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THE JOURNAL OP BIOLOGKXL CHEMISTRY 0 1990 by The American
Society for Biochemistry and Molecular Biology, Inc.
Vol. 265, No. 8, Issue of March 15, pp. 438%43&3,1990
Printed in IJ. S. A.
Microtubule Oscillations ROLE OF NUCLEATION AND MICROTUBULE
NUMBER CONCENTRATION*
(Received for publication, July 21, 1989)
Heike Obermann, Eva-Maria Mandelkow, Gudrun Lange, and Eckhard
MandelkowS From the Man-Planck-Unit for Structural Molecular
Biology, % DESY, Notkestrasse 85, D-2000 Hamburg 52, Federal
Republic of Germany
Microtubules are capable of performing synchro- nized
oscillations of assembly and disassembly which has been explained
by reaction mechanisms involving tubulin subunits, oligomers,
microtubules, and GTP. Here we address the question of how
microtubule nu- cleation or their number concentration affects the
os- cillations. Assembly itself requires a critical protein
concentration (C,), but oscillations require in addition a critical
microtubule number concentration (CM,). In spontaneous assembly
this can be achieved with pro- tein concentrations C,. well above
the critical concen- tration C!, because this enhances the
efficiency of nu- cleation. Seeding with microtubules can either
gener- ate oscillations or suppress them, depending on how the
seeds alter the effective microtubule number con- centration. The
relative influence of microtubule num- ber and total protein
concentrations can be varied by the rate at which assembly
conditions are induced (e.g. by a temperature rise): Fast T-jumps
induce oscilla- tions because of efficient nucleation, slow ones do
not. Oscillations become damped for several reasons. One is the
consumption of GTP, the second is a decrease in microtubule number,
and the third is that the ratio of microtubules in the two phases
(growth-competent and shrinkage-competent) approach a steady state
value. This ratio can be perturbed, and the oscillations re-
started, by a cold shock, addition of seeds, addition of GTP, or
fragmentation. Each of these is equivalent to a change in the
effective microtubule number concen- tration.
The self-assembly of biological polymers is traditionally
described in terms of two main stages, nucleation and elon- gation
(reviewed in Oosawa and Asakura, 1975). Nucleation tends to be
slow, showing up as a lag in assays sensitive to overall
polymerization. Because of the cooperative nature of nucleation its
rate depends strongly on the protein concentra- tion; this in turn
influences the apparent assembly rate which depends on polymer ends
(Gaskin et al., 1974; Engelborghs et al., 1976; Bryan, 1976;
Johnson and Borisy, 1977). The model implies that the polymer
number concentration stays roughly constant after the nucleation
phase, leading to pseudo-first order elongation kinetics. The final
state is given by the equilibrium between subunits associating to
the polymer ends
*This work was supported by the Bundesministerium fiir For-
schung und Technologie and the Deutsche Forschungsgemeinschaft. The
costs of publication of this article were defrayed in part by the
payment of page charges. This article must therefore be hereby
marked “aduertisement” in accordance with 18 U.S.C. Section 1734
solely to indicate this fact.
$ To whom correspondence should be addressed.
and dissociating from them, such that a critical concentration
of subunits remains in solution.
The above description is only a first approximation; sec- ondary
effects may include polymer fragmentation (Wegner and Savko, 1982),
annealing (Rothwell et al., 1987), hetero- geneous nucleation
(Voter and Erickson, 1974; Ferrone et al., 1985), and others. In
particular, assembly may be coupled to nucleotide hydrolysis (ATP
for actin, GTP for microtubules). This leads to treadmilling
(Wegner, 1976; Margolis and Wil- son, 1978) or, in the case of
microtubules, to dynamic insta- bility (Mitchison and Kirschner,
1984). In the latter case the polymers can fluctuate between phases
of growth and shrink- age (Horio and Hotani, 1986; Walker et al.,
1988). The “final state” equilibrium is now replaced by a steady
state, deter- mined mainly by the association of protein with bound
XTP and dissociation with bound XDP. The steady state concen-
tration of unpolymerized protein is no longer independent of the
polymer number concentration (Pantaloni et al., 1984).
In the case of microtubules the dynamics of growth and shrinkage
can be synchronized, leading to oscillations in bulk solution that
can be observed by turbidity, x-ray scattering, or electron
microscopy (Carlier et al., 1987; Pirollet et al., 1987; Chen and
Hill, 1987; Mandelkow et al., 1988; Lange et al., 1988; Melki et
al., 1988; Wade et al., 1989). Several models have been proposed to
explain the phenomenon. One is based on the interactions between
subunits and polymers and re- quires a slow (rate-limiting)
exchange of GTP on subunits (Chen and Hill, 1987); the other is
based on subunits, poly- mers, and oligomers (Mandelkow et al.,
1988).
