it possible to seek patent protection for an invention simultaneously in each of a
large number of countries by filing a single “international” patent application instead of
filing several separate national or regional patent applications. The granting of patents
remains under the control of the national or regional patent Offices in what is called the
“national phase”.
Briefly, an outline of the PCT procedure includes the following steps:
12.6 Filing :
Filling an international application, complying with the PCT formality requirements, in
one language, and pay one set of fees.
12.7 PCT Filing Trends (1978 – 2005)
* In 2005, over 134’000 PCT international applications were filed,
* 9.3% increase over the previous year.
* The graph below shows the growth in the number of international applications filed since 1978.
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12.8 International Publication:
As soon as possible after the expiration of 18 months from the earliest filing date, the
content of your international application is disclosed to the world.
12.9 International Preliminary Examination:
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An “International Preliminary Examining Authority (IPEA)” (one of the world’s major
patent Office), at your request, carries out an additional patentability analysis, usually on an
amended version of your application.
12.10 National Phase:
After the end of the PCT procedure, you start to pursue the grant of your patents directly
before the national (or regional) patent Offices of the countries in which you want to
obtain them.
12.11 Advantages of the Patent Cooperation Treaty :
a. Up to 18 months more than if you had not used the PCT to reflect on the desirability of
seeking protection in foreign countries, to appoint local patent agents in each foreign
country, to prepare the necessary translations and to pay the national fees;
b. On the basis of the international search report and the written opinion, you can
evaluate with reasonable probability the chances of your invention being patented;
c. You have the possibility during the optional international preliminary examination to
amend the international application and thus put it in order before processing by the various
patent Offices.
d. since each international application is published together with an international search report,
third parties are in a better position to formulate a well-founded opinion about the
potential patentability of the claimed invention.
e. For an applicant, international publication puts the world on notice of your application,
which can be an effective means of advertising and looking for potential licensees.
12.12 Ultimately, the PCT:
– Brings the world within reach;
– postpones the major costs associated with international patent
Protection;
– Provides a strong basis for patenting decisions; and
– Is used by the world’s major corporations, research institutions
and universities when they seek international patent protection.
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13. The agreement on trade aspect of intellectual Property Rights (TRIPS)
.
The agreement on trade aspect of intellectual Property Rights (TRIPS) is an international
agreement administered by the World Trade Organization (WTO) that sets down minimum
standards for many forms of intellectual property (IP) regulation. It was negotiated at the end
of the Uruguay Round of the General Agreement on Tariffs and Trade(GATT 1994).
Specifically, TRIPS contains requirements that nations' laws must meet for: copyright rights,
including the rights of performers, producers of sound recordings and broadcasting
organizations; geographical indications, including appellations of origin; industrial designs;
integrated circuit layout-designs; patents; monopolies for the developers of new plant
varieties; trademarks; trade dress; and undisclosed or confidential information. TRIPS also
specifies enforcement procedures, remedies, and dispute resolution procedures.
The TRIPS agreement introduced intellectual property law into the international trading
system for the first time and remains the most comprehensive international agreement on
intellectual property to date. In 2001, developing countries, concerned that developed
countries were insisting on an overly narrow reading of TRIPS, initiated a round of talks that
resulted in the Doha Declaration. The Doha declaration is a WTO statement that clarifies the
scope of TRIPS, stating for example that TRIPS can and should be interpreted in light of the
goal "to promote access to medicines for all.”
13.1 Background and history :
TRIPS was negotiated at the end of the Uruguay Round of the General Agreement on Tariffs
and Trade (GATT) in 1994. Its inclusion was the culmination of a program of intense
lobbying by the United States, supported by the European Union, Japan and other developed
nations. Campaigns of unilateral economic encouragement under the Generalized System of
Preferences and coercion under Section 301 of the Trade Act played an important role in