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C t l St t An l i Crystal Structure Analysis X-ray Diffraction Electron Diffraction Electron Diffraction Neutron Diffraction Essence of diffraction: Bragg Diffraction Essence of diffraction Bragg Diffraction Reading: Basic West 3 West 5 West 5 A/M 5-6 G/S 3 217
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Page 1: Crystal structure analysis

C t l St t An l iCrystal Structure Analysis

X-ray Diffraction

Electron DiffractionElectron Diffraction

Neutron Diffraction

Essence of diffraction: Bragg DiffractionEssence of diffraction Bragg Diffraction

Reading: Basic West 3West 5West 5A/M 5-6G/S 3 217

Page 2: Crystal structure analysis

REFERENCES

Elements of Modern X-ray Physics, by Jens Als-Nielsen and Des McMorrow, John Wiley & Sons, Ltd., 2001 (Modern x-ray physics & new developments)

X-ray Diffraction, by B.E. Warren, General Publishing Company, 1969, 1990 (Classic X-ray physics book)

Elements of X ray Diffraction 2nd Ed by B D Cullity Addison Wesley 1978Elements of X-ray Diffraction,2nd Ed., by B.D. Cullity, Addison-Wesley, 1978 (Covers most techniques used in traditional materials characterization)

High Resolution X-ray Diffractometry and Topography, by D. Keith Bowen and Brian K. Tanner, Taylor & Francis, Ltd., 1998 (Semiconductors and thin film analysis)

Modern Aspects of Small-Angle Scattering by H Brumberger Editor KluwerModern Aspects of Small Angle Scattering, by H. Brumberger, Editor, Kluwer Academic Publishers, 1993 (SAXS techniques)

Principles of Protein X-ray Crystallography, by Jan Drenth, Springer, 1994 (C t ll h )(Crystallography)

218

Page 3: Crystal structure analysis

SCATTERINGScattering is the process in which waves or particles are forced to deviate from a

X-rays scatter by interaction with the electron density of a material.Neutrons are scattered by nuclei and by any magnetic moments in a sample

g p pstraight trajectory because of scattering centers in the propagation medium.

Neutrons are scattered by nuclei and by any magnetic moments in a sample.Electrons are scattered by electric/magnetic fields.

p' p q E' E hMomentum transfer: Energy change:

Elastic (E’ = E)

p p q E E h Momentum transfer: Energy change:

El i i • Rayleigh (λ >> d )

E pcFor X-rays:

Elastic scattering geometry• Rayleigh (λ >> dobject)• Mie (λ ≈ dobject)• Geometric (λ << dobject)• Thompson (X-rays)

Inelastic (E’ ≠ E)

Thompson (X rays)

• Compton (photons + electrons)q 2 sin

2p

• Compton (photons + electrons)• Brillouin (photons + quasiparticles)• Raman (photons + molecular vib./rot.)

Page 4: Crystal structure analysis

COMPTON SCATTERINGCompton (1923) measured intensity of scattered X-rays

Compton

Compton (1923) measured intensity of scattered X-rays from solid target, as function of wavelength for different angles. He won the 1927 Nobel prize.

X-ray sourceCrystal (selects

Collimator (selects angle)

wavelength)

θGraphiteTarget

θ

Result: peak in scattered radiation hift t l l th th

Detector

shifts to longer wavelength than source. Amount depends on θ (but not on the target material). A. H. Compton. Phys. Rev. 22, 409 (1923).

Page 5: Crystal structure analysis

COMPTON SCATTERINGCl i l i t ill ti l t ti fi ld ill ti i itiClassical picture: oscillating electromagnetic field causes oscillations in positions of charged particles, which re-radiate in all directions at same frequency and wavelength as incident radiation (Thompson scattering).

Change in wavelength of scattered light is completely unexpected classicallyChange in wavelength of scattered light is completely unexpected classically

Compton’s explanation: “billiard ball” collisions between particles of light

Oscillating electron

Incident light wave Emitted light wave

Compton s explanation: billiard ball collisions between particles of light (X-ray photons) and electrons in the material

pBefore After

θ

pIncoming photon

p

scattered photon

epElectron

p

scattered electron

Page 6: Crystal structure analysis

B f Aft

COMPTON SCATTERING

θ

pBefore After

Incoming photonscattered photon

θ

epElectronp

scattered electron

Conservation of energy Conservation of momentum

1/ 22 2 2 2 4e e eh m c h p c m c ˆ

eh

p i p p e e e e

h

From this Compton derived the change in wavelength

1 cos

1 cos 0e

c

hm c

c

12 Compton wavelength 2.4 10 mce

hm c

222

Page 7: Crystal structure analysis

COMPTON SCATTERING

Note that there is also an unshifted peak at each angleunshifted peak at each angle.

This comes from a collision between the X-ray photon andbetween the X-ray photon and the nucleus of the atom.

h 1 cos 0N

hm c

N em msincesince

223

Page 8: Crystal structure analysis

COMPTON SCATTERINGC t ib t t l b k d iContributes to general background noise

DiffDiffuse background from Compton emission byemission by gamma rays ina PET scan.

Fluorodeoxyglucose (18F)

224

Page 9: Crystal structure analysis

X-RAY SCATTERING

X λ (i Å) 12400/E (i V)X-rays:• 100 eV (“soft”) – 100 keV (“hard”) photons• 12,400 eV X-rays have wavelengths of 1 Å,

λ (in Å) = 12400/E (in eV)

, y g ,somewhat smaller than interatomic distances in solids

Diffraction from crystals!R t

id l diff i (θ 5°)

elastic (Thompson, ∆E = 0)Roentgen

1901 Nobel

• wide-angle diffraction (θ > 5°)• small-angle diffraction (θ close to 0°)• X-ray reflectivity (films)

inelastic (∆E ≠ 0)• Compton X-ray scattering• resonant inelastic X ray scattering (RIXS)• resonant inelastic X-ray scattering (RIXS)• X-ray Raman scattering First X-ray: 1895

225

Page 10: Crystal structure analysis

DIFFRACTIONDiffraction refers to the apparent bending of waves around small objects and theDiffraction refers to the apparent bending of waves around small objects and the

spreading out of waves past small apertures.

In our context, diffraction is the scattering of a coherent wave by the atoms in a t l A diff ti tt lt f i t f f th tt dcrystal. A diffraction pattern results from interference of the scattered waves.

Refraction is the change in the direction of a wave due to a change in its speed.