In the model illustrated, microtubules are formed from
assembly-competent subunits (tubulin. GTP); oligomers with bound
GDP must dissociate before their subunits can be utilized for
assembly (Spann et al., 1987); microtubules be- come intrinsically
unstable after GTP hydrolysis and when the supply of tubulin. GTP
becomes too low; they disassemble into oligomers (Mandelkow and
Mandelkow, 1985); and the slow release of subunits from oligomers
is an important factor for the oscillations.
Several features were left open in the model below. In
particular, computer modeling suggested that the microtubule number
concentration played a key role in the oscillations. In other
words, while the synchronization of the whole popula- tion and
certain buffer conditions (affecting the intrinsic rate constants)
are prerequisites, they fail to induce oscillations unless the
polymer concentration is sufficiently high. The experiments
reported here were designed to test this hypoth- esis. We show that
oscillations can be influenced in three ways, all of which alter
the effective number concentration: 1) variation of the rate of
nucleation, 2) addition of polymer seeds, and 3) chemical or
physical perturbation of an oscillat- ing solution. The data
suggest that the control of the micro-
4382
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Microtubule Nucleation and Oscillations
f (Rings)\
Oligomer . GDP-
TP
Tubulin. GDP -Tubulin. GTP- t 4 5 1
34
4383
-Microtubule. GDP 2
tubule number concentration is important for the dynamic
behavior of microtubules in cells.
MATERIALS AND METHODS
Protein Preparations-Microtubule protein (containing microtu-
bule-associated protein) and phosphocellulose-purified tubulin
(PC’- tubulin) was prepared at concentration up to 50 mg/ml as
described (Mandelkow et al., 1985). The buffer used for standard
microtubule assembly was 0.1 M PIPES, pH 6.9, with 1 mM each of
MgSO,, EGTA, DTT, and GTP. Oscillations can be induced by various
buffer modifications, for example by raising mono- and divalent
salts and GTP (see figure legends).
Preparation of Microtubule Fragments-Tubulin was polymerized in
standard buffer conditions for 10 min and then sonicated for
various times. The number concentration and length distribution of
the seeds was checked by electron microscopy. Seeding was done by
adding a few microliters of seed solution to 100 ~1 of sample
solution.
Time-resolued X-ray Scattering-The x-ray experiments were per-
formed on instrument X33 of the EMBL Outstation at the DESY
synchrot.ron laboratory, Hamburg (Koch and Bordas, 1983). The
protein was filled into the chamber (depth 1 mm, covered with 50.
pm mica windows on both sides) at O-4 “C, and the reaction was
started by raising the temperature (typically to 37 “C) with
defined heating rates (minimum half-time 4 s). Scattering patterns
were recorded in 2-6-s intervals on a position-sensitive detector
integrating azimuthally over 90 “C and analyzed as described
(Bordas et al., 1983; Spann et al., 1987).
Light Scattering-The turbidity was monitored in a Beckman DU 40
spectrophotometer by absorption at 350 nm. The sample holder and
temperature jump device were the same as in the x-ray experi-
ments.
Electron Microscopy-Samples were checked by negative stain
electron microscopy, using 400 mesh collodion-carbon coated grids
and l-2’% uranyl acetate. For measuring number concentrations and
length distributions, aliquots of an oscillating sample were fixed
in 0.1% glutaraldehyde and 50% sucrose and then diluted 50,000
times into the same buffer. 20 ~1 of this solution was spun down in
a Beckman Airfuge (EM-90 rotor) onto Movital-coated grids and ex-
amined by negative stain electron microscopy. At the high protein
concentrations used for the oscillations, the microtubules showed a
tendency for lateral association which complicated the assessment
of number concentrations and length distributions. In particular,
be- cause of the bundling the apparent length distribution did not
always reflect the true microtubule number concentration. We
therefore used only those samples where the microtubules were well
dispersed and where the observed microtubule mass agreed with the
polymerized protein.
RESULTS
Influence of Spontaneous Nucleation on Oscillations-Fig. 1 shows
an overview of oscillations observed by x-ray scattering. The
assembly maxima are dominated by microtubules, the minima by
oligomers which in this example are largely closed into rings, as
seen from the subsidiary peaks. Their sizes are similar to the
rings normally observed only at low temperature (about 35 nm). The
oligomers are microtubule disassembly products (Mandelkow and
Mandelkow, 1985), they contain bound GDP (Zeeberg et al., 1980;
Mandelkow et al., 1988) and are in fact stabilized by it (Howard
and Timasheff, 1986), their breakdown is a prerequisite for another
round of assem- bly (Spann et al., 1987), and in oscillatory
conditions the
’ The abbreviations used are: PC, phosphocellulose-purified
tubu- lin; PIPES, 1,4-piperazinediethanesulfonic acid; EGTA,
[ethylene- bis(oxyethylenenitrilo)]tetraacetic acid; DTT,
dithiothreitol; AMP- PNP, adenosine 5’-(P,y-imino)triphosphate.
