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FRACTIONAL-N FREQUENCY SYNTHESIZER DESIGN FOR RF APPLICATIONS A THESIS SUBMITTED IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE AWARD OF THE DEGREE OF MASTER OF TECHNOLOGY BY MEER MUDASSAR IMAM YAHYA (07410236) DEPARTMENT OF ELECTRONICS AND COMMUNICATION ENGINEERING INDIAN INSTITUTE OF TECHNOLOGY, GUWAHATI ASSAM, INDIA - 781039 JULY, 2009
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FRACTIONAL-N FREQUENCY SYNTHESIZERDESIGN FOR RF APPLICATIONS

A THESIS SUBMITTED IN PARTIAL FULFILLMENT OF

THE REQUIREMENTS FOR THE AWARD OF THE DEGREE OF

MASTER OF TECHNOLOGY

BY

MEER MUDASSAR IMAM YAHYA

(07410236)

DEPARTMENT OF ELECTRONICS AND COMMUNICATION ENGINEERING

INDIAN INSTITUTE OF TECHNOLOGY, GUWAHATI

ASSAM, INDIA - 781039

JULY, 2009

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C E R T I F I C A T E

This is to certify that the work contained in this thesis entitled “Fractional-

N Frequency Synthesizer Design for RF applications” is a bonafide work of

Meer Mudassar Imam Yahya, Roll no. 07410236. This work has been carried

out in the VLSI Lab, Department of Electronics and Communication Engineering,

Indian Institute of Technology Guwahati under my supervision and that it has not

been submitted elsewhere for a degree.

Supervisor: Dr. Roy P. Paily

Associate Professor,

July, 2009 Dept.of Electronics & Communication Engineering,

Guwahati Indian Institute of Technology Guwahati, Assam.

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Dedicated to

My Parents and Siblings

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Acknowledgements

It is a great privilege in expressing my sincere gratitude to my supervisor, Dr. Roy P.

Paily for his advice and guidance from the very early stage of this work as well as giving

me extraordinary experiences through out the work. He provided me encouragement

and support in various ways. I also gratefully acknowledge our head of department

Prof. S. Majhi and all the faculty members for their kind help and encouragement in

carrying out this work. They gave me the deep insight through the various courses

they taught, which made them a backbone of this thesis.

I would like to express my sincere thanks to my seniors and other research scholars

especially Ms. Genemala Haobijam, with whom I had several useful discussions. Col-

lective and individual acknowledgments are also owed to my friends, S. Venkatesh, Avi

Chandra and Navin Agarwal whose presence somehow perpetually refreshed, helpful

and memorable for giving me such a pleasant time in IITG. I have also benefitted a

lot from my classmates and friends throughout the entire course of study who helped

me in many ways to proceed. My parents deserve special mention for their insepara-

ble support and love all through. I thank the God for all that I have achieved thus far.

Meer Mudassar Imam Yahya

IIT Guwahati

July 2009

i

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ABSTRACT

In this work, design of Fractional-N Frequency Synthesizer using PLL has been inves-

tigated. The simulation is done in 0.18µm CMOS technology with CADENCE tools

using UMC foundry models. The different parts of synthesizer discussed in detail.

Three different phase detector architectures are implemented. The Type I PFD has

power dissipation of 9.81µW at 40 MHz with a dead zone of 40 ps. While Type II PFD

has power dissipation of 6.228µW at 40 MHz and the dead zone is only 15 ps which is

equal to 0.0012π. High speed TSPC DFF has designed to divide the frequency of GHz

range. Different TSPC DFF are studied for 2.4 GHz and the glitches were within

2.5 % of supply voltage. The area of designed TSPC DFF is 34µm × 27µm. The

prescalar is modified to have a delay of 80 ps only. For VCO, a multi layer inductor

is used to save the area. The VCO works from 2.370-2.545 GHz with the controlled

voltage of 0.9-1.8 V. Area for the designed VCO is 80µm× 100µm. The phase noise

of designed VCO is -118 dBc/Hz at 1 MHz. The phase noise can be further reduced

with a ∆Σ modulator in feedback loop. The designed frequency synthesizer targets

RF applications like DVB-SH, WLAN, 802.11, bluetooth, cordless phones and remote

control.

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Contents

List of Figures v

1 Introduction 1

1.1 Problem Definition and Methodology . . . . . . . . . . . . . . . . . . 5

1.2 Thesis organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

2 Overview of Frequency Synthesizer 7

2.1 Fractional-N Frequency Synthesis . . . . . . . . . . . . . . . . . . . . 8

2.2 Spur Reduction Techniques . . . . . . . . . . . . . . . . . . . . . . . 9

2.2.1 DAC Estimation Method . . . . . . . . . . . . . . . . . . . . . 9

2.2.2 Random Jittering Method . . . . . . . . . . . . . . . . . . . . 10

2.2.3 ∆− Σ Modulation method . . . . . . . . . . . . . . . . . . . . 12

2.2.4 Phase interpolation method . . . . . . . . . . . . . . . . . . . 13

2.2.5 Phase compensation method . . . . . . . . . . . . . . . . . . . 13

2.2.6 Pulse insertion method . . . . . . . . . . . . . . . . . . . . . . 15

3 Design of individual circuit blocks of synthesizer 17

3.1 Phase Frequency Detector . . . . . . . . . . . . . . . . . . . . . . . . 17

3.1.1 PFD based on DFF . . . . . . . . . . . . . . . . . . . . . . . . 17

3.1.2 Type I PFD(Traditional PFD Architecture) . . . . . . . . . . 19

3.1.3 Type 2 PFD . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26

3.2 Charge Pump . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

3.3 True Single Phase Clocked D-Flip Flop (TSPC DFF) . . . . . . . . . 32

3.4 Dual Modulus Pre-scalar . . . . . . . . . . . . . . . . . . . . . . . . . 38

iii

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4 Designing Voltage Controlled Oscillator 41

4.1 Inductor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

4.2 Capacitor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44

4.2.1 Principle of Inversion Mode Varactors . . . . . . . . . . . . . . 45

4.3 Voltage controlled oscillator . . . . . . . . . . . . . . . . . . . . . . . 47

5 Future work and conclusion 55

5.1 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

5.2 Future work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

iv

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List of Figures

1.1 The block diagram of Phase Locked Loop. . . . . . . . . . . . . . . . 4

2.1 Fractional-N frequency synthesis. . . . . . . . . . . . . . . . . . . . . 9

2.2 DAC estimation method. . . . . . . . . . . . . . . . . . . . . . . . . . 11

2.3 Random jittering method. . . . . . . . . . . . . . . . . . . . . . . . . 12

2.4 ∆− Σ modulation method. . . . . . . . . . . . . . . . . . . . . . . . 13

2.5 Phase-interpolated fractional divider. . . . . . . . . . . . . . . . . . . 14

2.6 Phase compensation method. . . . . . . . . . . . . . . . . . . . . . . 14

2.7 Timing diagram example for 4 + 14

division. . . . . . . . . . . . . . . 15

2.8 Pulse insertion method. . . . . . . . . . . . . . . . . . . . . . . . . . . 16

3.1 Phase Frequency Detector. . . . . . . . . . . . . . . . . . . . . . . . . 18

3.2 Dead Zone in PFD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19

3.3 Type I PFD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

3.4 Traditional DFF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

3.5 Modified DFF. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

3.6 Simulation of type 1 PFD with 2 ns delay. . . . . . . . . . . . . . . . 23

3.7 Modified Type 1 PFD. . . . . . . . . . . . . . . . . . . . . . . . . . . 23

3.8 Modified Type1 PFD simulation with 2ns delay. . . . . . . . . . . . . 24

3.9 Dead Zone for Modified Type 1 PFD. . . . . . . . . . . . . . . . . . . 25

3.10 Schematic of Type 2 PFD. . . . . . . . . . . . . . . . . . . . . . . . . 26

3.11 Type2 PFD simulation with 2ns delay. . . . . . . . . . . . . . . . . . 27

3.12 Dead Zone in Type 2 PFD. . . . . . . . . . . . . . . . . . . . . . . . 28

3.13 Charge Pump [23] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

3.14 Schematic Design of Charge Pump. . . . . . . . . . . . . . . . . . . . 30

3.15 PFD-CP Simulation for 450 phase error. . . . . . . . . . . . . . . . . 31

v

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3.16 A TSPC D-flip-flop for high-speed operation. . . . . . . . . . . . . . . 32