C l diff iCrystal diffractionI. Real space description (Bragg)II Momentum (k) space description II. Momentum (k) space description

(von Laue)

diffraction of plane waves

W. L. BraggW. H. Bragg von Laue 226

Page 11: Crystal structure analysis

OPTICAL INTERFERENCE

δ λperfectly in phase:

δ = nλ, n = 0, 1, 2, …δ: phase differencen: order

perfectly out of phase:

δ = nλ, n = 1/2, 3/2, …perfectly out of phase:

Page 12: Crystal structure analysis

BRAGG’S LAW OF DIFFRACTIONWhen a collimated beam of X-rays strikes pair of parallel lattice planes in a crystalWhen a collimated beam of X rays strikes pair of parallel lattice planes in a crystal,

each atom acts as a scattering center and emits a secondary wave. All of the secondary waves interfere with each other to produce the diffracted beam

B id d i l i t iti h t diff tiBragg provided a simple, intuitive approach to diffraction:

• Regard crystal as parallel planes of atoms separated by distance d• Assume specular reflection of X-rays from any given planep y y g p→ Peaks in the intensity of scattered radiation will occur when rays

from successive planes interfere constructively

2Θ228

Page 13: Crystal structure analysis

BRAGG’S LAW OF DIFFRACTIONN k is bs d l ss th diti f st ti i t fNo peak is observed unless the condition for constructive interference(δ = nλ, with n an integer) is precisely met:

AC sind

ACB 2 sind

ACBn

2 id 2 sinn d Bragg’s Law:

When Bragg’s Law is satisfied “reflected” beams are in phase When Bragg s Law is satisfied, reflected beams are in phase and interfere constructively. Specular “reflections” can

occur only at these angles. 229

Page 14: Crystal structure analysis

DIFFRACTION ORDERS

1st order:

2 sind 12 sind

2nd order:

22 2 sind 2s

By convention we set the diffraction order = 1 for XRD By convention, we set the diffraction order = 1 for XRD. For instance, when n=2 (as above), we just halve the d-spacing to make n=1.

2 2 sind 2( / 2)sind 22 2 sind 22( / 2)sind e.g. the 2nd order reflection of d100 occurs at same θ as 1st order reflection of d200

Page 15: Crystal structure analysis

XRD TECHNIQUES AND APPLICATIONS

• powder diffraction• single-crystal diffractions ng crysta ffract on• thin film techniques• small-angle diffraction

Uses:

• phase identification• crystal structure determination

• crystal size• residual stress/strain

Uses:

y• radial distribution functions• thin film quality• crystallographic texture• percent crystalline/amorphous

• defect studies • in situ analysis (phase transitions, thermal expansion coefficients, etc)

• superlattice structure• percent crystalline/amorphous • superlattice structure

Page 16: Crystal structure analysis

POWDER X-RAY DIFFRACTION• uses monochromatic radiation scans angle• uses monochromatic radiation, scans angle• sample is powder → all orientations simultaneously presented to beam• some crystals will always be oriented at the various Bragg angles• this results in cones of diffracted radiationthis results in cones of diffracted radiation• cones will be spotty in coarse samples (those w/ few crystallites)

no restriction n non rotational orientation

relative to beam

crystallitecrystallite

2 sind 232

2 sinhkl hkld

Page 17: Crystal structure analysis

Transmission

233

geometry

Page 18: Crystal structure analysis

DEBYE-SCHERRER METHOD

diff i i f h

2 sinhkl hkld

…or we can use a diffractometer to intercept sections of the cones

234

Page 19: Crystal structure analysis

BASIC DIFFRACTOMETER SETUP

235

Page 20: Crystal structure analysis

DIFFRACTOMETERS

General Area Detector Diffraction System (GADDS)

Page 21: Crystal structure analysis

THIN FILM SCANS

4-axis goniometer

237

Page 22: Crystal structure analysis

THETA-2THETA GEOMETRY

• X ray tube stationary• X-ray tube stationary• sample moves by angle theta, detector by 2theta

238

Page 23: Crystal structure analysis

THETA-THETA GEOMETRY

• sample horizontal (good for loose samples)• tube and detector move simultaneously through theta

239

Page 24: Crystal structure analysis

POWDER DIFFRACTOGRAMSIn powder XRD, a finely powdered sample is probed with monochromatic X-rays of a

known wavelength in order to evaluate the d-spacings according to Bragg’s Law.

Cu Kα radiation: λ = 1 54 ÅCu Kα radiation: λ 1.54 Å

peak positions depend on:• d spacings of {hkl}

Minimum d?

• d-spacings of {hkl}• “systematic absences”

increasing θ, decreasing dMinimum d?

min / 2d 240

Page 25: Crystal structure analysis

ACTUAL EXAMPLE: PYRITE THIN FILMFeS2 – cubic (a = 5 43 Å) FeS2 cubic (a = 5.43 Å) Random crystal orientations Cu Kα = 1.54 Å

ity

“powder pattern”

111

200210 211 220 311

Inte

nsi

111 211 220 311

2 Th t2 Theta2θ = 28.3° → d = 1.54/[2sin(14.15)]

= 3.13 Å = d111

reference pattern from ICDD(250,000+ datasets)

On casual inspection, peaks give us d-spacings, unit cell size, crystal symmetry, preferred orientation, crystal size, and impurity phases (none!)

111

Page 26: Crystal structure analysis

d-SPACING FORMULAS

242

Page 27: Crystal structure analysis

Layered Cuprate Thin film growth oriented along c axis

EXAMPLE 2: La2CuO2

Layered Cuprate Thin film, growth oriented along c axis

2 theta d

002 sinld (hkl)12 2 Å

(00l)

2 theta d

7.2 12.1

(hkl)

(001)

c = 12.2 Å

Epitaxial film is textured.

14.4 6.1

( )

(002)

Epitaxial film is textured. (It has crystallographic

orientation).Many reflections are “missing”

22 4.0 (003)Many reflections are missing

243

Page 28: Crystal structure analysis

POWDER DIFFRACTION

Peak positions determined by size and shape of unit cell (d-spacings and systematic absences)

Peak intensities determined by the atomic number and position of the various atoms within the unit cellp f m

Peak widths determined by instrument parameters, Peak widths determined by instrument parameters, temperature, and crystal size, strain, and inhomogeneities

we will return to this later…

244

Page 29: Crystal structure analysis

GENERATION OF X-RAYSX-rays beams are usually generated by colliding high-energy electrons with metals.y y g y g g gy

2p3/2 → 1s

X-ray emission spectrum

+ HEAT

Siegbahn notation

Page 30: Crystal structure analysis

Generating Bremsstrahlung

Generating Characteristic X-rays

246

Page 31: Crystal structure analysis

GENERATION OF X-RAYSSide window Coolidge X ray tubeSide-window Coolidge X-ray tube

X-ray energy is determined by anode material, accelerating voltage, and monochromators:

Co Kα1 : 1.79 ÅC K 1 54 Å ( 8 k V)

/hchE and monochromators:

Cu Kα1 : 1.54 Å (~8 keV)Mo Kα1 : 0.71 Å

1/2 ( )C Z Moseley’s Law:247

Page 32: Crystal structure analysis

ROTATING ANODES

• 100X higher powers possible by spinning the anodeat > 6000 rpm to prevent melting it → brighter source

248

Page 33: Crystal structure analysis

SYNCHROTRON LIGHT SOURCES

G V l t l t

• brightest X-ray sources

GeV electron accelerators

brightest X ray sources• high collimation• tunable energy• pulsed operation

SOLEIL

p p

Bremsstrahlung (“braking radiation”)

249

Page 34: Crystal structure analysis

MONOCHROMATIC X-RAYSFilters (old way)Filters (old way)

A foil of the next lightest element (Ni in the case of Cu anode) can (Ni in the case of Cu anode) can often be used to absorb the unwanted higher-energy radiation to give a clean Kα beam give a clean Kα beam