FIG. 1. Projection plot of x-ray scattering traces of an os-
cillating sample. X axis, scattering vector S = 2sin0Jambda; y
axis, time; z axis, scattering intensity weighted by scattering
vector, S. I(S). The curves shown are in 3-s intervals; the
periodicity of the oscillations is about 150 s. PC-tubulin, 54
mg/ml, 0.1 M PIPES, pH 6.9, with 4 mM GTP, 20 mM MgCl?, 60 mM NaCl,
1 mM DTT. The temperature was raised from 0 to 37°C at time 0
(arrow) and kept constant thereafter. The degree of assembly is
shown by the “central scatter” (left). The type of structure formed
can be deduced from the scattering traces, e.g. the positions and
heights of the subsidiary maxima (the side maxima of ring oligomers
are labeled R, those of microtubules Mt). The sample shows the
alternation between micro- tubules (maxima of overall assembly, see
central scatter) and oligo- mers (minima of overall assembly) which
in this case largely associate into tubulin rings (note the shift
of the subsidiary peaks; for details of the interpretation see
Bordas et al., 1983; Spann et al., 1987). At the first assembly
minimum microtubules have disappeared com- pletely. The curves
shown in some figures below correspond to the time course of the
intensity at selected scattering angles (e.g. central scatter, S =
0.02 nm-‘, or “microtubule scatter at first side maximum of
microtubules, S = 0.05 nm-‘).
release of tubulin subunits from them is slow. In previous
reports we showed that up to 80% of the microtubules present at an
oscillation maximum can disassemble at a minimum. This suggested
that the remaining microtubules could serve as seeds for the next
round of assembly, i.e. that no new nucleation was required. Here
we show a case where diassem- bly is almost lOO%, i.e. no
microtubules can be detected at the minimum, as judged by x-ray
scattering. This could be considered as synchronized catastrophic
disassembly; new microtubule assembly must be initiated by new
nucleation rather than simply by regrowth of existing
microtubules.
To introduce the rationale for the following experiments, let us
consider the initiation of spontaneous assembly. In the usual
theoretical treatment (e.g. Oosawa and Asakura, 1975), the trigger
for assembly is set at time 0, allowing the system to develop
without further perturbation. In practice any trig- ger requires a
finite time (e.g. mixing with salts or nucleotides, temperature
jump). In most cases studied earlier the protein concentration was
low so that nucleation was slow. This means that the initial
perturbation was instantaneous relative to assembly, compatible
with the theoretical assumptions. Thus, nucleation and elongation
depended only on protein
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4384 Microtubule Nucleation and Oscillations
concentration and intrinsic rate constants. Consider the con-
verse case where the perturbation is slow compared with nucleation;
in this case the time course of the perturbation influences that of
assembly (an example of a low T-scan is described in Bordas et al.,
1983). Since microtubule assembly is entropy driven, nucleation is
favored by increasing both the temperature and the protein
concentration. Thus, the micro- tubule number concentration can be
varied by adjusting the rate at which the temperature is raised.
Nucleation is ineffi- cient below 20 “C but increases rapidly above
that tempera- ture. Thus, if the critical range (say, 20-25 “C) is
traversed slowly, few nuclei are formed spontaneously which then
grow into long microtubules. Conversely, if the T-jump is rapid,
many nuclei form before the elongation phase takes over, resulting
in many short microtubules.
Fig. 2A shows the behavior of tubulin in oscillation buffer
after T-jumps to different final temperatures between 25 and 37”C,
each with a half-time of 4 s. The higher the final temperature, the
faster the critical temperature range is passed. This correlates
with an increase in the microtubule number concentration (more than
3-fold, Fig. 2B), a shorter lag time, faster initial assembly rate
(rising from about 90 to 560 subunits/microtubule/s), and higher
maximum assembly, in keeping with earlier studies in standard
assembly buffer (Gaskin et al., 1974; Engelborghs et al., 1976,
Johnson and Borisy, 1977). However, the most striking difference is
that of the oscillatory behavior. The higher the final
temperature,
Aso 0.3
0.2
0.1
0.0
0 5 40 50 60 70
nME/mk
a
the more pronounced are the oscillations (rising from 20 to 85%
of the maximum, Fig. 2B). Conversely, the oscillations induced at
37 “C can be suppressed by slowing the temperature rise (Fig.
2C).
Fig. 3A illustrates the dependence of oscillations on protein
concentration after rapid T-jumps to 37 “C. If the concentra- tion
is too low, the protein will neither assemble nor oscillate (not
shown). In oscillation buffer the critical concentration C,
required for assembly is rather high, about 5 mg/ml in this case
(obtained by back extrapolation of the assembly maxima, Fig. 323).