3.17 Operation of a conventional dynamic D-flip-flop. . . . . . . . . . . . . 33

3.18 Toggle configuration using D-flip-flop. . . . . . . . . . . . . . . . . . . 34

3.19 A D-flip-flop design proposed by Huang [32]. . . . . . . . . . . . . . . 35

3.20 Simulation waveforms of Huangs D-flip-flop. . . . . . . . . . . . . . . 35

3.21 The D-flip-flop for glitch elimination. . . . . . . . . . . . . . . . . . . 36

3.22 Operations and signal paths of the D-flip-flop. . . . . . . . . . . . . . 37

3.23 Transient response of TSPC DFF used as TFF. . . . . . . . . . . . . 38

3.24 Block diagram of a dual-modulus (64/65) prescalar. . . . . . . . . . . 39

3.25 Output of (64/65) prescalar. . . . . . . . . . . . . . . . . . . . . . . . 39

4.1 Basic LC-VCO. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41

4.2 NMOS VCO-cores. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43

4.3 Current reusing VCO cores. . . . . . . . . . . . . . . . . . . . . . . . 43

4.4 Lumped element model of inductor at 2.4 GHz. . . . . . . . . . . . . 44

4.5 Cross-section of a conventional NMOS varactor (in depletion; left) and

the generally assumed model (right). The dashed line indicates the

border of the depletion region. . . . . . . . . . . . . . . . . . . . . . . 45

4.6 Typical measured small-signal capacitance characteristic of a NMOS

varactor bottom, the corresponding charges top and the relevant lumped

elements middle at zero tuning voltage. Oxide, interface charges and

charges at pn junctions are not shown. . . . . . . . . . . . . . . . . . 47

4.7 One-port model of oscillator. . . . . . . . . . . . . . . . . . . . . . . . 48

4.8 VCO equivalent circuit for calculation. . . . . . . . . . . . . . . . . . 49

4.9 Detailed VCO circuit diagram. . . . . . . . . . . . . . . . . . . . . . . 50

4.10 The frequency variation of VCO Vs. Tuning Voltage Curve. . . . . . 51

4.11 The Phase Noise of VCO. . . . . . . . . . . . . . . . . . . . . . . . . 52

4.12 The transient response of VCO. . . . . . . . . . . . . . . . . . . . . . 52

4.13 Layout of VCO. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53

4.14 Layout of Designed DFF. . . . . . . . . . . . . . . . . . . . . . . . . . 54

vi

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List of Tables

1.1 Frequency Allocations and coordination procedures [1]. . . . . . . . . 2

2.1 Bandwidth versus reference frequency in some published fractional-N

PLLs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

2.2 Spur reduction techniques in fractional-N frequency synthesis. . . . . 10

3.1 Three state of the Charge Pump. . . . . . . . . . . . . . . . . . . . . 29

vii

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Chapter 1

Introduction

With the explosive growth of the wireless communication industry, research related

to communication circuits and architectures has received a great deal of attention.

The major challenges are low-cost, low-voltage, and low-power designs, which com-

bine necessary performance with the ability to be manufactured economically in high

volumes. Recently, there has been an additional emphasis on integration of hetero-

geneous parts that constitute a communication transceiver. Modern transceivers are

expected to operate over a wide range of frequencies.

One of the most famous mobile broadcast system is Digital Video Broadcasting

Satellite services to Handhelds (DVB-SH). DVB-SH is a mobile broadcast standard

designed to deliver video, audio and data services to small handheld devices such

as mobile telephones, and vehicle-mounted devices. The key feature of DVB-SH

is the fact that it is a hybrid satellite/terrestrial system that will allow the use of

a satellite to achieve coverage of large regions or even a whole country. In areas

where direct reception of the satellite signal is impaired, and for indoor reception,

terrestrial repeaters are used to improve service availability. The DVB-SH system was

designed for frequencies below 3 GHz, supporting UHF band, L Band or S-band. It

complements and improves the existing DVB-H physical layer standard. Like (DVB-

H), it is based on DVB IP Datacast (IPDC) delivery, electronic service guides and

service purchase and protection standards.

DVB-SH specifies two operational modes:

1. SH-A: specifies the use of COFDM modulation on both satellite and terrestrial

1

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2

links with the possibility of running both links in SFN mode.

2. SH-B: uses Time-Division Multiplexing (TDM) on the satellite link and COFDM

on the terrestrial link.

Frequency spectrum is regulated at the international level by a binding treaty

called the Radio Regulations. The Radio Regulations deal with two aspects: frequency

allocation and regulatory procedures for accessing the spectrum/orbit resources. The

binding character of the Radio Regulations implies that national or regional (e.g. Eu-

ropean) regulations shall be defined within the framework of this treaty. Frequencies

between 1 GHz and 3 GHz are the most suitable, considering the satellite, termi-

nal and mobility constraints. Within this frequency range, the following bands are

candidates for the provision of multimedia services based on DVB-SH (the uplink

bands are given for completeness and their use are out of the scope of the DVB-SH

specifications).

Table 1.1: Frequency Allocations and coordination procedures [1].

Frequency

band designa-

tion

Frequency range Others com-

mon names

L band 1626.5 MHz to 1660.5 MHz, 1668 MHz to 1675 MHz (uplink) MSS GEO

1518 MHz to 1559 MHz (downlink) L band

1610 MHz to 1626.5 MHz (up and downlink) MSS Big LEO

L band

1452 MHz to 1492 MHz (downlink) S-DAB band

2 GHz S band 1980 MHz to 2010 MHz (uplink)

2170 MHz to 2200 MHz (downlink)

S-DARS S band 2320 MHz to 2345 MHz (downlink)

2.5 GHz S band 2670 MHz to 2690 MHz (uplink)

2500 MHz to 2520 MHz (downlink)

2 520 MHz to 2 670 MHz (downlink)

For DVB-SH communication we need very stable frequency which can be achieved

by frequency synthesizer. The term frequency synthesizer generally refers to an ac-

tive electronic device that accepts some frequency reference (fref ) input signal of a

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3

very stable frequency and then generates the desired frequency output, whereby the

stability, accuracy, and spectral purity of the output correlate with the performance

of the input reference.

Frequency synthesizers typically come in three main types:

1. The table-look-up synthesizer.

2. The direct synthesizer.

3. The indirect or phase-locked loop synthesizer.

In a table look- up synthesizer or digital synthesizer, the sinusoidal waveform

is created piece by piece by using the digital values of the waveform stored in a

memory. The hardware needed is a digital accumulator, whose capacity determines

the frequency resolution, a memory containing a cosine, a digital-to-analog converter

(DAC) and a low-pass filter to remove high-frequency spurs. Due to the limited speed

of the memory and the high-resolution DAC, high frequency operation is not feasible.

Moreover, high-frequency spurious tones tend to corrupt the spectral purity. The

direct synthesizer synthesizes the wanted output frequency from a single reference by

multiplying, mixing and dividing. By repeatedly mixing and dividing any frequency

accuracy is attainable. Ideally, the output spectrum is as clean as the reference

spectrum and fast frequency hopping is possible. However, when implementing the

direct synthesizer, cross-coupling between stages is a serious problem for the spectral

purity and the large number of components causes the synthesizer to be very bulky

and power consuming.

The indirect frequency synthesizer generates its output by phase-locking the di-

vided output to a reference signal. The phase-locked loop frequency synthesizer has

the potential of combining high frequency and low power. But its most distinct ad-

vantage is that the phase-locked loop is very well suited for integration in low-cost IC

processes, like CMOS. This is the reason why the PLL is used for frequency synthesis

in almost all wireless communication chip sets on the market.

The phase-locked loop synthesizer is the main topic of this work.

Fractional-N synthesis refers to the synthesis of a reference frequency that is related

with a fractional ratio to another reference frequency. This is especially important

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4

Frequency Divider

PhaseDetector

Charge Pump

LoopFilter VCO

FoutFdiv

Fref

Figure 1.1: The block diagram of Phase Locked Loop.

in RF communication electronics, where oscillator frequencies have to be tuned to

specific RF frequencies, while coupled to a highly accurate reference frequency, most

commonly with a phase-locked loop (PLL). If an integer divider is used in the feedback

loop, the reference frequency has to be kept very low to obtain enough frequency res-

olution, which has drawbacks like strong noise gain and, because of stability reasons,

low-bandwidth loops, and thus slow lock-in behavior. Fractional-N dividers provide a

solution here, but if simply done by changing temporarily between two integer values,

this results in strong phase perturbations, and therefore in strong undesired phase

noise and frequency spurs in the output spectrum.

Since phase detector frequency can be higher than the frequency resolution, the

fractional-N synthesizers offer several advantages over integer-N synthesizers. Firstly,

the in-band phase noise contribution from the PLL circuits excluding the VCO is less.

For example, to achieve 80 dBc/Hz in-band noise at 2-GHz output with the phase

detector frequency of 200 kHz, the PLL circuit noise at the phase detector output

should be as low as 160 dBc/Hz due to the multiplication factor of 20log(10 000).

When the fractional-N method is used with the phase detector frequency of 8 MHz,

the phase noise requirement of the PLL circuits becomes only 112 dBc/Hz, which can

be easily met even in CMOS. Secondly, the reference spur performance is less sensitive

to the leakage current and to the charge pump current mismatch. For example, with

a 64-modulo fractional-N technique, the leakage current as high as 10 nA and the

10% mismatch of the charge pump output currents may not degrade reference spur

performance significantly while they are critical in the integer-N frequency synthesiz-

ers [2]. Thirdly, the fractional-N technique offers agile frequency switching with wide

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1.1. Problem Definition and Methodology 5

loop bandwidth. Some applications employ narrow band fractional-N synthesizers

simply to alleviate the PLL noise contribution. In that case, faster settling time can

be achieved by using a dynamic bandwidth method. By dynamic bandwidth we mean

that the loop bandwidth is set to be wider than the desired one when the PLL is in

the frequency acquisition mode [3][4]. With high phase detector frequency, the loop

bandwidth in the transient mode can be set high with less overshoot problem. The

fractional-N technique provides the opportunity of using dynamic bandwidth methods

more effectually.