Monochromators Use diffraction from a curvedUse diffraction from a curvedcrystal (or multilayer) to selectX-rays of a specific wavelength

250

Page 35: Crystal structure analysis

DETECTION OF X-RAYS

Detection principles• gas ionizationg• scintillation• creation of e-h pairs

• Point detectors• Point detectors

• Strip detectors

• Area detectors

251

Page 36: Crystal structure analysis

DETECTION OF X-RAYSS i till ti tPoint detectors Scintillation countersPoint detectors

Gas proportional counters

252

Page 37: Crystal structure analysis

X-RAY DETECTORSArea detectors

• film• imaging plate• CCD

Charge-coupled devices

CCD• multiwire

253

Page 38: Crystal structure analysis

X-RAY DETECTORSImaging platesImaging plates

“photostimulable phosphor”

254

Page 39: Crystal structure analysis

The Reciprocal Lattice and the Laue Description of DiffractionLaue Description of Diffraction

Reading: A/M 5-6G/S 3

255

Page 40: Crystal structure analysis

PLANE WAVESA wave whose surfaces of constant phase are infinite parallel planes of A wave whose surfaces of constant phase are infinite parallel planes of equal spacing normal to the direction of propagation.

ik r |k|=2π/λ( ) ir Ae k r

ψ: wave amplitude at point r k

|k|=2π/λ

ψ: wave amplitude at point rA: max amplitude of wavek: wave vector r: space vector from arbitrary origin

kr space vector from arbitrary origin

Amplitude is constant in any plane normal to k because k•r is a constant for such planes:

kkk•r1 = kr1

k k √2( 45) k

k

r

wavefrontk

r 45° k•r2 = kr1√2(cos45) = kr1r2

origin

r1 45

k•r is indeed constant on wavefronts

Page 41: Crystal structure analysis

THE RECIPROCAL LATTICEThe reciprocal lattice of a Bravais lattice is the set of all vectors K such thatp

for all real lattice position vectors R. 1ie K R

Reciprocal lattice: The set of all wave vectors K that yield plane waves with the periodicity of a given Bravais lattice.

R = n1a1 + n2a2 + n3a3 Direct lattice position vectors:

Reciprocal lattice vectors: K = hb1 + kb2 + lb3

2

2 3

11 2 3

a aba a a

where the primitive vectors of the reciprocal lattice are:

2

3 1

21 2 3

a aba a a

and {ni} and {h,k,l}

are integers

2

1 2

31 2 3

a aba a a

are integers

257

Page 42: Crystal structure analysis

1ie K R is satisfied when K•R = 2πn, with n an integer

To verify that the {bi} are primitive vectors of the reciprocal lattice, let’s first show that bi•aj = 2πδij

a a a

2 2 2

1 2 32 31 1 1

1 2 3 1 2 3

a a aa ab a aa a a a a a

2 0

3 1

2 1 11 2 3

a ab a aa a a

(since cross product of two vectors is perpendicular to both)

2 0

1 2

3 1 11 2 3

a ab a aa a a

Indeed, bi•aj = 2πδij 1 2 3

so, K•R = (hb1 + kb2 + lb3)•(n1a1 + n2a2 + n3a3)= 2π(hn1 + kn2 + ln3) = 2π × integer

K is indeed a reciprocal lattice vector

Page 43: Crystal structure analysis

WHAT IS A RECIPROCAL LATTICE VECTOR?The reciprocal lattice is defined at the lattice generated from the set of all p g

vectors K that satisfy

for all direct lattice position vectors R 1ie K R

for all direct lattice position vectors R.

What is K?a wave vector of a plane wave that has the periodicity of the direct latticea wave vector of a plane wave that has the periodicity of the direct lattice

The direct lattice is periodic (invariant under translation by R)

(( ) ( )i ie e K r+R) K rr + R r

1ie K R

Reciprocal lattice vectors = wave vectors of plane waves that are unity at all direct lattice sites 259

Page 44: Crystal structure analysis

THE RECIPROCAL LATTICEth i l l tti i d fi d i t f B i l tti• the reciprocal lattice is defined in terms of a Bravais lattice

• the reciprocal lattice is itself one of the 14 Bravais lattices

• the reciprocal of the reciprocal lattice is the original direct lattice

i l bi di l ie.g., simple cubic direct lattice

ˆa1a x ˆa2a y ˆa3a z

2

3

2ˆ ˆ2 2 a 2 31

a ab x x 3a a1 2 3a a a

2 ˆb y 2 ˆ

b z → simple cubic reciprocal latticea

2b ya

3b z p pwith lattice constant 2π/a

→ b1 parallel to a1, etc. 260

Page 45: Crystal structure analysis

Crystals with orthogonal axes (cubic, tetragonal, orthorhombic)

b b b are parallel to a a a respectively b1, b2, b3 are parallel to a1, a2, a3, respectively.

ˆaa x ˆba y ˆca z

b i l l tti 2

a1a x b2a y c3a z

b3 reciprocal lattice 2 ˆa

1b x

a3

a2

b2 direct lattice 2 ˆb

2b y

b1 a1

a2

2 ˆc

3b zc

261

Page 46: Crystal structure analysis

RECIPROCAL LATTICE OF FCC IS BCC

FCC primitive vectors:

Note: not orthogonal

2

2

3

ˆ ˆ ˆ( ) 4 14 ˆ ˆ ˆ2 2 ( )2(2)

a

a a

2 3

11 2 3

y z - xa ab y z - xa a a

(2)

81 2 3

4 1 ˆ ˆ ˆ( + )2

2b z x - y 4 1 ˆ ˆ ˆ( + )

2

3b x y - z2a2 ( )

2a3 y

→ BCC reciprocal lattice with lattice constant 4π/a 262

Page 47: Crystal structure analysis

RECIPROCAL LATTICE OF BCC IS FCC

BCC primitive vectors (not orthogonal):

2

2

3

ˆ ˆ(2 2 ) 4 14 ˆ ˆ2 2 ( )2(4)

a

a a

2 3

11 2 3

y za ab y za a a

(4)

81 2 3

4 1 ˆ ˆ( )2a

2b z + x 4 1 ˆ ˆ( )

2a

3b x + y2a 2a

→ FCC reciprocal lattice with lattice constant 4π/a 263

Page 48: Crystal structure analysis

RECIPROCAL LATTICES

• simple orthorhombic → simple orthorhombic

• FCC → BCC

BCC FCC• BCC → FCC

• simple hexagonal → simple hexagonal (rotated)

264

Page 49: Crystal structure analysis

= b1

r. l.

= b1

= b2

= b

β ≠ 90°

= b3 d. l. 265

Page 50: Crystal structure analysis

α,β,γ ≠ 90°,β,γ ≠

266

Page 51: Crystal structure analysis

Note that these formulas are missing a factor of 2π

267

Page 52: Crystal structure analysis

FIRST BRILLOUIN ZONESThe Wigner-Seitz cell of the reciprocal lattice is called the first Brillouin zone

(FBZ).

Wigner-Seitz cell: primitive cell with lattice point at its center

d.l. FCCr.l. BCC

d.l. BCCr.l. FCC. .