In order to observe pronounced oscillations, the concentration must
be raised to an even higher concentration, C,., well above C,. Back
extrapolation of the amplitude of oscillations yields C,, = 8 mg/ml
(Fig. 3B). A key difference between the experiments is the greater
microtubule number generated by self-nucleation at higher protein
concentrations (rising from about 1 to 8 nM, Fig. 8B). This
suggests that oscillations require a minimum microtubule
concentration which is generated above a protein concentration of
C,.. In other words, the dependence of oscillations on protein con-
centration appears to be mediated by the efficiency of nuclea- tion
and the resulting microtubule number concentration.
Influence of Seeding with Microtubule Fragments on Oscil-
lations-If the above interpretation is correct it should be
possible to influence the oscillations by the addition of micro-
tubule fragments, i.e. by changing the microtubule number
concentration. Fig. 44 (bottom trace) was obtained with a
I 0 300 600 nMEh
C
FIG. 2. A, turbidity traces (A& of experiments with
temperature jumps from 0 ‘C to different final temperatures (25,28,
37 “C) but similar rise times (half-time about 4 s). Thus, the
period needed to traverse the nucleation range (above about 20 ‘C)
was different (shortest at the highest final temperature, top
trace). As a result the maximum assembly, extent of oscillation,
and nucleation efficiency varied (see Fig. 2B). Conditions:
PC-tubulin, 21 mg/ml, 0.1 M PIPES, pH 6.9, with 4 mM GTP, 20 mM
MgCl,, 60 mM NaCl, 1 mM DTT. B, data derived from the experiments
of A. Filled circles (dotted line), the number concentrations of
microtubules increase from 1.8 nM at 25 ‘C to 6.2 nM at 37 “C
(scale on right, inside box). Crosses (solid line), the lag time
between the temperature jump and the onset of assembly decreases
from 46 min to 1.4 min (scale on left, inside box). Asterisks (long
dashes), the period of the oscillations decreases from 10 min to
1.8 min (scale on left, outside box). Filled squares (short
dashes), the amplitude of the oscillations increases from 20% of
the maximum at 25 ‘C to 85% at 37 “C (scale on right, outside box).
C, time dependence of the x-ray scatter at S = 0.05 nm-’ in two
experiments with identical final temperatures (37 “C) but different
rise times (half-times, 4 and 17 s). The oscillations are most
pronounced when the nucleation is most efficient (shortest
half-time, top trace), other conditions being equal. Microtubule
protein, 29 mg/ml, 0.1 M PIPES, pH 6.9, with 2 mM GTP, 20 mM MgCl*,
40 mM KCl, 1 mM DTT. The arrow indicates the beginning of the
temperature jump.
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Microtubule Nucleation and Oscillations 4385
A350
0.5
0.4 0.3
0.2 i
8.5 mgtml
* + .O .
pe,lod A,,. (0.0.) No.co”c. (“Is, Amp. WW l -----s *- (90
-0.5 J --0.4 .-J :.;A: 6 --;
2 -10.3 4 --40
-0.2
,!(/ o I- -0.1 /o o 2- -20 0 0
t f 1 I
0 10 20 30 cc cc., c,d (w/ml)
b
a FIG. 3. Assembly and oscillations as function of protein
concentration. A, turbidity traces (AzSO versus
time). Top curve, 25 mg/ml; middle, 12.5 mg/ml; bottom, 8.5
mg/ml. Oscillations are most pronounced at the highest protein
concentration (top). Conditions as in Fig. 2.4. B, data derived
from the experiments of A. Filled circles (dotted line), the number
concentrations of microtubules are 1.2, 3.4, 7.1, and 3.4 nM at
C,,, = 8.5, 12.5, 17.0, and 25.0 mg/ml, respectively (scale on
right, inside box). These values refer to the first assembly peak;
at the 7th peak (about 18 min later) the values are about 50% lower
(open circles, dotted line, 2.1, 3.2, and 4.3 nM for 12.5,17.0, and
25.0 mg/ml). Crosses (solid line), the maximum turbidity increases
from 0.125 to 0.5; the extrapolated critical concentration for
assembly C, is 5 mg/ml (scale on left, inside bon). Asterisks (long
dashes), the period of the oscillations shows little variation
between 12.5 and 25 mg/ml (around 3 min, scale on left, outside
box). Filled squares (short dashes), the amplitude of the
oscillations increases up to 92% with increasing protein
concentration; the critical concentration for oscillations is about
6 mg/ml (scale on right, outside box).