1.1 Problem Definition and Methodology

The design of Fractional-N frequency synthesizer using PLL is taken up for study.

Since the Fractional-N frequency synthesizer have many advantages over other syn-

thesizer. The only disadvantage of fractional-N frequency synthesizer is the Spur,

which have to be suppressed using different techniques, which will increase the cir-

cuit complexity. This work is intended towards the design of complete fractional-N

frequency synthesizer.

CADENCE tools are followed for circuit simulation. Composer-schematic by CA-

DENCE tools is used for drawing schematic and Virtuoso is used for simulating the

design. The layout will be carried out using CADENCE design flow targeting UMC

foundry through Euro-practice for chip fabrication.

1.2 Thesis organization

In chapter two, the literature survey of Fractional-N frequency synthesizer is pre-

sented. Different spur reduction techniques like DAC estimation, Random jittering,

modulator, phase interpolation, phase compensation and phase insertion are discussed

in detail. A state of the art comparison of various architecture is provided at the end.

In chapter three, the design of different blocks of synthesizer are presented, like

Phase Frequency detector and charge pump. The simulation results of those design

are also presented at the end of design of each block. These designs are carried out

in CADENCE tools with the 0.18 m Technology provided by UMC foundry.

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1.2. Thesis organization 6

In chapter four, the design of 2.4 GHz VCO is carried out. First the discussion on

different architecture of VCO is presented. Then the useful component are discussed

like Varactor and inductor. The simulation result of VCO is given at the end of this

chapter.

In chapter five the thesis is concluded with the future work to be done.

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Chapter 2

Overview of Frequency Synthesizer

In the traditional Integer synthesizer, the voltage-controlled oscillator (VCO) fre-

quency is at some integer multiple of the reference frequency fref ). Frequency steps

smaller than fref are not possible. As a result, the comparison frequency can be no

higher, in frequency, than the desired channel spacing, or step size. If the VCO fre-

quency is high, and the step size is small, this results in a large division ratio in the

VCO path.

In a normal synthesizer, while locked, the phase detector produces a narrow pulse,

which is required to keep the VCO on frequency. Each pulse from the phase detector

should be identical to all the other pulses.

In the fractional N loop, the VCO is never quite on frequency. That is, it is never

an exact integer multiple of the comparison frequency. In one cycle of the comparison

frequency the VCO frequency will appear to be high by half the comparison frequency.

In the next cycle, the VCO will appear to be low by an equal amount. The loop will

therefore attempt to ramp the VCO frequency up, then down in alternate cycles of

the phase detector, creating a spur at half the comparison frequency. Because this

spur occurs at a fraction of the comparison frequency, it is known as a fractional spur.

It will be shown later that the chips used to develop this technique contain some

additional circuitry to minimize the level of the fractional spurs.

7

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2.1. Fractional-N Frequency Synthesis 8

2.1 Fractional-N Frequency Synthesis

Fractional-N frequency synthesis makes synthesizers have a frequency resolution finer

than the phase detector frequency. This method originally comes from digiphase

technique [5], and a commercial version is referred to as fractional-N technique [6]. It

is necessary to define two other terms that will be used in the following discussion.

First, the time from one phase detector pulse to the next will be addressed as a

comparison cycle. The time required for the phase detector waveform to repeat will

be called a fractional cycle. For example, if a fractional modulus of 4 is used, the

fractional cycle will normally contain four comparison cycles. The error pulse from

the phase detector will start with a width of zero. Each subsequent transition of the

VCO divider will result in a growth of the width of the error pulse equal to 1/4 of

a VCO cycle, to a maximum width of 3/4 of a VCO cycle. On the fourth cycle of

the VCO divider, the divide number is increased by one, so that the VCO divider

transition and reference divider transition are again coincident, and the width of the

error pulse is again zero. This waveform is shown in Fig. 2.1(a).

In principle, the loop has the capacity to retain a high reference frequency, and

therefore a potentially wide bandwidth, even providing a fine frequency resolution.

However, the presence of the quantization noise and the need to filter it out limit the

practical performance. It turns out that the bandwidth of a fractional-N PLL cannot

be as large as one could imagine in principle. In table 2.1 comparative study of some

papers are given.

Table 2.1: Bandwidth versus reference frequency in some published fractional-N PLLs.

Reference Fout Fref F−3dB Fref/F−3dB

[7] 405 MHz 10 MHz 30 kHz 333

[8] 900 MHz 8 MHz 40 kHz 200

[9] 1.8 GHz 20 MHz 84 kHz 238

[10] 1.8 GHz 26 MHz 35 kHz 742

[11] 1.8 GHz 20 MHz 20 kHz 1000

The major problem in fractional-N synthesizer is spur. In the following section,

different spur reduction techniques are discussed.

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2.2. Spur Reduction Techniques 9

PhaseDetector

Charge Pump VCO

FoutFdiv

Fref

/(N / N+1)

LPF

P

K-bitAccumulator

Fref

(a) Block Diagram

(b) Timing Diagram

Figure 2.1: Fractional-N frequency synthesis.

2.2 Spur Reduction Techniques

The unique problem of the fractional-N synthesizers is the generation of unwanted

spurs in addition to the reference spur. Fractional-N frequency synthesis is not useful

in practical applications unless the fractional spurs are suppressed. Therefore, addi-

tional circuitry must be added to suppress those fractional spurs. Various techniques

have been proposed as summarized in Table 2.2 [12], and they will be discussed in

the following sections.

2.2.1 DAC Estimation Method

The phase error cancelation using a DAC is the traditional method employed in the

digiphase synthesizer to reduce the periodic tones. Fig. 2.2 shows the basic architec-

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2.2. Spur Reduction Techniques 10

Table 2.2: Spur reduction techniques in fractional-N frequency synthesis.

Techniques Features Problems

DAC estimation Cancels spur by DAC Analog mismatches

Random jittering Randomizes divider control Frequency jitter

∆− Σ modulation Modulates divider control with

noise shaping

Quantization noise at high fre-

quencies

Phase interpolation Inherent fractional division Multi-phase VCO

Phase compensation Time-domain compensation Analog mismatches

Pulse insertion Frequency multiplier using pulse

insertion

Analog mismatches

ture and its operation. The value of the accumulator carries the information of the

spurious beat tone, which allows the DAC to predict the phase error for cancelation.

synthesizer that operates from 40 to 51 MHz with a reference frequency of 100 kHz

using this technique has been reported to exhibit a resolution of 1 Hz and spurious

sidebands less than -70 dBc [13]. Since the phase error is compensated in the voltage

domain, this method suffers from analog imperfections. The mismatch results primar-

ily from limited DAC resolution and the limited accuracy of the DAC. This approach

is effective when a sample-and-hold (S/H) phase detector is used. For the S/H phase

detector, the DAC needs to match only the dc voltage during one reference clock

period. For the phase-and-frequency detector (P/FD) that is widely used in modern

PLL ICs, the DAC must generate a waveform to match the real-time phase detector

output, and its performance is not sufficient to obtain the wide loop bandwidth [14].

2.2.2 Random Jittering Method

The spur in the fractional-N synthesizer originates from the fixed pattern of the dual

modulus divider. This periodicity in the control sequence of the dual-modulus divider

can be eliminated by random jitter injection. While the phase estimation technique

using a DAC operates in the analog domain, the random jittering approach solves the

spur problem in the digital domain. Fig. 2.3 shows a block diagram of a fractional-

N divider with random jittering [15]. At every output of the divider, the random or

pseudo random number generator produces a new random word Pn which is compared

with the frequency word K. If Pn is less than K, a division by N is performed. If Pn

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2.2. Spur Reduction Techniques 11

PhaseDetector LPF VCO

Fout

Division by (N or N+1)

K -bit Accumulator

P

F

F

Fdiv

ref

ref

Σ

DAC

(a) Block Diagram

(b) Timing Diagram

Figure 2.2: DAC estimation method.

is greater than K, a division by N + 1 is performed. The frequency word K controls

the dual-modulus divider so that the average value can track the desired fractional

division ratio. This method suffers from frequency jitter because the white noise

injected in the frequency domain results in 1/f 2 noise in the phase domain. Since the

PLL acts as a low-pass filter for the jitter generated by the fractional-N divider, the

low-frequency components of the jitter will pass through the loop and degrade the

phase noise performance of the synthesizer.

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2.2. Spur Reduction Techniques 12

PhaseDetector LPF VCO

Fout

Division by (N or N+1)

F

Fdiv

ref

N-bit word comparator

Random Number Generator

P

Fref

n

Figure 2.3: Random jittering method.

2.2.3 ∆− Σ Modulation method

Another method is using an over sampling ∆−Σ modulator to interpolate fractional

frequency with a coarse integer divider as shown in Fig. 2.4 [16][17]. Since the second

order or higher ∆ − Σ modulators do not generate fixed tones for dc inputs, they

effectively shape the phase noise without causing any spur. This method is similar to

the random jittering method, but it does not generate a frequency jitter due to the

noise-shaping property of the ∆− Σ modulator.