1st Brillouin zone:r.l. FCC

1st Brillouin zone:

enclosed region is W-S cellfor 2D hexagonal lattice

truncated octahedronrhombic dodecahedron

268

Page 53: Crystal structure analysis

LL

X (2a 0 0)

LL

X (2a 0 0)

269

Page 54: Crystal structure analysis

FIRST BRILLOUIN ZONES

Greek letters: points within the FBZpRoman letters: points on the FBZ surface

270

Page 55: Crystal structure analysis

Electronic band structure is calculated within the 1st Brilluoin zone

271

Page 56: Crystal structure analysis

Th

K and LATTICE PLANES

Theorem:For any family of lattice planes separated by distance d, there are reciprocal lattice vectors perpendicular to the planes, the shortest of

hi h h l th f 2 /dwhich has a length of 2π/d.

Conversely, any reciprocal lattice vector K has a family of real-space planes normal to it separated by d planes normal to it, separated by d.

ˆ2 / dK = n

here, g = K

hk in 2Dhkl in 3D

272

Page 57: Crystal structure analysis

O i t ti f l i d t i d b it l t

MILLER INDICES OF LATTICE PLANES

Orientation of a plane is determined by its normal vector

It is natural to pick the shortest perpendicular reciprocal lattice vector to represent the normal

Miller indices: coordinates of this reciprocal lattice vector

i.e., A plane with Miller indices hkl is normal to the reciprocal lattice vector K hb + kb + lbthe reciprocal lattice vector K = hb1 + kb2 + lb3

→ Definition #2: directions in k-space

(Definition #1: inverse intercepts in the real lattice)273

Page 58: Crystal structure analysis

Proof that K = hb1 + kb2 + lb3 is normal to (hkl)If K = hb1 + kb2 + lb is normal to the plane at left If K = hb1 + kb2 + lb3 is normal to the plane at left, its dot product with any in-plane vector is zero.

Consider vector AB that lies in the plane.k

2a

(hkl)

1aBy vector addition,

h l AB31 aa

The dot product,

(hkl)

hAB

l3a ( )h k l

h l

AB K = 311 2 3

aa b b b

2 2 0 t 2 2 0 =So the reciprocal vector formed by using the Miller indices of a plane as its components forms a vector in space that is normal to the Miller plane.

etc.

Furthermore, the length of the shortest vector K is equal to 2π/dhkl.

In the figure above, the spacing between the planes is the projection of : onh

KK

1ah K

2 2hkl

hdh h

KK K K1a 0

2

hkl

Kd

K→274

Page 59: Crystal structure analysis

REMINDER on ELASTIC SCATTERINGscattering vector

p' p qMomentum conservation:scattering vector

p p' pelastic scattering:

Elastic scattering geometry

q 2 sinp q 2 sin

2

Page 60: Crystal structure analysis

von LAUE DESCRIPTION OF DIFFRACTIONreciprocal space description equivalent to Bragg description but• reciprocal space description, equivalent to Bragg description butmore powerful for crystallography & solid state physics

Equivalence to Bragg picture:22 sind n nk

Equivalence to Bragg picture:

K

k

022 sink n nK Kd 0d

p ksince scattering is elastic and ,

2 sin 2 sin2

pq k K

q K von Laue: “Constructive interference occurs whenscattering vector is a reciprocal lattice vector.”

Page 61: Crystal structure analysis

DERIVATION of von LAUE CONDITION

Consider two scatterers:

ˆ ˆ( )d d ' ' Path difference between the rays: ˆ ˆcos cos ( )d d ' = ' d n - nCondition for constructive interference: ˆ ˆ( ) =' nd n - n

Multiply through by 2π/λ: ( - ) = 2' nd k kFor the Bravais lattice of scatterers: ( - ) = 2' nR k k

Multiply by i and raise to e: ( - ) 2= 1i ' i ne e k k R

Diff ti h th h i So, - ='k k K Diffraction occurs when the change in wave vector, k’-k, is a vector of the reciprocal lattice. 277

Page 62: Crystal structure analysis

' K = k k Laue condition

Alternativelyk-space Bragg plane

= / 2Kk K

Alternatively,k-space Bragg plane

Reciprocal lattice vectors are perpendicular to direct lattice planes

Bragg: diffraction when path length difference = nλ

Laue: diffraction when scattering vector = recip. vector equivalently, when tip of wave vector lies on a k-space Bragg plane

Page 63: Crystal structure analysis

EWALD (“e-val”) SPHEREA geometrical construction that provides the relationship between the orientation ofA geometrical construction that provides the relationship between the orientation of

a crystal and the direction of the beams diffracted by it .

A sphere of radius k centered on the base of the incident wave vector k drawn to the origin O (hkl = 000) of the reciprocal lattice.

Projected Ewald sphere (Ewald circle)j porigin of reciprocal space

radius = k

k

k’

θ

θ O' K = k kLaue condition:

k’ θ O

K

K k k

real spaceorigin of diffraction

direction of diffracted beam

reciprocal lattice(-2,-1)

279

Page 64: Crystal structure analysis

Diffraction occurs only when a reciprocal lattice point lies on the surface of the Ewald sphere.

Laue condition:

p

' K = k kkθ

K

k

k’

θ

θk’

θ

θ O

Kk’

(-2,-1)

2 / dK =

In this case, hkl = -2,-1,0 so diffraction occurs from the (210) planes d h diff d b ff l k’

--

2102 / dK

and the diffracted beam moves off along k’.

280

Page 65: Crystal structure analysis

281

Page 66: Crystal structure analysis

In general, a sphere in k-space with the origin on its surface will have no other reciprocal lattice points on p pits surface:

O

No Bragg peaks for a general incident X-ray!

In order to record diffraction patterns, we must:• use polychromatic radiation (vary the sphere size) → Laue method• rotate the crystal (and thus the reciprocal lattice) → rot. cryst. methody ( p ) y• use a powder sample (equivalent to rotating reciprocal

space about all angles) → powder method282

Page 67: Crystal structure analysis

283

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LAUE METHOD• fixed crystal & angle, variable wavelengthy g , g

284

Page 69: Crystal structure analysis

The Laue method is mainly used to determine the orientation of large single crystals.g g y

When the zone axis lies along the symmetry axis of the crystal, the pattern of Bragg spots will have the same symmetry.

285

Page 70: Crystal structure analysis

ROTATING CRYSTAL METHOD• fixed wavelength g• aligned crystal is rotated about one axis to rotate reciprocal lattice• produces spots on layer lines

k’

k

k

http://escher.epfl.ch/x-ray/diff.mpeg

286

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287

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POWDER (DEBYE-SCHERRER) METHOD• fixed wavelength g• fixed powder sample• equivalent to rotating the reciprocal lattice through all possibleangles about the origin

every point in Each shell with radius K < 2kevery point in reciprocal space traces out a shell of radius K

intersects the Ewald sphere to form a circle.

