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Monitoring and evaluating food fortification programmes Filip Van Bockstaele Anna Verster
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Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Aug 20, 2018

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Page 1: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Monitoring and evaluating food fortification programmes

Filip Van Bockstaele

Anna Verster

Page 2: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Problem statement

• Food fortification programme initiated– Micronutrients from producer to the consumer– Hurdles:

• Availability nation-wide• Purchase in local stores• Purchase by targeted families (price of alternatives?)• Sufficient intake• Quality decrease during distribution chain

Need for analysis of the implementationefficiency of the fortification programme

Need for monitoring and evaluation

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Page 3: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Monitoring

- Refers to the continuous collection, review and use of information on programmeimplementation compliance, and informingcorrective actions so as to fulfill

=> Ensure that the fortified product (of desiredquality) is made available and is accessible toconsumers in sufficient amounts

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Page 4: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Evaluating

• Refers to the assessment of the effectivenessand the impact of a programme on the target population

• Are the nutritional goals reached?

– Intake of fortified food or nutrients ↑

– Nutritional status ↑

• Only after proper program implementation

-> FIRST monitor, LATER evaluate

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Page 5: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Model monitoring and evaluation system for food fortification programmes

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Page 6: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Regulatory monitoring

• Ensure that fortified foods meet nutrient quality andsafety standards thoughout their shelf-life

• Comprises:– Internal monitoring– External monitoring– Commercial monitoring

• Questions:– Is GMP applied?– Is HACCP in place?– Are inspection and technical auditing functions at the

factory and at packaging facilities implementedsatisfactory?

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Page 7: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Regulatory monitoring

What? Who?

Internal QA/QC producers, packers, importers

External Inspection and auditing at factories and packers

government

Commercial Compliance at the retailstores

government

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Page 8: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

How to measure success?

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Page 9: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Internal monitoring

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• Quality assurance in food fortification consists of establishing the following procedures:

Page 10: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Internal monitoring

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Page 11: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Quality Control: sampling

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Page 12: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

External monitoring

• Does the producer comply with approvedtechnical standards

• Performed by governmental food control authorities

• Two types of action:

– Inspection

– Technical auditing

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External monitoring

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Page 14: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Commercial monitoring

Developing countries: use commercial monitoring for identifying brands and factorieswho deserve closer auditing

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Whole wheat flour label, Niacaragua

Confirmation of label claims

Penalties or Recall

Importance of well establishedanalytical procedures!

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Commercial monitoring

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Page 16: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Household monitoring

• Regulatory monitoring: required quality at retail level -> same assumption at household level

• Aims:

– Are the fortified products

• accessible (i.e. available and affordable)?

• being purchased (and if not, why)?

• being consumed in sufficient amounts (and if not, why)?

– Which target groups are not being reached and why?

– Do individual family members consume sufficientamounts?

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Page 17: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Methodological considerations

• Gathering data concerning provision, utilization and coverage

• How?

– Primary data collection

– ‘piggy-back’ or join on to other programmes

– Market surveys: price and availability

– Surveys (household and community)

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Page 18: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Does the intervention reaches its overall goals?

• Evaluation of outcomes:– Intake of fortified foods ↑?

– Intake of micronutrients ↑?

– Nutritional status improved?

– Prevalence of micro-nutrient deficiencies ↓?

– Prevalence of diseases, growth faltering, child mortality ↓?

– Differences among age/physiological groeps of population?

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Page 19: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Different approaches:

– Adequacy evaluation

– Plausibility evaluation

– Probability evaluation

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Page 20: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Adequacy evaluation:

to assess whether the prevalence of specificmicronutrient deficiencies is acceptable or such thatthere is a public health problem

• Example:

– Goal: prevelance of iron deficiency amongchildren: 10% or less (pre-established cut-offpoint) => evaluate prevelance

• Simple and least costly

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Page 21: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Plausibility evaluation:To be able to state that it is plausible that food fortification was the cause of changes in nutritionalstatus

• Example:– The reduction in prevelance of iron deficiency is

related to the food fortification program <-> iron intake↑ due to animal products (confounding factor)

• Comparison between control group andintervention group or before-and-after study

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Page 22: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Probability evaluation:To determine, with a level of probability that was established before the evaluation, that observedchanges in nutritional status are due to fortification

• Establish causality between food fortificationprogram and reduction in prevalence of iron deficiency

• p<0.05

• Double-blind study

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Page 23: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Question formulation:

Examples:– Has the intake of a fortified food increased to

expected levels following a food fortificationprogramme? => plausability or probability evaluation

– Is the intake of a fortified food at the expected level: is 90% of the population consuming salt fortified at the minimum household level? => adequacy evaluation

– Is the prevalence of vitA deficiency among preschoolaged children lower than say 20% following the food fortification programme? => adequacy evaluation

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Page 24: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Timing

– Only when monitoring shows appropriateimplementation of the fortification programme

– How quickly does the fortification programmeimpact the biochemical indicators of interest?

• Supplementation versus fortification

• 6-9 months for detectabel effect on iron status

• Salt iodization– 1-2 years for detectable changes in goitre

– Few weeks in detectable urinary iodine

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Page 25: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Impact evaluation

• Confounding factors

– Factors which affect the ability of individuals to respond to fortification

– Examples:

• Parasite infections -> loss of micronutrients

• Iron status:

– Inflammation and infections impact heamoglobinand serum ferritin levels

– Combine indicators for iron status with infectionindicators

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Page 26: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Minimum requirements

• Well planned monitoring and evaluation system:– Clear responsibilities for data collection– Feedback loops for information flow -> actions

• Regulatory monitoring is essential– Sharing of information– Follow up of corrective measures

• Household monitoring is essential– General appraisal of the impact– Low cost but often neglected– Dependent on donor support

• Impact evaluation– Continuation, modification, expansion or termination

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Page 27: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Summary

A well designed, well managed monitoring andevaluation system is essential for ensuring the successand sustainibility of any food fortification programme=> formulate and budget this from the early planning stages

Some degree of regulatory monitoring is critical. Internal monitoring is a must. When this is carried out, it is usually sufficient to confirm compliance on the retail level (commercial monitoring). If not the case, both external monitoring at factory level as in retail is necessary.

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Page 28: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

Summary

Impact evaluations should only be carried out once it has been established through regulatoryand household monitoring, that the programmehas achieved a predetermined level of operational efficiency.

Although rigorous impact evaluations of food fortification programmes are ugently needed, notall programmes will require the most costly andsophisticated designs => select the most appropriate evaluation for every particularsituation

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Page 29: Monitoring and evaluating food fortification programmes · Monitoring and evaluating food fortification programmes ... growth faltering, ... If not the case, both external monitoring

http://www.who.int/nutrition/publications/micronutrients/9241594012/en/

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