The conventional digiphase technique suffers from poor fractional spur perfor-

mance due to imperfect analog matching. It is difficult for charge-pump PLLs to

achieve high output frequency since the ratio of the phase compensation current to

the charge-pump current becomes very small. Typically, the synthesizers with out-

put frequency higher than 2-GHz have the fractional modulo of at most 8 for that

reason. The digiphase technique also requires specific crystal frequency range since it

provides only finite fractional modulo of 2N, where N is the number of bits used for

the accumulator.

The ∆− Σ fractional-N synthesizer offers agile switching and arbitrarily fine fre-

quency resolution that can make the synthesizer compensate for crystal-frequency

drift with a digital word and accommodate various crystal frequencies without re-

ducing phase detector frequency [18][19]. This synthesizer also alleviates PLL design

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2.2. Spur Reduction Techniques 13

constraints by allowing high phase detector frequency and makes the spur-reduction

scheme less sensitive to process variation by using digital modulation.

PhaseDetector LPF VCO

Fout

Division by (N or N+1)

F

Fdiv

ref

Σ−Δ ModulatorFref

Figure 2.4: ∆− Σ modulation method.

2.2.4 Phase interpolation method

The fact that an N-stage ring oscillator generates N different phases is applied to

implement a fractional divider [20][21]. Fig. 2.5 shows the realization of a fractional

divider cooperating with the ring-oscillator-based VCO. Since the number of inverters

in the ring oscillator is limited by the operating frequency, a phase interpolator is

used to generate finer phases out of the available phases from the VCO. By choosing

the correct phase among the interpolated phases, a fractional division is achieved.

Since the phase edges used for the fractional division ratio are selected periodically,

any inaccuracy in the timing interval of the interpolated phase edges generates fixed

tones. Similar to the phase estimation technique using a DAC, the spur performance

of this architecture is also limited by analog mismatching.

2.2.5 Phase compensation method

Fig. 2.6 shows the architecture with an on-chip tuning technique [22]. Different from

the DAC cancelation method, the phase compensation is done before the P/FD. The

on-chip tuning circuit tracks the different amount of phase interpolation as the output

frequency varies. The detailed diagram regarding the phase interpolation and the on-

chip tuning is shown in Fig. 2.6. In this diagram, the modulo-4 operation is assumed

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2.2. Spur Reduction Techniques 14

PhaseDetector LPF Four stage ring oscillator

Fout

/N

F

Fdiv

ref

PhaseInterpolator

Figure 2.5: Phase-interpolated fractional divider.

with a 2- bit accumulator.

PhaseDetector

Charge Pump

LoopFilter VCO

Fout

Division by (N or N+1)

K -bit Accumulator

K

F

F

Fdiv

ref

ref

Phasecompensation

On-Chip Tuning

Figure 2.6: Phase compensation method.

The output frequency fvco with the reference frequency fref is given by

fvco = fref × (N +1

4) (2.1)

or the output period Tvco with the reference period Tref is given by

Tref = Tvco × (N +1

4) (2.2)

The instantaneous timing error due to the divide-by-N is determined by

4tN = Tref −N × Tvco =1

4Tvco (2.3)

Similarly, the instantaneous timing error due to the divide-by-(N+1) is given by

4tN+1 = Tref − (N + 1)× Tvco = −3

4Tvco (2.4)

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2.2. Spur Reduction Techniques 15

Therefore, the timing error sequence is (..., 14Tvco,

14Tvco,

14Tvco,−3

4Tvco, ...) for the divi-

sion ratio of N + 14. Similarly, the timing error sequences are (..., 1

2Tvco,−1

2Tvco, ...),

and (..., 34Tvco,

34Tvco,

34Tvco,−1

4Tvco, ...) for the division ratio of N + 1

2and N + 3

4, re-

spectively. Since the timing error sequence can be predicted from the input of the

accumulator, the timing correction is possible if the phase is added with the opposite

direction of the timing error sequence. By selecting the phase edge periodically among

the interpolator outputs from φ1 to φ4, the selected clock will be phase-locked to the

reference clock without generating any instantaneous phase error. Fig. 2.7 shows the

timing diagram example for the division ratio of 4 + 14.

Figure 2.7: Timing diagram example for 4 + 14

division.

2.2.6 Pulse insertion method

Another possibility of interpolating the phase is to place a pulse generator between

the frequency divider and the phase detector as shown in Fig. 2.8 [23]. The pulse

generator inserts M new pulses between the frequency divider output pulses so that

the frequency of the pulse generator output becomes M + 1 times higher than that

of the frequency divider output. The VCO frequency fV CO is given by

fV CO = N × fref

M + 1(2.5)

where N is the division ratio of the frequency divider and the step size of this synthe-

sizer isfref

M+1.

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2.2. Spur Reduction Techniques 16

PhaseDetector LPF VCO

Fout

/(N)

F

Fdiv

ref

PulseGeneration

Generated Pulses (X M)

Figure 2.8: Pulse insertion method.

Therefore, the reference frequency can be made M + 1 times higher than the step

size. As shown in Fig. 2.8, the pulse generator acts as a frequency multiplier. Like

the phase interpolation technique, the incorrect pulse position will degrade the spur

performance.

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Chapter 3

Design of individual circuit blocks

of synthesizer

3.1 Phase Frequency Detector

3.1.1 PFD based on DFF

In this section we discussed the three types of PFD implementation i.e. traditional,

Type I PFD and Type II PFD. Phase frequency detector (PFD) is one of the impor-

tant parts in PLL circuits. PFD is a circuit that measures the phase and frequency

difference between two signals, i.e. the signal that comes from the VCO and the ref-

erence signal. PFD has two outputs UP and DOWN which are signaled according to

the phase and frequency difference of the input signals.

The output signals of the PFD are fed to the charge pump. The output voltage of

the charge pump controls the output frequency of the VCO, so with a change happens

at the input of the CP the output voltage will change which will change the output

frequency of the VCO [24]. In this case the sensitivity of the phase and frequency

difference detection of the PFD is very crucial. Sensitivity of the PFD means the

smallest difference the PFD can detect and produce UP or DOWN signals that will

affect the charge pump, this lead to the conclusion that the higher the sensitivity the

better the PFD. One of the disadvantages that PFD suffers is dead-zone. Dead-zone

is a small difference in the phase of the inputs that a PFD will not be able to detect.

Dead zone is due to the delay time of the logic components and rest of the feedback

17

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3.1. Phase Frequency Detector 18

path of the flip flops.

Fig. 3.1, shows a detailed design for PFD with input/output signals transaction. A

simple design of PFD consists of two D flip flops and AND gate. As the fig. 3.1 shows

the D input of the flip-flops is connected to VDD and the input signals (CLKREF,

CLKVCO) are applied to the clock input. When one of the clocks change to high, this

flip-flop will charged and change its output to high. The AND gate is for preventing

both flip-flop to be high at the same time. As we can see the inputs of the AND

gate are the both Up and DOWN signal from both flip-flops, and the output of the

AND gate is connected to the reset input of the flip-flops. As soon as both outputs

(UP, DOWN) are high the AND gate will generate a high signal that will reset both

flip-flops avoiding the situation of both high at the same time. The signal transaction

in fig. 3.1 gives an example of CLKREF leading CLKVCO.

DFFD

CLK

Q

Qb

DFFD

CLK Q

Qb

RESET

RESET

DOWN

UP

CLKREF

CLKVCO

VDD

VDD

(a) Block Diagram

DOWN

UP

CLKVCO

CLKREF

(b) Signal TransactionFigure 3.1: Phase Frequency Detector.

From the transaction, once CLKREF goes high it will charge the flip-flop and

charges UP signal to high. When CLKVCO becomes high it will change DOWN

signal to high. This will lead to have both output at high which will let the AND gate

to signal the reset output and reset both flip-flops driving both outputs to low. Since

CLKREF is leading in fig. 3.1, we can notice that only UP signal is signaling when

CLKREF change to high. in case CLKVCO is leading the opposite is true, which

means DOWN signal will be high when CLKVCO change to high.

As we mentioned before, dead-zone is due to small phase error. When the phase

difference between PFDs input signals, the output signals of the PFD will not be

proportional to this error [25]. The reason of this problem is the delay time of the

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3.1. Phase Frequency Detector 19

internal components of the flip-flop and the reset time needed for AND gate to reset

both flip-flops. Fig. 3.2 illustrates the dead zone problem. When the two clocks are

very close to each other (small phase error), due to the delay time the reset delay, the

output signals UP and DOWN will not be able to charge and no output will signal

leading to losing this small difference.

Small phase error

CLKREF

CLKVCO

UP

DOWN

Figure 3.2: Dead Zone in PFD.