All h diff d b f All the diffracted beams from a powder lie on the surface of cones

288

Page 73: Crystal structure analysis

PEAK INTENSITIES

Peak intensities depend on (in large part):1) intensity scattered by individual atoms (form factors)2) the resultant wave from atoms in unit cell (structure factor)2) the resultant wave from atoms in unit cell (structure factor)

In many cases, the intensity from certain planes (hkl) is zero

• symmetry of crystal causes complete cancellation of beam“systematic absences”

• happenstance

Possible reasons:

• happenstance

Other factors that affect intensity: • scattering angle• multiplicities• temperature factor• absorption factorabsorption factor• preferred orientation

289

Page 74: Crystal structure analysis

MONOATOMIC BASESup to now we have considered diffraction only from Bravais lattices

( - ) 2= 1i ' i ne e k k R

up to now w ha cons r ffract on on y from ra a s att c s with single atom bases (i.e., atoms only at the lattice points R).

We found the diffraction condition: 1e ef ff

= 1ie K Rwhich is the same as:

( ) iF f e K RK R K

The scattering amplitude FK is the sum over the lattice sites:

( )F f eK RR

K

where fR(K) is the “atomic form factor” for a given atom (disc. later).

The scattered intensity is proportional to the absolute square of the amplitude: 2amplitude: 2

0I I FK K

…this is what is actually measured in an experiment.

Page 75: Crystal structure analysis

Crystals with multiple atoms in each primitive cell must be further

n-ATOM BASESrysta s w th mu t p atoms n ach pr m t c must furth r

analyzed into a set of scatterers at positions d1, d2 … dn within each primitive cell.

( )i K R+d

( ) A R R d jThe positions of the atoms are:

( )( ) jij

jF f e K R+d

KR

Kmaking the scattering amplitude:

i K d( ) jiij

je f e K dK R

RK

iL e K R

RR

( ) jij

jf e K d

K K“Lattice sum”

j

“Structure factor” of the basis

*If the structure factor = 0, there is no diffraction peak.

Page 76: Crystal structure analysis

The structure factor gives the amplitude of a scattered wave arising

STRUCTURE FACTOR

( ) jijf e K d

K K

h structur factor g s th amp tu of a scatt r wa ar s ng from the atoms with a single primitive cell.

( )jj

fK

For crystals composed of only one type of atom, it’s common to split th t t f t i t t tthe structure factor into two parts:

( )f S K KK

jiS e K dK

“atomic form factor”

jK

“geometric structure factor”

S = 0 gives a systematic absence (i.e., absence of expected diff. peak).292

Page 77: Crystal structure analysis

The amplitude of the rays scattered at positions d d

STRUCTURE FACTORS

1iK d iK d

The amplitude of the rays scattered at positions d1, …, dnare in the ratios:

1ie K d nie K d…

Th d b h ll h f The net ray scattered by the entire cell is the sum of the individual rays:

1

jn

i

jS e

KK

dGeometric structurefactor

-Adds up scatteredwaves from unit cell

2

1jfactor

2( )hklI S K

-In particular, nopeak when SK = 0

293

Page 78: Crystal structure analysis

SIMPLE CUBIC

For simple cubic: one atom basis (0,0,0)

d1 = 0a1 + 0a2 + 0a3d1 0a1 0a2 0a3

0iK 0 1iS e KK

294

Page 79: Crystal structure analysis

MONO-ATOMIC BCC

For monoatomic BCC: we can think of this as SC with two point basis (0,0,0), (½,½,½)

2 a 2 ( )0 2

1

j

ai x y zi i

jS e e e

KK K

Kd

2 ˆ ˆ ˆ( )h k la

K x y zFor SC,

lkh )1(1

( )1 i h k le lkh )1(1

S 2 when h + k + l evenS = 2, when h + k + l evenS = 0, when h + k + l odd, systematic absences

295

Page 80: Crystal structure analysis

e.g. consider the powder pattern of BCC molybdenum

Powder card shows only even hkl sums b/c Mo is BCCyWhy?

- Diffraction from other (hkl) results in destructive interference:

(100) ( 00)(100) (200)

d100d200

Beam cancels b/c body center atoms scatter exactly 180° out of phase

Strong reflection b/c all atoms lie on 200 planes and scatter in phase 296

Page 81: Crystal structure analysis

MONO-ATOMIC FCC

For monoatomic FCC: SC with four point basis (0,0,0), (½,½,0), (0,½,½), (½,0,½)

4 ( ) ( ) ( )0 2 2 2

1

j

a a ai x y i y z i x zi i

jS e e e e e

K K KK KK

d

1j

2 ˆ ˆ ˆ( )h k la

K x y zFor SC,

( ) ( ) ( )1 i h k i k l i h lS e e e K

a

S = 4 when h + k, k + l, h + l all even (h, k, l all even or all odd)

K

S = 0 otherwise 297

Page 82: Crystal structure analysis

POLYATOMIC STRUCTURES

Atoms of different Z in the unit cell have different scattering powers, so we explicitly include the form factors:

Total structure ( ) ji

jf e K dK K

factor

{fj }: atomic form factors

jjK

{fj }: atomic form factors # of electrons

298

Page 83: Crystal structure analysis

CsCl STRUCTURE

Cesium Chloride is primitive cubicCs (0,0,0)Cl (1/2,1/2,1/2) ( ) ji

jj

f e K dK K

( )i h k lCs Clf f e K

Cs+ and Cl- are not isoelectronic

→ systematic absences unlikely

but what about CsI?299

Page 84: Crystal structure analysis

(hkl) CsCl CsI

Cs+ and I- are isoelectronic, so CsI looks like BCC lattice:

(hkl) CsCl CsI(100) (110) (110) (111) (200) (200) (210) (211) (211) (220) (221) (221) (300) (310) (310) (311) 300

Page 85: Crystal structure analysis

Diatomic FCC Lattices

Sodium Chloride (NaCl)

Na: (0,0,0)(0,1/2,1/2)(1/2,0,1/2)(1/2,1/2,0)

Add (1/2,1/2,1/2)

Cl: (1/2,1/2,1/2) (1/2,1,1)(1,1/2,1)(1,1,1/2)

301

Page 86: Crystal structure analysis

( ) ( ) ( ) ( )[ ][1 ]i h k l i h k i h l i l kNa Clf f e e e e K

S 4(f + f ) h h k l ll

[ ][ ]Na Clf fK

S = 4(fNa + fCl) when h, k, l, all even

S = 4(fNa - fCl) when h, k, l all odd

S = 0 otherwise302

Page 87: Crystal structure analysis

Once again, there are more systematic absences for isoelectronic ions (e.g., K and Cl)

(110) always absent in RS(hkl) NaCl KCl(100)

(110) always absent in RS

(110)(111)

(200) (210)(211)(220) (111) sometimes absent

(221)(300)(310)(311) 303

Page 88: Crystal structure analysis

For FCC, we expect the intensity of the (111) reflection t i ith i i ∆Z b t ti d ito increase with increasing ∆Z between cation and ion

I KCl KF KB KI I111 : KCl < KF < KBr < KI

L l t d t ti i t fLess complete destructive interference

304

Page 89: Crystal structure analysis

DIAMOND STRUCTUREDiamond: FCC lattice with two-atom basis (0 0 0 ) (¼ ¼ ¼)Diamond: FCC lattice with two atom basis (0,0,0,), (¼,¼,¼)

12 ( )iK 2 ( )0 4

1[ ]j

iK x y ziK d iKdiamond FCC FCC

jS S e S e e

( /2)( ) [1 ]i h k l

FCCS e

Only for all even or all odd hkl is S ≠ 0 For these unmixed valuesS = 2, h + k + l twice an even numberS = 1 +/- i h + k + l oddS 0 h k l t i dd b