A350 Xi-2
. SEEDS
,
A350 1
b
FIG. 4. A, oscillations induced by addition of microtubule
fragments (A 350 versus time). Bottom curue, sponta- neous assembly
showing only slight oscillations. Top curue, addition of seeds
(obtained by sonication of preformed microtubules for 60 s)
immediately after initiating the T-jump. PC-tubulin, 8 mg/ml, 0.1 M
PIPES, pH 6.9, with 3 mM GTP, 10 mM MgCl,, 30 mM NaCl, 1 mM DTT. B,
oscillations suppressed by addition of microtubule fragments (ASa
versus time). Top curue, spontaneous assembly showing pronounced
oscillations (arrow, T-jump). Microtubule number concentration 10
nM in first peak. Bottom curue, addition of 0.6 nM seeds (obtained
by sonication of preformed microtubules for 60 s, large arrow)
immediately after initiating the T-jump (small arrow). After
assembly the microtubule number concentration is 7 nM, showing that
there is still substantial self-nucleation. PC-tubulin, 20 mg/ml,
0.1 M PIPES, pH 6.9, with 3 mM GTP, 10 mM MgC12, 1 mM DTT.
tubulin solution which oscillates only marginally at 8 mg/ml.
centration 10 nM). Surprisingly, when 0.6 nM seeds are added
Addition of seeds induces this sample to oscillate (top curue).
immediately after the T-jump, the oscillations are not en- In a
parallel experiment the microtubule number concentra- hanced but
suppressed, and one observes a slow approach to tion increased from
4.5 nM (no seeding ) to 10.7 nM after steady state (bottom curve).
This behavior is simply explained seeding. This experiment is akin
to previous studies using if the effective number concentration of
microtubules is too tubulin that would not self-nucleate, but its
assembly could low for supporting oscillations, yet sufficient for
elongation. be induced by seeding (e.g. Gaskin et al., 1974; Bryan,
1976; In summary, we distinguish two types of seeding experi-
Johnson and Borisy, 1977). Yet the difference is that we now ments.
1) In conditions where self-nucleation alone is not use seeds to
trigger oscillations of a protein solution that is efficient enough
for oscillations, addition of seeds can gener- otherwise perfectly
capable of self-nucleation and assembly. ate oscillations. 2) In
conditions where self-nucleation is
There is however another possibility which was not en-
efficient, addition of seeds can reduce the number concentra-
countered in the earlier studies and effectively amounts to a tion
and thus suppress oscillations. reduction of seeds. Fig. 4B (top
curue) shows a sample capable Damping and Restart of
Oscillations-Since GTP provides of oscillations after spontaneous
nucleation (microtubule con- the fuel for oscillations they are
expected to die out when
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4386 Microtubule Nucleation and Oscillations
GTP becomes too low or when the assembly inhibitor GDP becomes
too high. However, oscillations usually stop earlier than expected
from the GTP/GDP content which therefore cannot fully account for
the damping. In seeking alternative explanations we considered the
possibility of a decreasing microtubule number concentration. This
was indeed observed, as shown in Fig. 3B. In oscillation conditions
the number decreased by about 50% between the first and seventh
assem- bly maximum. A decrease in number concentration would imply
an increase in the average microtubule length. This is also
observed, for example, in the experiment of Fig. 3 with Ctot = 17
mg/ml the mean length increases from 11.4 to 18.1 pm between the
first and seventh assembly peak (the decrease in numbers is not
necessarily compensated by an increase in length because the
protein tends to accumulate in the oligomer state). The data
suggests that the decreasing microtubule number concentration is a
key factor in the damping, inde- pendently of how much GTP is
available. This would be analogous to the damping of oscillations
by microtubule seeds described above (Fig. 4B).
In interpreting the results given so far we have tacitly assumed
that every microtubule end is capable of elongating, in keeping
with the traditional theory of nucleated assembly. This assumption
obviously cannot always hold or else there would be no
oscillations. We therefore have to distinguish between microtubule
ends ready to grow (E,) and those ready to shrink (E,), the
conversion between the two being akin to
F ii?, 37°C
B
i.
.Y-
I +!f-
GTP
0 0 300 600 900 1200 TlMElsec a
--A 50 100 TIME!min
b
FIG. 5. Restart of damped oscillations, observed by central
x-ray scatter (A), turbidity (Asso) (B). A, top curue: oscillations
were initially induced by a T-jump (left arrow). After damping to a
steady level, a brief cold shock (from 37 to 20°C and back, arrows)
was applied, leading to partial diassembly and then to renewed
oscillations. Microtubule protein 32 mg/ml, 0.1 M PIPES pH 6.8,
with 4 mM GTP, 3 mM AMP-PNP, 20 mM MgC12, 1 mM DTT, and 60 mM NaCl.