3.1.2 Type I PFD(Traditional PFD Architecture)

The design consists of two flip-flops and a NOR gate to provide a reset path when

both outputs go high at the same time as shown in fig. 3.3. Due to the reset path this

design suffers from large dead zone. Fig. 3.3 illustrates the system diagram of the

first design which is called here as type I PFD. As we can see from the fig. 3.3, this

design has two D flip-flops and NOR gate. The schematic design of the D flip-flop is

shown in fig.3.4 [26]. Fig. 3.5 shows the modified DFF. The schematic design of the

circuit has been carried out in CADENCE tools using UMC 0.18µm technology with

1.8 V as a supply voltage.

The D flip-flop circuit operates as follow. When both CLK and RESET are low,

node 1 will be connected to VDD through MP2, MP1. At the raising edge CLK, the

node 2 will be connected to ground through MN3, MN2. Since node 1 is connected

to VDD that will turn off MP3 keeping node 2 from charging high. As RESET signal

charges up, node 1 will be connected to the ground through MN4, which will lead to

pull up node 2 and it will become high due to switching MP3 on. Transistor MP1 is

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3.1. Phase Frequency Detector 20

DFFD

CLK

Q

Qb

DFFD

CLK Q

Qb

RESET

RESET

DOWN

UP

CLKREF

CLKVCO

VDD

VDD

Figure 3.3: Type I PFD.

used to prevent a short circuit in the MP1, MP2 and MN1 path. When CLK is low

and RESET is high a large current will flow through this path so MP1 is placed there

to prevent this current and lower the power consumption of the D flip-flop.

Since we are getting flipped value of Q, an inverter has been added at the end of

the circuit to flip the value and get a correct value of Q. Both Flip-flops have the same

design, one of them will control the UP output of the PDF and the other will control

the DOWN output. The direct output from node 2 of both flip-flop are connected

to a NOR gate, and the output of this NOR gate will be connected to RESET input

of the flip-flops to enable reset when both output go high at the same time. Sizes of

Transistors used in DFF(W

L

)MN1

=

(W

L

)MN2

=

(W

L

)MN3

=

(3µm

0.4µm

)(W

L

)MP1

=

(W

L

)MP2

=

(W

L

)MP3

=

(3µm

0.4µm

)with Number of Fingers = 5 and

(W

L

)MN4

=

(W

L

)MP4

=

(2µm

0.18µm

)with Number of Fingers = 1

Fig. 3.6 shows a longer simulation carried out on type 1 PFD. The input CLK

frequency is 40 MHz with CLKOUT leading CLKREF by 2 ns, this will result in

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3.1. Phase Frequency Detector 21

Vdd

CLK

RESET

MP2

MP1

MN1

MP3

MN3

MN2

MP4

MN4

Q

Qb

2

1

Figure 3.4: Traditional DFF.

having UP signal as shown. This PFD were able to operate at much higher frequency,

but PFD is designed for 40 MHz. The power consumption of the type 1 PFD is

66.9µW at 40 MHz which is a high value and that is due to the reset signal that

consumes some power to charge up and reset both flip- flops.

Because of the high power consumption and the large dead zone of type 1 PFD,

some modification has been done with that design that reduced the power consump-

tion to 9.81µW at 40 MHz and the size of the dead zone to 40 ps. The modification

on type 1 PFD has enabled us to remove the reset path and reduce the delay time

that causing the dead zone problem. As shown in fig. 3.5 the D flip-flop schematic

design has few changes from the original type 1 PFD, this changes allowed getting

rid of the reset path and applying the CLK signal immediately to the RST input for

each flip-flop to reset them as soon as both flip-flops have high output at the same

time. The modified D flip-flop in fig. 3.5 operates exactly like type 1 PDF [26]. Fig.

3.7 shows the modified Type I PFD.

The simulation of the modified type I PFD (Fig. 3.8 and 3.9) shows that the dead

zone of this design is just 40 ps, which makes it better candidate then the traditional

type I PFD, besides the lower power consumption makes this design more suitable for

cell phones that uses a limited power supply. Fig. 3.8 shows that at 40 ps the DOWN

signal becomes low enough that it will not switch on the pull down transistor in the

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3.1. Phase Frequency Detector 22

Vdd

CLK

RESET

MP2

MP1

MN1

MP3

MN3

MN2

MP4

MN4

Q

Qb

2

1

Figure 3.5: Modified DFF.

charge pump. Smaller dead zone and lower power consumption PFD is achievable,

this lead us to the type 2 PFD that will introduce in the next section.

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3.1. Phase Frequency Detector 23

Figure 3.6: Simulation of type 1 PFD with 2 ns delay.

DFFD

CLK

Q

Qb

DFFD

CLK

Q

Qb

RESET

RESET

DOWN

UP

CLKREF

CLKVCO

VDD

VDD

Figure 3.7: Modified Type 1 PFD.

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3.1. Phase Frequency Detector 24

Figure 3.8: Modified Type1 PFD simulation with 2ns delay.

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3.1. Phase Frequency Detector 25

 

Figure 3.9: Dead Zone for Modified Type 1 PFD.

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3.1. Phase Frequency Detector 26

3.1.3 Type 2 PFD

To be able to achieve a higher speed PFD than one just discussed, another design is

being used in this section. This design eliminates the reset path, which will lead to

a smaller time delay. In order to detect the phase error and enable a fast reset, this

design is based on detection of the rising and falling edge of the input signals. Fig.

3.10 shows the schematic design of the Type II PFD. As we can see instead of having

feedback reset path, both CLK signals will reset both outputs as soon as they are

high at the same time [27].

CLKVCO

CLKREF

Vdd

UP

Vdd

DOWN

Figure 3.10: Schematic of Type 2 PFD.

When CLKREF = ’0’ and CLKVCO become ’1’ then the node UP become high

and node DOWN remains at low, now As CLKREF goes high the node UP will

become low and node DOWN will be remain in low state. In another case when the

CLKVCO = ’0’ and CLKREF goes high the node DOWN will become high and node

UP will be at low state, now as the CLKVCO become hight the node DOWN will

become low and the node UP will be remain in low state. The other components

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3.1. Phase Frequency Detector 27

in the design are NAND gate and inverter [22]. Fig. 3.11 and fig. 3.12 show the

simulation result of this PFD we can see from fig. 3.11 that the dead zone of this

design is only 15 ps which is 0.0012Π in radian which is almost zero dead zone. The

power consumption of this design is only 6.228µW at 40MHz.

Fig. 3.11 shows a simulation of this PFD at 40MHz and CLKVCO leading

CLKREF by 2ns; this will result in having a UP signal as shown in the figure, while

the DOWN signal will be low all the time. With these results, Type 2 PFD is the best

candidate for DVB-SH PLL design since it has low power consumption and almost

zero dead zone. Next, the charge pump design is covered.

Figure 3.11: Type2 PFD simulation with 2ns delay.

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3.1. Phase Frequency Detector 28

 

Figure 3.12: Dead Zone in Type 2 PFD.

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3.2. Charge Pump 29

3.2 Charge Pump

Charge pump is the circuit that translates the UP and DOWN signals from the PFD

to control voltage that will control the VCO. As shown in fig. 3.13, charge pump

consist of two switched current sources driving a capacitance load [28]. Charge pump

is switched on and off by the PFD output signals UP and DOWN. This will result in

three control states for the charge pump shown in Table 3.1.

Vdd

CLKVCO

CLKREFPFD

UP

DOWN

VO

CL

Figure 3.13: Charge Pump [23]

Table 3.1: Three state of the Charge Pump.

Up Down Description

1 0 Ib deposit current in CL raising Vo

0 1 Ib sink current from CL reducing Vo

0 0 Both switches are off and no Vo changes

This charge pump consists of two switched current sources that pump charge into

or out of the loop filter according to the PFD output. When the reference leads

the feedback signal, the PFD detects a rising edge on the reference frequency and it

will produce an UP signal. This UP signal from the PFD will turn the UP switch

(PMOS) on, and it will cause the CP to inject current into the loop filter, increasing

Vout. When the feedback leads the reference signal, the PFD detects a rising edge on

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3.2. Charge Pump 30

Vdd

Vdd

Ib=600 uA

Ib=600 uA UP

DOWN

Vout

CL=10 pF

Figure 3.14: Schematic Design of Charge Pump.

the feedback signal and will produce a DOWN signal. This DOWN signal from the

PFD will turn the DOWN switch (NMOS) on, and the CP will sink current out of the

loop filter; thus, decreasing Vout. The current through the UP switch, and the current

through the DOWN switch, need to be equal in order to avoid any current mismatch.

The minimum charge pump current is limited by the switching speed requirements.

Fig. 3.14 shows the implementation of Charge Pump using CADENCE tools in .18µm

technology. Fig. 3.15 shows the complete simulation result of phase detector with

charge pump with 450 phase error.

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3.2. Charge Pump 31

Figure 3.15: PFD-CP Simulation for 450 phase error.

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3.3. True Single Phase Clocked D-Flip Flop (TSPC DFF) 32

3.3 True Single Phase Clocked D-Flip Flop (TSPC

DFF)

D-flip-flops with high-speed operation and low-power consumption are essential for

high performance frequency synthesizers. Various flip-flops have been proposed to

improve the operating speed of dual-modulus pre scalars. The dynamic D-flip-flop de-

signs in previous studies found suffer from glitch and charge-sharing problems [29][30],

which may result in incorrect operations. To alleviate these problems, additional

transistors are introduced to some critical nodes to make these nodes stable [31][32].

However, the newly added transistors limit operating speed and increase power con-

sumption. In high-frequency operations, ratioed logic can replace ratio less logic

without significant penalty on power consumption [33][34]. Ratioed logic, however,

consumes high power in low-frequency operation, and their operating frequency range

is limited.

Dynamic or clocked logic gates are used to decrease circuit complexity, increase

operating speed, and lower power dissipation [35]. Of various dynamic CMOS circuit

techniques, a true single-phase-clock (TSPC) dynamic CMOS circuit is operated with

one clock signal that is never inverted. Therefore, no clock skew exists except for the

clock delay problems, and even higher clock frequency can be achieved [36].