Only for all even or all odd hkl is S ≠ 0. For these unmixed values,Additional condition:

S = 0, h + k + l twice an odd number

IFCC : all nonvanishing spots have equal intensity

Idiamond : spots allowed by FCC have intensities of 4, 2, 2, or 0 305

Page 90: Crystal structure analysis

(hkl) Al SiFCC diamond

( ) S(100)(110)( )(111) (200) ( ) (210)(211)( )(220) (221)( )(300)(310) What about ( )(311)

zinc blende?306

Page 91: Crystal structure analysis

SUMMARY OF SYSTEMATIC ABSENCES

t l t t diti f k tcrystal structure condition for peak to occurSC any h,k,l

BCC h + k + lBCC h + k + l = evenFCC h,k,l all even or all odd N Cl h k l llNaCl h,k,l all even,

or all odd if fA ≠ fB

di d h k l ll d t i #diamond h,k,l all even and twice an even #, or all odd

HCP any h k l except when h + 2k = 3nHCP any h,k,l except when h + 2k 3nand l is odd

( ) jif K dK( ) jij

jf e K d

K K307

Page 92: Crystal structure analysis

SIMPLE ANALYSIS OF SIMPLE PATTERNSWhat will we see in XRD patterns of SC BCC FCC?

222 lkh

What will we see in XRD patterns of SC, BCC, FCC?

lkh SC: 1,2,3,4,5,6,8,9,10,11,12,…

BCC: 2,4,6,8,10,12,...

FCC: 3,4,8,11,12,16,24,…

Observable diffraction

, , , , , , ,

Observable diffraction peaks for monoatomic crystalsSC FCC BCC

We can take ratios of (h2 + k2 + l2) to determine structure.308

Page 93: Crystal structure analysis

SIMPLE ANALYSIS OF SIMPLE PATTERNS

nd sin2 22

1sinhkld

222

adhkl For cubic crystals:

hkld

222 lkhhkl

y

2 2 2 2i ( )h k l2 2 2 2sin ( )h k l

2 2 2 22 2 2 2th peak th peak

2 2 2 21 k 1 k

sin ( )sin ( )

n nh k lh k l

1st peak 1st peaksin ( )h k l 309

Page 94: Crystal structure analysis

SIMPLE ANALYSIS OF SIMPLE PATTERNSα-Fe is cubic. Is it FCC or BCC? BCC!

2 22

2 2

sin sin 33 2sin sin 22

110

211

α e s cub c s t CC o CC BCC!

1sin sin 22

200

211

What about Al?

2 2sin sin 22 5 111 FCC!2

2 21

sin sin 22.5 1.33sin sin 19

200 311200220

311

222 400331 420

310

Page 95: Crystal structure analysis

Ex: An element, BCC or FCC, shows diffraction peaks at 2: 40 58 73 86 8 100 4 and 114 7peaks at 2: 40, 58, 73, 86.8,100.4 and 114.7. Determine:(a) Crystal structure?(b) Lattice constant?(c) What is the element?(c) What is the element?

2theta theta (hkl)

40 20 0 117 1 (110)2sin 222 lkh

normalized

40 20 0.117 1 (110)58 29 0.235 2 (200)73 36 5 0 3538 3 (211)73 36.5 0.3538 3 (211)

86.8 43.4 0.4721 4 (220)100 4 50 2 0 5903 5 (310)100.4 50.2 0.5903 5 (310)114.7 57.35 0.7090 6 (222)

BCC, a =3.18 Å W311

Page 96: Crystal structure analysis

SCATTERING OF X-RAYS BY ATOMSAtoms scatter X-rays because the oscillating electric field of an X-ray sets each electron in an atom into vibration. Each vibrating electron acts as a secondary point source of coherent X-rays (in elastic scattering).The X-ray scattered from an atom is the resultant wave from all its electrons

Particle picture:Particle picture:

h diff f f d/b k d i• zero phase difference for forward/backward scattering→ scattering factor (form factor, f ) proportional to atomic number, Z

• increasingly destructive interference with larger scattering angle• for a given angle, intensity decreases with decreasing X-ray wavelength

Thomson equation:

for a given angle, intensity decreases with decreasing X ray wavelength

21 (1 cos 2 )I q

• max scattering intensity at 2θ = 0 & 180°• gradual decrease to 50% as 2θ approaches 90°

( )2

Page 97: Crystal structure analysis

ATOMIC FORM FACTORSForm factor f = scattering amplitude of a wave by an isolated atomForm factor f = scattering amplitude of a wave by an isolated atom

• Z (# electrons)• scattering angle

X l th

For X-rays, f depends on:

scattering vector q• X-ray wavelength

scattering vector q

General elastic formula:

Cl-

0

( ) ( ) ij jf e d q rq r r

4 sin K+

ClCl

4 sinq

with,

For θ = 0 (forward scattering),O

0

(0) ( )jf d # electrons

r r =O

θ = 37°

consequences: • powder patterns show weak lines at large 2θ. • light atoms scatter weakly and are difficult to see.

Page 98: Crystal structure analysis

ELECTRON DENSITY MAPS

The electron density as a function of position x,y,z is the inverse Fourier transform of the structure factors:

1 2 ( )1( ) i hx ky lzhkl hkl

xyz eV

The electron density map d ib th t t fdescribes the contents of the unit cells averaged over the whole crystal (not the contents of a single unit gcell)

314

Page 99: Crystal structure analysis

PEAK WIDTHSPeak shape is a Voigt function (mixture of Gaussian and Lorentzian)a shap s a Vo gt funct on (m tur of Gauss an an Lor ntz an)

• Gaussian component arises from natural linewidth and strain • Lorentzian component arises from coherent domain size

PureGaussian

PureLorentzian

Gaussian

Peak width (broadening) is determined by several factors:( g) m y f

• natural linewidth of X-ray emission• instrumental effects (polychromatic λ, focusing, detector)• specimen effects • specimen effects

1) crystallite size2) crystallite strain 315

Page 100: Crystal structure analysis

316

Page 101: Crystal structure analysis

Instrument and Sample Contributions to the Peak Profile must be Deconvolutedmust be Deconvoluted

• In order to analyze crystallite size, we must deconvolute:– Instrumental Broadening FW(I)

• also referred to as the Instrumental Profile, Instrumental FWHM Curve, Instrumental Peak Profile,

– Specimen Broadening FW(S)• also referred to as the Sample Profile, Specimen Profile

• We must then separate the different contributions to specimen broadening

C t llit i d i t i b d i f diff ti k– Crystallite size and microstrain broadening of diffraction peaks

317

Page 102: Crystal structure analysis

SIZE BROADENINGSmall crystallites (< 200 nm) show broadened diffraction linesSma crysta t s ( nm) show roa n ffract on n s

Nanocrystal X-ray Diffraction

318

Page 103: Crystal structure analysis

319

Page 104: Crystal structure analysis

Which of these diffraction patterns comes from a nanocrystalline material?nanocrystalline material?