Bottom curue: oscillations were initially induced by a T-jump (left
arrow). After damping 7 mM GTP was added (arrow). PC-tubulin, 42
mg/ml, 0.1 M PIPES, pH 6.9, initially with 4 mM GTP, 20 mM MgCL, 1
mM DTT, and 60 mM NaCl. Dotted parts of curve indicate periods
where the data collection was interrupted due to data transfer to
the main computer. B, oscillations initially induced by a T-jump,
and 7 mM GTP added after damping (arrow). Oscilla- tions are
restarted (period 180 s); in this case they also show beating
(super-period 26 min). PC-tubulin, 32 mg/ml, 0.1 M PIPES, pH 6.9,
initially with 2 mM GTP, 20 mM MgC&, 60 mM NaCl. Note the
longer time scale.
a phase transition (Chen and Hill, 1985). Each of these have
their own number concentration. It is intuitively clear that their
ratio affects the oscillations, and a perturbation of that ratio
should show up as a change of the oscillations. Computer
simulations (not shown) suggest that the system starts with an
unbalanced ratio of E, and E, ends and then oscillates until a
critical value of E,/Es is reached, well before GTP is exhausted.
If this is correct, then it should be possible to perturb the E,/EB
ratio of a damped solution and thereby restart oscillations.
The perturbation can be done in various ways. A simple method is
to apply a brief cold shock after the damping of oscillations (Fig.
5A, top). This leads to transient microtubule disassembly, followed
by regrowth and oscillations which can be explained by a temporary
enrichment of E, ends. Another method is to add more GTP (Fig. 5A,
bottom, and b). The E,/ E, ratio is linked to the ratio of
tubulin-GTP and tubulin- GDP which in turn depends on GTP/GDP
(Bayley and Martin, 1986). Thus, a change in GTP leads to more
oscilla- tions. Fig. 5B also illustrates that oscillations can be
more complicated than a simple damped wave. After restarting there
is a basic periodicity of 180 s whose amplitude is modulated with a
beat periodicity of 26 min (such effects can be due to spatial
pattern formation, Mandelkow et al., 1989). Finally, oscillations
can be restarted by fragmentation (Car- lier et al., 1987),
presumably because this exposes new E, ends.
DISCUSSION
Microtubules are unique among the biopolymers in several
respects. They show dynamic instability, i.e. growing and shrinking
microtubules can coexist at steady state (Mitchison and Kirschner,
1984); the conversion between phases of growth and shrinkage occurs
in uitro as well as in living cells (Horio and Hotani, 1986; Sammak
et al., 1987); and a whole population of microtubules can be
induced to oscillate syn- chronously (Carlier et al., 1987;
Pirollet et al., 1987; Mandel- kow et al., 1988; Melki et al.,
1988; Lange et al., 1988; Wade et al., 1989). Among the known
biochemical oscillators the microtubule system is notable because
the oscillations are coupled to the growth and decay of a structure
and not just to the periodic change in enzyme activities. The
oscillations represent the property of dynamic instability in an
amplified form; this makes them suitable for studying the
requirements for the dynamic behavior.
Several reaction mechanisms have been proposed to explain the
oscillations (see above references). They share certain basic
features, for example that microtubules are formed from tubulin
with bound GTP which is hydrolyzed upon assembly, that microtubules
can undergo a phase transition from growth to shrinkage, and that
there is a refractory state before tubulin can be reactivated for
assembly by binding another GTP from the solution. There are
differences with regard to the struc- tures involved (i.e.
oligomers or no oligomers), the rate- limiting step in tubulin
activation (slow exchange of nucleo- tide on tubulin or slow
release of tubulin from oligomers), or the details of the phase
change between growth and shrinkage (i.e. the problem of a GTP
cap). The actual mechanism is likely to be more complicated than
any of the models. Apart from the uncertainties in the reactions
addressed explicitly (e.g. nucleation, phase transition, GTP, cap,
nature of the oligomers), they do not deal with the difference
between plus and minus ends of microtubules, microtubule breakage
and annealing, microtubule bundling, spatial heterogeneity of the
solution, and other effects that are known to exist but difficult
to incorporate into a model. In the present study we have
investigated one aspect, the role of nucleation and the micro-
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Microtubule Nucleation and Oscillations 4387
tubule number concentration, because of its special impor- tance
for generating oscillations. As a starting point for the
interpretation, we have used the model proposed earlier (Man-
delkow et al., 1988) which involves the breakdown of micro- tubules
into oligomers as part of the cycle.
Experimentally the variation in the microtubule number
concentration was achieved in two ways. In the case of spon-
taneous assembly the efficiency of nucleation was changed by
exploiting its temperature and concentration dependence (Figs. 2
and 3). The faster a tubulin solution is brought into assembly
conditions (i.e. by raising the temperature), the more nuclei will
form simultaneously. Secondly, a tubulin solution can be seeded
with a defined concentration of microtubule fragments obtained by
sonication of preformed microtubules (Fig. 4).
A key result is that oscillations occur only when the micro-
tubule number concentration exceeds some threshold value.
Appropriate buffer conditions and a critical protein concen-
tration are necessary but not sufficient. If the protein concen-
tration is just above this value there will be assembly but little
oscillations since the nucleation is not efficient enough. If the
protein concentration is high enough, but the temperature jump is
too slow, oscillations are suppressed because the system’s behavior
is dominated by the inefficient nucleation in the lower temperature
range. Using seeds, oscillations can either be generated (in
conditions where spontaneous nuclea- tion is inefficient) or
suppressed (in conditions where spon- taneous nucleation would be
more efficient than the seeding).