Vdd

MN1

MP1

MPS1CLK

CLK CLK

Y1

N1Y2

N2N3

Qb

MNS1 MNS2

MN2 MN3

MP2 MP3

D

CLK

Figure 3.16: A TSPC D-flip-flop for high-speed operation.

Fig. 3.16 shows a TSPC D-flip-flop for high-speed operation introduced in [37].

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3.3. True Single Phase Clocked D-Flip Flop (TSPC DFF) 33

The flip-flop consists of nine transistors, where the clocked switching transistors are

placed closer to power/ground for higher speed [38]. The state transition of the flip-

flop occurs at the rising edge of the clock signal, clk. Fig. 3.17(a) shows the operation:

Qb becomes high when clk changing low to high with D = 0. In Fig. 3.17, the dotted

lines are the conducting paths when clk = 0, and the solid lines when clk = 1. If D

= 0 and clk = 0, MPS1, MP1, and MPS2 are turned on and n1, y1, and y2 become

high. If the signal clk changes low to high, the node y2 is discharged to low through

MN2 and MNS1, making MP2 be on and Qb high. Fig. 3.17(b) shows the case with

clk changes low to high and D=1 making Qb below. The analysis can be extended to

other input combinations in the same manner.

Vdd

CLK

D=0

MPS1

MP1

MN1 MNS1CLK

N2Y1

N1 Y2

MN2

MP2 MP3

MN3

MNS2

N3

Qb

CLK

CLK

(a) D = 0, clk = 0→ 1 : Qb→ 1

Vdd

CLK

D=0

MPS1

MP1

MN1 MNS1CLK

N2Y1

N1 Y2

MN2

MP2 MP3

MN3

MNS2

N3

Qb

CLK

CLK

(b) D = 1, clk = 0→ 1 : Qb→ 0

Figure 3.17: Operation of a conventional dynamic D-flip-flop.

Edge-triggered flip-flops take incoming data at the edge of a clock signal. Glitch

problems may occur making the flip-flops fall into wrong states. Consider the circuit

in Fig. 3.17(a) with clk = 0 and D = 0, where y1 and y2 are pre-charged to high

voltage. If clk changes low to high, the node y2 is discharged to low after some

delay. In other words, y2 remains high for a short time, in which MN3 and MNS2

are turned on and Qb may change to low. By discharging of y2, then, Qb returns to

the correct state of high. Consider the circuit in Fig. 3.16 in order to discuss charge

sharing effects. When clk is low, the node y2 is always pre-charged high making MN3

on. The nodes, then, Qb and n3 may share their charges. The high level of Qb is

somewhat lowered by sharing charges with the low level of n3.

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3.3. True Single Phase Clocked D-Flip Flop (TSPC DFF) 34

Charge sharing raises more serious problems when the D-flip-flop is used as a

toggle-flip-flop operating in a lower frequency range. For toggle operations, Qb is

tied to D as shown in figure 3.18. By changing clk low to high with Qb in a high

state, Qb toggles to low. Since Qb and D are tied together, D is forced to change

high to low right after clk changes low to high. The time that D stays low is almost

half the period of clk. In a lower operating frequency, y2 would have enough time to

discharge making MP2 turn on strongly and Qb high. The flip-flop, therefore, loses

its edge-triggering characteristics and fails to perform proper operations.

Vdd

MN1

MP1

MPS1CLK

CLK CLK

Y1

N1Y2

N2N3

Qb

MNS1 MNS2

MN2 MN3

MP2 MP3

D

CLK

Q

Figure 3.18: Toggle configuration using D-flip-flop.

Huang proposed a D-flip-flop circuit shown in Fig. 3.19 aiming at the elimination

of glitches. To remove the charge sharing, the small size transistor MN5 prevents y1

from rising when D changes high to low during clk high. MN5 and the inverter INV1

make a pull-down path of y1 as follows. If D changes high to low during clk = 1, n1

and y1 share their charges. That is, y1 would rise up, but the output of INV1 still

has a high value turning on MN5. This makes y1 low and stable resolving the charge

sharing problem.

The same analogy applies Qb having MP3 and INV2. A transistor MN4 is intro-

duced between MN3 and MNS2 to remove glitches. That is, MN4 driven by INV1

breaks the pull-down path of Qb. When D = 0 and clk = 0, nodes y1 and y2 are

pre-charged to high. If clk changes low to high, y2 discharges to low. This opera-

tion cannot be completed instantaneously as MN4 prevents Qb from pulling down

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3.3. True Single Phase Clocked D-Flip Flop (TSPC DFF) 35

MP1

MPS1CLK

D

CLK

CLK

INV1

INV2Q

QbY2

Y1

N1

N2

CLK

N3

N4

MNS1

MN2

MPS2MP2

MP3

MN3

MN4

MNS2MN1MN5

Y1

Vdd

Figure 3.19: A D-flip-flop design proposed by Huang [32].

to ground. Fig. 3.20 shows the simulation waveforms with the clock frequency of

100MHz.

Introduction of MN4 in Fig. 3.18 brings a problem as the point (a) of Fig. 3.20.

For clk = 0 and D = 0, y1 and y2 are pre-charged to high. If clk changes low to high,

y2 discharges to low and Qb becomes high. Though D changes low to high when clk

= 1, Qb remains high. At this time, y1 = 0 and clk = 1, n3 and n4 are low because

both MN4 and MNS2 are turned on. If clk changes to low, y2 is pre-charged to high.

Then Qb shares charges with n3 and n4 through MN3 and MN4. This makes the

Figure 3.20: Simulation waveforms of Huangs D-flip-flop.

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3.3. True Single Phase Clocked D-Flip Flop (TSPC DFF) 36

voltage of Qb fall down. Even though MP3 can stabilize Qb, the time for returning

to a correct logic value is somewhat long.

Transistor merging technique is used to reduce the number of transistors and

thereby save both power and silicon area while suppressing glitch occurrences. Pull-

up and pull-down transistors are combined together yielding a circuit having fewer

pull-up and pull-down transistors. Consider the circuit shown in Fig. 3.16, where the

nodes n1 and y2 have the same potential of VDD during clk = 0. When clk = 1, its

operation is independent of the n1 level and y2 may stay high or discharge to low.

This observation leads to merge two pull-up transistors of the conventional design.

MPS1 and MPS2 in Fig. 3.16 are merged to MPS1 as shown in Fig. 3.21. With the

same analysis, MNS1 in Fig. 3.21 replaces MNS1 and MNS2 in Fig. 3.16.

Vdd

D

CLKMPS!

MP!

MPS2

MN1

Y1

MN2

MNS1

N2

MN3

MNS2

MP2

CLK

CLK

Y2

CLK

N1N3

Qb

Figure 3.21: The D-flip-flop for glitch elimination.

Fig. 3.21 shows the D-flip-flop comprising nine transistors, which is free from

glitches induced by charge sharing. The MPS2 transistor driven by clk as shown in

Fig.3.21 can effectively reduce charge sharing experienced in the circuit of Fig. 3.16.

MPS2 disturbs charge distribution path between y1 and y2 preventing MN2 from

turning on. This guarantees the correct edge-triggering operation of the flip-flop and

enhances its reliability. Unfortunately, the critical path to pull up y1 node is longer

and thereby some speed degradation is present. The operation of the D-flip-flop shown

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3.3. True Single Phase Clocked D-Flip Flop (TSPC DFF) 37

in Fig. 3.21 is as follows.

Consider the circuit of Fig. 3.22(a), where nodes y1, n1, and y2 are pre-charged

high with clk = 0 and D=0. During this phase, MNS1 and MP2 are off, and Qb holds

the previous value. Note that both n2 and n3 are weak high because of y1 and y2

being high. Assuming that clk changes low to high, MPS1 and MPS2 are turned off

and MNS1 and MNS2 are on. Since y2 cannot discharge instantly, a pull-down path

is formed consisting of MNS2, MN3, and MNS1. But n2 and n3 keep weak high from

the previous phase resulting in a small glitch due to the voltage drop of Qb. As y2

becomes low through MN2 and MNS1 path, Qb rises high.

Vdd

D

CLKMPS!

MP!

MPS2

MN1

Y1

MN2

MNS1

N2

MN3

MNS2

MP2

CLK

CLK

Y2

CLK

N1

CLK=0

CLK=1

N3

Qb

(a) D = 0, clk = 0→ 1 : Qb→ 1

Vdd

D

CLKMPS!

MP!

MPS2

MN1

Y1

MN2

MNS1

N2

MN3

MNS2

MP2

CLK

CLK

Y2

CLK

N1

CLK=0 CLK=1

N3

Qb

(b) D = 1, clk = 0→ 1 : Qb→ 0

Figure 3.22: Operations and signal paths of the D-flip-flop.

Considering that clk = 0 and D = 1 as shown in Fig. 3.22(b), y2 is pre-charged

to high but y1 is low. This makesMN2 be turned off. If clk changes low to high, Qb

discharges low through the path consisting of MNS2, MN3, and MNS1. If we change

D to low when clk = 1, MP1 is turned on, but the charge sharing between y1 and y2

never occurs due to the blocking transistor MPS2. This implies that MN2 remains

off and the pull-down path of node y2 does not exist.