(a.u

.)In

tens

ity

66 67 68 69 70 71 72 73 74

2 ( )2 (deg.)

These diffraction patterns were produced from the same sample!• Two different diffractometers, with different optical configurations, were used• The apparent peak broadening is due solely to the instrumentation

320

Page 105: Crystal structure analysis

at Bragg angle

The finite size of real crystals resultsin incomplete destructive interferenceover some range of angles

B 1

2

at Bragg angle,phase lag between two planes = perfectly in phase, constructive

B g g

2

B 1At some angle

Ph l b t t l 1234

Phase lag between two planes:

At (j+1)th plane:Phase lag:

j-1jj+1

Phase lag:

• Rays from planes 1 and j+1 cancel

2 j

T = (2j-1)d2j-12j

Rays from planes 1 and j 1 cancel• Ditto for 2 & j+2, … j & 2j• Net diffraction over 2j planes = 0

Crystal with 2j planesT t l thi k TTotal thickness T The angular range θB to θ1 is the range where

diffracted intensity falls from a maximum to zero (half of Bragg peak profile)! 321

Page 106: Crystal structure analysis

If we have more than 2j planes:

If we have fewer than 2j planes:

B 1

2B 1

2

1 1234

j-1j

234

j-1jj

j+1

2j+1

jj+1

2j-32j 12j+2

2j 32j-2

still zero intensity at θ1 nonzero intensity at θ1

Rays from planes j-1 & j not canceledRays from new planes are canceledstill zero intensity at θ1 nonzero intensity at θ1

Thinner crystals result in broader peaks! 322

Page 107: Crystal structure analysis

Same arguments apply to B 2

So we see diffracted X-rays over all scattering angles between 2θ1and 2θ2.

– If we assume a triangular shape for the peak, the full width athalf maximum of the peak will be B = (2θ1 – 2θ2)/2 = θ1 – θ2

323

Page 108: Crystal structure analysis

Let’s derive the relation between crystal thickness T and peak width B:

2 sind 2 sind

2 i (2 1)T j

Considering the path length differences between X-rays scattered from the front and back planes of a crystal with 2j+1 planes and total thickness T:

1

2

2 sin (2 1)2 sin (2 1)T jT j

1 2 1 2

1 2(sin sin )T

1 2 1 22 (cos( )sin( ))T

If we subtract them:

Using trig identity:

1 2 1 21 2sin sin 2cos sin

2 2

2 (cos( )sin( ))2 2

T Using trig identity:

Since and1 2 1 2 1 2sin( )

1 22 (cos )( ))T T

1 22( )B

Since and , 2 B sin( )

2 2

But so2 (cos )( ))2BT

cos B

TB

2( )2

B . But, , so

324

Page 109: Crystal structure analysis

SCHERRER FORMULAA more rigorous treatment includes a unitless shape factor:

KT

g p

Scherrer Formula (1918)T = crystallite thicknessλ (X-ray wavelength, Å)

cos B

TB

m ( )K (shape factor) ~ 0.9 B, θB in radians

2 2 2B B B

Accurate size analysis requires correction for instrument broadening:

M RB B B

BM: Measured FWHM (in radians)B C di FWHM f b lk f (l i i 200 )BR: Corresponding FWHM of bulk reference (large grain size, > 200 nm)

Readily applied for crystal size of 2-50 nm.

325

Page 110: Crystal structure analysis

K

SCHERRER CONSTANT

0 94cos B

KTB

0.94cos B

TB

• The constant of proportionality, K (the Scherrer constant) depends on the how the width is determined, the shape of the

B B

crystal, and the size distribution– the most common values for K are:

• 0.94 for FWHM of spherical crystals with cubic symmetry0 89 f i t l b dth f h i l t l / bi t• 0.89 for integral breadth of spherical crystals w/ cubic symmetry

• 1, because 0.94 and 0.89 both round up to 1 – K actually varies from 0.62 to 2.08

• For an excellent discussion of K refer to JI Langford and AJC• For an excellent discussion of K, refer to JI Langford and AJC Wilson, “Scherrer after sixty years: A survey and some new results in the determination of crystallite size,” J. Appl. Cryst. 11(1978) 102-113.

326

Page 111: Crystal structure analysis

Suppose =1.5 Å, d=1.0 Å, and =49°. Then for a crystal 1mm in diameter, the width B, due to the small crystaleffect alone, would be about 2x10-7 radian (10-5 degree),effect alone, would be about 2x10 radian (10 degree),too small to be observable. Such a crystal would containsome 107 parallel lattice planes of the spacing assumedaboveabove.

However, if the crystal were only 50 Å thick, it wouldcontain only 51 planes, and the diffraction curve would bevery broad, namely about 43x10-2 radian (2.46°), which iseasily measurable.easily measurable.

“Incomplete destructive interference

327

pat angles slightly off the Bragg angles”

Page 112: Crystal structure analysis

What do we mean by crystallite size?“A t lli d i th t tt h tl ”“A crystalline domain that scatters coherently”

• A particle may be made up of several different crystalline p y p ygrains

• Crystallite size often matches grain size, but there are tiexceptions

328

Page 113: Crystal structure analysis

Though the shape of crystallites is usually irregular we can often

CRYSTALLITE SHAPE• Though the shape of crystallites is usually irregular, we can often

approximate them as:– sphere, cube, tetrahedra, or octahedra– parallelepipeds such as needles or platesparallelepipeds such as needles or plates– prisms or cylinders

• Most applications of Scherrer analysis assume spherical crystallite pp y p yshapes

• If we know the average crystallite shape from another analysis, we can select the proper value for the Scherrer constant K

• Anisotropic crystal shapes can be identified by anisotropic peak b d ibroadening– if the dimensions of a crystallite are 2x * 2y * 200z, then (h00) and (0k0)

peaks will be more broadened then (00l) peaks.

329e.g., a nanowire

Page 114: Crystal structure analysis

STRAIN EFFECTS

LL

Strain:

330

Page 115: Crystal structure analysis

SOURCES OF STRAIN

331

Page 116: Crystal structure analysis

Non-Uniform Lattice Distortions

• Rather than a single d-spacing, th t ll hi l hthe crystallographic plane has a distribution of d-spacings

• This produces a broader pobserved diffraction peak

• Such distortions can be introduced by:introduced by: – surface tension of

nanocrystalsh l f t l h ns

ity (a

.u.)

– morphology of crystal shape, such as nanotubes

– interstitial impuritiesIn

tep

26.5 27.0 27.5 28.0 28.5 29.0 29.5 30.02(deg.)

332

Page 117: Crystal structure analysis

THIN FILM SCANS

333

Page 118: Crystal structure analysis

334

Page 119: Crystal structure analysis

EPITAXY - “above in an ordered fashion”when one crystal grows on another with a well-defined 3D crystallographic y g y g p

relationship

Homoepitaxy: epitaxy between identical crystals (e.g., Si on Si)Heteroepitaxy: the two crystals are different (e g ZnO on Al O ) Heteroepitaxy: the two crystals are different (e.g., ZnO on Al2O3)

requirements = lattice symmetry & lattice constant matching

335

Page 120: Crystal structure analysis

Molecular picture – Si growth on Si (100)

336Dan Connelly

Page 121: Crystal structure analysis

337NTNU

Page 122: Crystal structure analysis

Rock salt PbS “nanotrees”

338Jin group – U. Wisc. branches grow epitaxially –

each tree is a single crystal!