Because of these features we have to consider two critical
concentrations, that of the protein concentration, C,, and that of
the microtubule number concentration, C&r. A critical protein
concentration is required to support assembly in the first place.
It is analogous to the C, encountered in many earlier assembly
studies where an approach to a steady state was monitored. In the
simplest case it is given by the equilib- rium between subunit
addition and loss from the polymer ends; in the presence of
nucleotide hydrolysis coupled to assembly it is a more complex
function of several rate con- stants. In any case the critical
protein concentration is defined within narrow limits for a given
set of assembly conditions. Addition of seeds enhances assembly
because it helps over- come the nucleation barrier, but seeding
does not alter the final equilibrium between polymers and subunits.
Seeding enhances assembly but does not suppress it.
By contrast, the oscillations can be influenced by seeding in
both directions, depending on the effective microtubule number
concentration. The critical number concentration for oscillations
can be generated by increasing the protein con- centration above C,
in order to enhance the efficiency of nucleation, or by addition of
seeds. However, seeding can also be used to suppress oscillations.
The effect of seeds depends on how they perturb the relative weight
of spontaneous nu- cleation and elongation. The critical number
concentration does not have the all-or-nothing character of the
critical protein concentration; that is, the transition from simple
assembly to oscillations is more gradual, and there is a com- plex
dependence on all the rate constants in the reaction cycle. In the
case of self-nucleation, the critical number con- centration C&
can be translated into a protein concentration C,, at which
oscillations become noticeable (Fig. 3B).
Considering that growing and shrinking microtubules can coexist
in solution (“dynamic instability”) it is clear that bulk
oscillations are observed only when growth-competent (E,) and
shrinkage-competent microtubule ends (E.) are out of balance.
Computer simulations suggest that the ratio E$Es oscillates but
approaches a limiting value at which oscillations
are damped out. Interestingly, this limit is usually achieved
long before GTP is exhausted. Conversely, when the balance is
perturbed the oscillations start again, provided GTP is still
present. This can be achieved in several ways, e.g. by cold shock,
addition of GTP, addition of seeds, fragmentation, etc. as in Fig.
4.
Regarding the mechanism of damping one can broadly distinguish
two causes, loss of energy or loss of synchrony between the
particles. Since microtubule assembly requires GTP it is clear that
oscillations stop at the latest when this is exhausted, or when the
buildup of GDP becomes inhibitory (this results in a final state
dominated by inactive oligomers). But damping usually occurs
earlier than that (see Fig. 4). One obvious factor is the decrease
in microtubule numbers (Fig. 3B), another one is the approach of
the ratio E,/Es towards the limiting value, equivalent to the loss
of synchrony in the strict sense.
It is instructive to relate our data to the elegant observations
of microtubule dynamics by video microscopy (Horio and Hotani,
1986; Walker et al., 1988). The advantage of these methods is that
they reveal individual microtubules, including the rate constants
of growth and shrinkage, and the different behavior of plus and
minus ends. A notable feature was that the phase transitions
appeared to be random. By contrast, the rates we observed in our
present study represent averages over a large number of
microtubules (several hundred million) so that the results do not
suffer from statistical fluctuations, but we cannot distinguish
between microtubule ends. The most striking difference is that the
transitions are periodic, i.e. the microtubules oscillate. How
could these apparent differences in behavior be reconciled?
Part of the explanation is that the experimental conditions are
different in several ways. (a) The video microscopy ex- periments
were performed at low tubulin concentrations (around 7-15 pM) where
synchronized oscillations do not occur, as shown above. Moreover,
Walker et al. (1988) used a concentration of axoneme seeds around
0.5. lo-l3 M, about five orders of magnitude lower than the
concentration re- quired for oscillations. If one raises these two
parameters to the levels used in this study one can in fact observe
oscillations in real time by video microscopy (Mandelkow et al.,
1989). (b) The buffer conditions were different. In the conditions
of Walker et al., the frequency of catastrophic disassembly be-
comes zero around 17 pM tubulin concentration while in our
conditions the protein remains dynamic up to 500 pM. More- over,
our buffer conditions enhance the stability of oligomers whose slow
dissolution is one of the factors contributing to oscillations. (c)
Because of the low concentrations used by Walker et al. it is
possible that spatial inhomogeneities con- tribute to the apparent
randomness. Various types of inhom- ogeneities have been observed,
particularly in thin layers of tubulin solution (Mandelkow et al.,
1989).