Though there exists the charge sharing effect between y2 and n1, but it.s not

severe as in fig. 3.16. After charge sharing y2 has a stable final value, since clk = 1

and MN2 is off. On the other hand, the charge sharing in Fig. 3.16 turns on MN2,

and y2 continues to discharge.

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3.4. Dual Modulus Pre-scalar 38

Figure 3.23: Transient response of TSPC DFF used as TFF.

The voltage drop of y2 resulting from charge sharing between n1 and y2 is deter-

mined by the ratio of the total capacitance of n1 and y2 .

Fig. 3.23 shows the output of TSPC DFF. Here we can easily say that the output

frequency of DFF is half of input frequency.

3.4 Dual Modulus Pre-scalar

Fig. 3.24 illustrates the block diagram of a typical divided by N or N+1 dualmodulus

prescalar. It consists of a divided by 4 or 5 counter (in the dashed-line box), several

divided-by-2 toggle flip-flops (TFF) and a few logic gates. The dual-modulus prescalar

is used in a fractional-N phase-locked loop, in which the MODE pin is controlled by

an accumulator or a sigma-data modulator. By changing the ratio of 0s and 1s on

the MODE pin, one can obtain a fractional division number between N and N+1 [17].

The operation mode is further explained below.

When MODE is set to ’1’, the output of the 5-input NOR-gate is always 0., and

will not be influenced by the output of the TFF chain. This implies that the output

(Y2) of the NAND gate in the divided-by-4/5 stays at ’1’, and therefore the Q pin

of the succeeding DFF stays at ’1’. As a result, the first two DFFs are isolated from

the third DFF, and they form a divided by- 4 counter. The divided-by-4 counter is

further fed to the TFF chain of a divided-by-16 divider. The total division ratio is

therefore 64.

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3.4. Dual Modulus Pre-scalar 39

CLK

CLKCLK

CLK

CLKCLKCLKCLK

Qb Qb Qb

Qb

QbQbQb

D D D

D

DDD

QQ

Q

QQQQOut

MODE

4/5 Prescalar

Figure 3.24: Block diagram of a dual-modulus (64/65) prescalar.

Figure 3.25: Output of (64/65) prescalar.

If the MODE pin is set to ’0’, the output of the 5-input NOR-gate will be ’1’

as long as one of the TFF outputs is at ’1’. Similar to the above case, the divider

operates at divided-by-64 mode. However, if at a certain time, the outputs of the

TFFs reach all 0s, the output of the 5-input NOR-gate will become ’1’. The third

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3.4. Dual Modulus Pre-scalar 40

DFF in the dashed-line box now comes into operation, and the divided-by-4/5 counter

is in a divided-by-5 configuration. This configuration will delay the transition of Q4

for one input clock cycle (as if one input clock cycle is missing). At the next input

clock cycle, Q4 takes the transition, which drives the TFFs to a non-zero state, and

the divider is put in divided-by-64 configuration again. This is to say, the divider will

repeat its operation per 65 input clock cycles. Therefore, the division ratio is 65 when

MODE = 0. A fractional division ratio between 64 and 65 is achieved by toggling

MODE between ’1’ and ’0’. at a certain ratio. It may be noted that the flip-flops

inside the divided-by- 4 or 5 counter is the speed bottleneck. The remaining flip flops

operate at frequency four times lower than the input frequency.

Fig. 3.25 shows the output of prescalar. From the output curve, we can observe

the frequency division by 64 or 65 depends on the MODE signal, coming from Σ−∆

modulator. we can also observe the negligible amount of charge sharing.

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Chapter 4

Designing Voltage Controlled

Oscillator

Here we will consider only LC oscillator as Voltage controlled oscillator. A general

LC-VCO can be symbolized as in Fig. 4.1. The oscillator consists of an inductor

L and a capacitor C, building a parallel resonance tank, and an active element -R,

compensating the losses of the inductor (RL in Fig.4.1) and the losses of the capacitor

(RC in Fig. 4.1).The circuit results into an oscillator with angular center frequency.

wc =1√LC

(4.1)

C

L

RC

RL

-R

Figure 4.1: Basic LC-VCO.

As the capacitance C is proportional to the tuning voltage input Vtune, also wcis

dependent on Vtune and the oscillator results in a voltage controlled oscillator. The

capacitor C in Fig. 1.11 not only consists of a variable capacitor to tune the oscillator,

but it also includes the parasitic or fixed capacitances of the inductor, the active

41

Page 52: mudassar complete

42

elements, and of any load connected to the VCO (output driver, mixer, prescalar,

etc.).

Many circuits options to provide the negative resistance of Fig. 4.1, to com-

pensate for the tank losses, are available. Aiming at standard CMOS realizations,

NMOS, PMOS, or a combination of NMOS- and PMOS-transistors can be used.

VCO-structures based on NMOS are presented in Fig. 4.2 [39]. The structure with

the current source to ground has the smallest sensitivity to noise on the ground line,

but the highest sensitivity to the power supply (pushing). This structure has a lower

flicker noise up-conversion than the structure with current source to the supply, due

to the more symmetrical waveforms. This due to the smaller harmonic distortion

caused in a MOS differential pair, if the tail node is connected to a current source

instead of short-circuited to ground. Due to the inductors to the supply voltage,

both structures easily have a signal swing of up to twice the power supply voltage on

each node, which is a very nice feature for phase noise minimization through signal

maximization, but it must be checked very carefully, as the high signal swing will

cause severe MOS-degradation like hot electron effects or even gate oxide breakdown.

Both structures are well suited for low voltage operation, e.g., operation from one

single battery. Similarly, the same VCO-structures can be drawn using PMOS tran-

sistors, and the same discussion as for NMOS can be repeated. PMOS transistors

are about half as fast as NMOS transistors and for the same transconductance per

current, approximately double width is needed. Their lower flicker noise, however, or

the fact that PMOS-transistors are situated in the wells, as most actual processes are

of N-well/p-substrate type, can be a strong argument to use PMOS instead of NMOS.

Finally, both transistor types [40] can be combined to the structures presented in Fig.

4.3.

The combination of NMOS and PMOS transistors generates a negative resistance

from NMOS and PMOS, thus enabling effectively to half the power consumption for

the same negative resistance. The signal swing is limited to power supply voltage,

granting a reliable longtime operation within the voltage limits of the technology.

The choice, whether to put the current source to ground or to power supply, will

be dominated by the primary concern to minimize the sensitivity to ground or to

power supply, which finally will depend on the package, the number of pads, and the

Page 53: mudassar complete

43

Vdd

(a) current source to ground.

Vdd

(b) current source to supply.Figure 4.2: NMOS VCO-cores.

Vdd

(a) current source to ground.

Vdd

(b) current source to supply.Figure 4.3: Current reusing VCO cores.

application.

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4.1. Inductor 44

4.1 Inductor

Inductors or coils can be realized in various ways. Here external inductors or bond

wire inductors are avoided for their high cost, high tolerance, and questionable man-

ufacturability. The use of external inductors are not good from the point of CMOS

ESD-protection devices, which would add huge parasitic capacitances to the VCO-

nodes. The on-chip inductors choices available are planner and multi layer. The multi

layer inductors were designed in VLSI Lab of IIT Guwahati[41][42][43].

Fig. 4.4 shows the equivalent circuit diagram used for the multi layer inductor.

20.91 fF 2.285 kΩ 2.245 kΩ20.88 fF

21.4 Ω 7.66 nH

65.41 fF

1.7649 MΩ

Figure 4.4: Lumped element model of inductor at 2.4 GHz.

4.2 Capacitor

The simplest implementation of a variable capacitor or varactor is any junction diode.

in standard CMOS no separate implant is provided to realize an optimized varactor

diode. Only parasitic junction diodes can be used as varactors: NMOS source/drain

junctions and PMOS source/drain junctions. Also the well to substrate diode could

be used, but it is not presented here due to its low tuning range and quality factor.

The ratio of maximal to minimal capacitance is important to tune VCO-frequency.

Both junction diodes unfortunately feature a small Cmax/Cmin over the -0.5 to 1.8 V

measured voltage range, which is even smaller when limiting the tuning voltage from

0V to 1.8V nominal supply voltage. This ratio further deteriorates from technology

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4.2. Capacitor 45

Figure 4.5: Cross-section of a conventional NMOS varactor (in depletion; left) and

the generally assumed model (right). The dashed line indicates the border of the

depletion region.

generation to technology generation with decreasing power supply voltages. The p+

to n-well junction diode normally is preferred over the device in the p-substrate as

it is less sensitive to substrate noise. MOS varactors are variable, voltage-controlled

capacitors based on the MOS structure. The use of a MOS device as varactor is not

new [44] and well known [45].

4.2.1 Principle of Inversion Mode Varactors

Fig. 4.5 shows a cross-section of a NMOS varactor and the typical small-signal model

of varactors with a variable capacitance in series with a variable resistance. For the

NMOS device, source and drain are n+ doped. The substrate (or well) region between

and around source and drain is of opposite doping, i.e., p- type. Process determined

the polysilicon gate is of the same doping as source and drain, i.e., n+ type. A PMOS

device is obtained when all regions have opposite doping as in the NMOS. The MOS

varactor is not a four-terminal device as the transistor but a three-terminal device.