Irrespective of the difficulties in making direct comparisons
between the two types of experiment, we would favor the assumption
that the basic modes of microtubule reactions are similar. If this
is the case, the discrepancy between stochastic and synchronized
behavior would have to be explained. We would argue that there is
in fact no real discrepancy, for the following reasons: First, any
reaction between diffusible mol- ecules becomes stochastic when it
is viewed on a sufficiently small scale since it depends on the
probability of successful encounters. This does not preclude
synchronous behavior of a large number of molecules. As examples,
consider the oscil- lations in yeast glycolysis or in the
Belousov-Zhabotinskii reaction (see Hess, 1977). The subreactions
are stochastic in detail, but the system as a whole acts in a
correlated and
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4388 Microtubule Nucleation and Oscillations
predictable fashion. The key is that the subreactions are
coupled to one another by the fact that the output of one serves as
input to the next. If at least one of these steps is nonlinear, one
can expect regular patterns and/or oscillations (the nonlinearity
can be introduced via the dependence of the subunit association on
the composition of the microtubule end). Secondly, if the
microtubule number concentration is too low in our experiments,
microtubules assemble but show no net oscillations. All other
parameters being equal, the only explanation is that microtubules
grow or shrink asynchro- nously, as in the video microscopy
experiments. This means that the behavior of the individual
microtubules must be very similar in the two cases.
Several authors have modeled the mechanism of the phase change
at a microtubule end (e.g. Chen and Hill, 1985, 1987; Bayley et
al., 1989). Disregarding differences in detail, the common
assumptions are that it depends on the association of tubulin. GTP
(determined by diffusion, i.e. stochastic), followed by a step that
tends to destabilize the microtubule (probably related to GTP
hydrolysis), and that the stability and/or association depends on
the composition or conforma- tion of the end. The consequence is
that when the rate of stabilizing interactions becomes too low, the
end will convert from growth to shrinkage. Consider an end with an
average of N encounters of tubulin. GTP/s, with a standard
deviation JN. The mean time between two encounters is T = l/N (S.D.
= 7). If the conversion time from the growing to the shrinking
conformation is to essentially no shrinkage is observed as long as
the frequency of encounters is well above l/to and microtubules
continue to grow. However, N decreases as tubulin . GTP becomes
exhausted, and for statistical reasons some microtubules can
convert to shrinkage while others still grow. Depending on how the
frequency of encounters de- creases with time one will either
observe an extended period of statistical fluctuations (as in the
video microscopy experi- ments), or a conversion of a substantial
fraction of microtu- bules to shrinkage within a short period (as
in the oscilla- tions). Note that N depends both on the tubulin
subunit concentration and on the microtubule number concentration.
These arguments could be developed in more detail, but for the
present purpose the main conclusion is that stochastic length
fluctuations and synchronous oscillations can be ex- plained in
terms of the same set of reactions and are therefore not
contradictory.
Analogous arguments can be invoked for the rescue from shrinkage
to growth; in the case of oscillations, an important parameter is
the refractory state of oligomers which inhibits the regeneration
of assembly-competent tubulin. GTP (see Mandelkow et al., 1988;
Lange et al., 1988).
Do these results have implications for the behavior of
microtubules in cells? Length fluctuations of individual mi-
crotubules have been observed not only in vitro but also within
cells (Sammak et al., 1987; Schulze & Kirschner, 1987; Cas-
simeris et al., 1988), consistent with the concept of dynamic
instability (Mitchison and Kirschner, 1984). However, the chemical
basis of these reactions is not easily obtained at the level of
single particles. By contrast, oscillations allow us to study the
conditions for dynamic instability in detail because they represent
this behavior in an amplified form, including even synchronized
catastrophic disassembly and renucleation. As described above,
oscillations in vitro depend on a high
microtubule number concentration, leading to a rapid con-
sumption of the active subunits (tubulin.GTP) which even- tually
causes the synchronous conversion to the shrinking phase. In the
cell, growing microtubules generally have their fast-growing (plus)
ends exposed which therefore determine the dynamics. Rapid
consumption of active subunits could take place either by the
simultaneous growth of many micro- tubules, as in uitro, or by some
other mechanism which limits the pool of tubulin or its assembly
competence, such as restricted diffusion, availability of
microtubule-associated proteins or their phosphorylation (known to
affect oscilla- tions, Mandelkow et al., 1988), etc. In other
words, the effects observed in vitro in bulk solution could take
place in vitro in a local environment. This could lead to the
length fluctuations of single microtubules whose mechanism would be
analogous to the one described here.
Ackrmuledgments-We are grateful to M. Koch and the staff of
EMBL-Hamburg for use of their x-ray facilities, to P. Derr and C.
Haas for skilled technical assistance, to A. Jagla for sharing
unpub- lished data, and to A. Marx for help with computer programs.
This work is part of the doctoral thesis of H. 0.
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H Obermann, E M Mandelkow, G Lange and E
Mandelkowconcentration.
Microtubule oscillations. Role of nucleation and microtubule
number
1990, 265:4382-4388.J. Biol. Chem.
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