The source and drain regions are shorted to apply the voltage Vtune that tunes the

variable capacitance. The p- body is grounded and the voltage Vgate is applied to

the gate node. The variable capacitance CV appears between the gate node and all

other nodes at AC ground. Essentially it is the series connection of the gate oxide

capacitance Cox and the variable depletion region capacitance Cd

1

CV

=1

Cox

+1

Cd

(4.2)

Figure 4.6 depicts the small-signal capacitance of a NMOS varactor at zero tuning

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4.2. Capacitor 46

voltage. The corresponding charges and the relevant lumped elements in the device

are included also. Negative gate voltages result in a hole surplus at the surface of the

semiconductor; the device is in accumulation. Charge variations at the gate are bal-

anced by changes in the accumulation layer charge. A large capacitance determined

by the gate oxide is effective. At increasing gate voltage the flat-band situation is

reached. The semiconductor beneath the gate is neutral and fixed oxide and interface

charges balance the gate charge. The flat-band voltage VFB is usually negative as

especially the oxide charges are comprised of positively charged alkali-ions uninten-

tionally introduced during processing. Further, for the value of VFB the different work

functions of the gate and the well have to be considered. If gate and well are of the

same type of doping flat-band occurs close to 0 V. Different gate and well doping

typically results in VFB close to 1V.

With voltages just above the flat-band voltage, holes are repelled from the surface

and the negatively charged ions of the fixed dopant atoms (acceptors) form a depletion

region. Changes in the gate charge are balanced by more or less negative dopants,

i.e., by a wider or shallower depletion region. The capacitance in this situation is a

series connection of the gate oxide capacitance Cox and the variable depletion region

capacitance Cd.

Gate voltages above a certain threshold Vth result in a surplus of electrons at the

semiconductor surface; the device is in inversion. In this situation the depth of the

depletion region remains constant and changes in the gate charge are balanced by

changes in the electron inversion layer. Again the effective capacitance is determined

by the gate oxide capacitance. The necessary electrons can be provided by thermal

generation in the depletion region. However, at the voltages leading to inversion

the electric field between the gate and the source/drain lowers the barrier between

the source/drain and the semiconductor.s surface considerably. Therefore, the main

source of electrons are the n+ doped source and drain regions.

For highest tank L/C ratio a MOS-varactor with a high Cmax/Cmin is clearly

preferred, as it enables the use of higher inductance values. For maximal varactor

Q a minimal gate length should be preferred, but again MOS-varactor length should

be chosen higher to increase Cmax/Cmin. The MOS-varactors, however, have a very

steep capacitance over voltage characteristic as shown in fig.4.6.

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4.3. Voltage controlled oscillator 47

Figure 4.6: Typical measured small-signal capacitance characteristic of a NMOS var-

actor bottom, the corresponding charges top and the relevant lumped elements middle

at zero tuning voltage. Oxide, interface charges and charges at pn junctions are not

shown.

4.3 Voltage controlled oscillator

A very useful way of understanding the operation of an oscillator is to consider the

one-port model in Fig. 4.7 at resonance. The frequency selective tank can be ex-

pressed or approximated by a simple parallel RLC circuit with equivalent parallel

resistance, R. This is the resistance responsible for the loss in stored energy per cycle.

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4.3. Voltage controlled oscillator 48

The active circuit compensates for this loss by providing a negative resistance, -R,

of equal amplitude to the equivalent parallel resistance of the resonator. Thus, from

an operational point of view, the resistance of the resonator is canceled out and it

appears as a lossless network. The oscillator can now sustain an output signal of

constant amplitude.

Frequency Selective Network

ActiveCircuit

+R-R

Figure 4.7: One-port model of oscillator.

Another important point to address is the startup of LC oscillators. To ensure

startup, the closed loop gain of the oscillator circuit is set to a value greater than

unity. This ensures that the noise inherently present in the oscillator is amplified until

a signal of suitable large amplitude is obtained. The magnitude of the output signal

does not grow out of control because of the amplitude limiting mechanism present in

practical oscillators. These mechanisms are produced by the inherent non-linearity of

the transistor de-vices used in the active circuit network.

The equivalent capacitance on NMOS pair between two nodes as shown in fig

4.3(b) are given as

CNMOS−pair = 2Cgd,n +

(1

2

)Cgs,n +

(1

2

)Cdb,n

CNMOS−pair is series capacitance of two NMOS and thus

CNMOS = 4Cgd,n + Cgs,n + Cdb,n (4.3)

Similarly for the PMOS transistor

CPMOS = 4Cgd,p + Cgs,p + Cdb,p (4.4)

gmn and gmp are the small signal transconductance of a single NMOS or PMOS

respectively. −gm is the negative conductance presented to LC network by the one

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4.3. Voltage controlled oscillator 49

MOS of architecture shown in fig.4.3. gon and gop are the small signal output conduc-

tance of single NMOS and PMOS respectively. All these CNMOS, CPMOS, gon and gop

are small signal quantities in equilibrium, that is when the output differential voltage

across LC tank is zero.

To reduce the design constrains the VCO core is converted to the simple model of

fig. 4.8. This requires to calculate the total parallel conductance of the inductor and

the varactor at first. The conductance of inductor is given by

gL =1

RP

+1

Q2RS

=1

RP

+RS

w2L2S

(4.5)

with Qc = 1wRvCv

, the total parallel conductance of varactor is

-RPRP LP CP

Lossy Tank Circuit Active Circuit

Figure 4.8: VCO equivalent circuit for calculation.

gV =1

Q2RV

= w2C2VRV (4.6)

LTANK = 2L

CTANK =

(1

2

)CNMOS + CPMOS + CV + CL + CLOAD (4.7)

gTANK =

(1

2

)gON + gOP + gV + gL (4.8)

Here the RV and CV are the resistance and capacitance of varactor respectively. The

total negative conductance −gactive is given by

gactive =

(1

2

)gMN + gMP (4.9)

CTANK and gTANK will vary as the capacitance of varactor changes. Now we can say

that

CTANK,max =

(1

2

)CNMOS + CPMOS + CV,max + CL + CLOAD (4.10)

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4.3. Voltage controlled oscillator 50

+−

2L

ipulse

idc= 2 mA

Vcc=1.8 V

15u

0.18uNF=1

15u

0.18uNF=1

+−Vtune

38u

0.18u

38u

0.18uNF=1 NF=1i=1 mA

tr= 10 pS

33.35u

01.8u

33.35u

01.8uNF=6NF=6

Vneg Vpos

Figure 4.9: Detailed VCO circuit diagram.

gTANK,max =

(1

2

)gON + gOP + gV,max + gL,max (4.11)

The detailed circuit diagram of VCO is as shown in fig.4.9. Fig. 4.10 shows the

frequency variation of VCO with respect toVtune. We can say that the response is

almost linear in the region of 0.9-1.8V i.e. from 2.5452.370 GHz. The frequency

sensitivity is 195 kHz/mV. The phase noise for this VCO is -118dBc/Hz at 1 MHz.

Fig. 4.12 shows the transient response of designed VCO. Settling time for the VCO

is 2ns, which is not bad. Here the phase noise in only -118dBc/Hz which can be

improved by phase reduction techniques.

Fig. 4.14 shows the layout of designed TSPC DFF. The post layout simulation

doesn’t show any change from the schematic simulation.

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4.3. Voltage controlled oscillator 51

Figure 4.10: The frequency variation of VCO Vs. Tuning Voltage Curve.

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4.3. Voltage controlled oscillator 52

Figure 4.11: The Phase Noise of VCO.

Figure 4.12: The transient response of VCO.

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4.3. Voltage controlled oscillator 53

Figure 4.13: Layout of VCO.

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4.3. Voltage controlled oscillator 54

Figure 4.14: Layout of Designed DFF.

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Chapter 5

Future work and conclusion

In summary the design of Phase/Frequency Detector, Charge Pump, TSPC DFF,

dual modulus prescalar and VCO has done in thesis work using CADENCE tools.

5.1 Conclusion

This thesis investigate the design steps required to build a Fractional-N Frequency

Synthesizer using PLL. Different architecture of DFF is used to reduce the power

consumption in Phase/Frequency Detector. High speed TSPC DFF has designed to

divide the frequency of GHz range. The design of VCO is carried out in 0.18µm

technology using CADENCE tools. The phase noise can be still reduce after applying

some phase noise reduction techniques. While the phase noise of overall system again

can be reduced by using Σ − ∆ Modulator in feedback loop. The Phase/Frequency

Detector of first type has power dissipation of 9.81µW at 40 MHz and the dead zone of

40 ps. While the type 2 Phase/Frequency Detector have power dissipation of 6.228µW

at 40 MHz and the dead zone of 15 ps which is equal to 0.0012π. the phase noise of

VCO is -118 dBc/Hz at 1 MHz.

5.2 Future work

There is a good scope in this direction. The Fractional-N Frequency Synthesizer has

to be tapped out with the work on Σ−∆ Modulator, which will give the good phase

noise of overall system. The different type of phase noise reduction techniques can

55

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5.2. Future work 56

also be employed to reduce the phase noise.

Page 67: mudassar complete

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