Page 123: Crystal structure analysis

A polycrystalline sample should contain thousands of crystallites. Therefore, all possible diffraction peaks should

b b dbe observed.

2 2 2

• For every set of planes, there will be a small percentage of crystallites that are properly oriented to diffract (the plane perpendicular bisects the incident and diffracted beams).

• Basic assumptions of powder diffraction are that for every set of planes there is an equal number of crystallites that will diffract and that there is a statistically relevant number of crystallites, not just one or two. 339

Page 124: Crystal structure analysis

A single crystal specimen in a Bragg-Brentano diffractometer would produce only one family of peaks indiffractometer would produce only one family of peaks in

the diffraction pattern.

2

At 20.6 °2, Bragg’s law fulfilled for the (100) planes,

The (110) planes would diffract at 29.3 °2; however, they are not properly aligned to produce a diffraction peak

The (200) planes are parallel to the (100) planes. Therefore, they also diffract for this crystal Since d is ½ d they appear atproducing a diffraction peak. aligned to produce a diffraction peak

(the perpendicular to those planes does not bisect the incident and diffracted beams). Only background is observed.

crystal. Since d200 is ½ d100, they appear at 42 °2.

340

Page 125: Crystal structure analysis

Wurtzite ZnO nanowire arrays

Pooruniaxial texture

Uniaxial t t

ctexture

Biaxialtexture

General route to vertical ZnO nanowire arrays using textured ZnO seeds. texture

(growth on Al2O3)341

ZnO seeds. Greene, L. E., Law, M., Tan,

D. H., Montano, M., Goldberger, J., Somorjai, G., Yang, P. Nano Letters 5, 1231-1236 (2005).

Page 126: Crystal structure analysis

ROCKING CURVES

342

Page 127: Crystal structure analysis

ROCKING CURVES

343

Page 128: Crystal structure analysis

ROCKING CURVE EXAMPLES

Thickness, composition, and strain state of epitaxial single crystal films344

Page 129: Crystal structure analysis

ROCKING CURVE EXAMPLE

Thi k i i d i f i i l i l l fil

(1° = 3600 arcsec)

Thickness, composition, and strain state of epitaxial single crystal films

345

Page 130: Crystal structure analysis

PHI SCANS

fl sit on a reflection, then spin in-plane

346

Page 131: Crystal structure analysis

k-SPACE GEOMETRY

for rotation around [001]of cubic crystal:

two possibilities:

monitor {011}: expect 4 peaks separated by 90° rotation.

two possibilities:

347

monitor {111}: expect 4 peaks separated by 90° rotation.(ignoring possible systematic absences)

Page 132: Crystal structure analysis

PHI SCAN EXAMPLE

1 um GaN (wurtzite) on Silicon(111) (1011)

(002)

2-theta scan proves uni-axial texture phi scan proves p p

bi-axial texture (epitaxy)In plane alignment: GaN[1120]//Si[110] 348

Page 133: Crystal structure analysis

Epitaxial YBa2Cu3O7 on Biaxially Textured Nickel (001): An Approach to Superconducting Tapes with High Critical Current Density Science, Vol 274, Issue 5288, 755-757 , 1 November 1996

349

Page 134: Crystal structure analysis

phi

Epitaxial YBa Cu O on Biaxially

omega

p

Epitaxial YBa2Cu3O7 on Biaxially Textured Nickel (001): An Approach to Superconducting Tapes with High Critical Current Density

Science, Vol 274, Issue 5288, 755-757 , 1 November 1996

350

Page 135: Crystal structure analysis

TEXTURE MEASUREMENT (POLE FIGURES)

ψ

351

Page 136: Crystal structure analysis

P f d i t ti f t llit t

POLE FIGURES

• Preferred orientation of crystallites can create a systematic variation in diffraction peak intensities– can qualitatively analyze using a 1D diffraction patterncan qualitatively analyze using a 1D diffraction pattern– a pole figure maps the intensity of a single peak as a

function of tilt and rotation of the sample• this can be used to quantify the texture

(111)

(311)(200)6 0

8.0

10.0

Cou

nts)

00-004-0784> Gold - Au

(200)(220)

(222)(400)

2.0

4.0

6.0

Inte

nsity

(C

(400)

40 50 60 70 80 90 100Two-Theta (deg)

x103

352

Page 137: Crystal structure analysis

POLE FIGURE EXAMPLE – PHI ONLY

Example: c-axis aligned superconducting thin films.

(b)

(a)

Biaxial Texture (105 planes) Random in-plane alignmentp g

353

Page 138: Crystal structure analysis

SMALL ANGLE X-RAY SCATTERING

354

Page 139: Crystal structure analysis

SAXS: diffraction from planes with > 1 nm d spacingSAXS: diffraction from planes with > 1 nm d-spacing

355

Page 140: Crystal structure analysis

Small Angle X-ray Diffractiony

Direct Visualization of Individual Cylindrical and Spherical Supramolecular DendrimersSupramolecular DendrimersScience 17 October 1997; 278: 449-452

356

Page 141: Crystal structure analysis

HCP

Triblock Copolymer Syntheses of Mesoporous Silica with Periodic 50 to 300 Angstrom Pores Science, Vol 279, Issue 5350, 548-552 , 23 January 1998

357

Page 142: Crystal structure analysis

IN-SITU X-RAY DIFFRACTION

358

Page 143: Crystal structure analysis

UCI XRD

Rigaku SmartLab XRD

0D 1D 2D detectors 0D, 1D, 2D detectors

In-plane & Out-of-plane

Thin-film XRDThin film XRD

High resolution XRD

SAXS

μ-XRD

Capillary transmission

1500°C heating stage

1100°C dome stage

Page 144: Crystal structure analysis

ELECTRON DIFFRACTION

360

Page 145: Crystal structure analysis

Why ED patterns have so many spotsTypically in X-ray on neutron diffraction only one reciprocal latticeTypically, in X ray on neutron diffraction only one reciprocal lattice point is on the surface of the Ewald sphere at one time

In electron diffraction the Ewald sphere is not highly curved b/c of the h t l th l t th t d Thi l t fl t E ldvery short wavelength electrons that are used. This almost flat Ewald

sphere intersects with many reciprocal lattice points at once- In real crystals reciprocal lattice points are not infinitely small and in a

l i th E ld h i t i fi it l thi

λX-ray = hc/E = 0.154 nm @ 8 keV

λ = h/[2m eV(1 + eV/2m c2)]1/2 = 0 0037 nm @ 100 keV

real microscope the Ewald sphere is not infinitely thin

λe- = h/[2m0eV(1 + eV/2m0c2)]1/2 = 0.0037 nm @ 100 keV

361

Page 146: Crystal structure analysis

DIFFRACTION FROM DISORDERED SOLIDS

amorphous solids

362

Page 147: Crystal structure analysis

DIFFRACTION: WHAT YOU SHOULD KNOW

Index planesCalculate crystal densityCalculate d-spacingsDerive/use Bragg’s LawIndex diffraction peaksIndex diffraction peaksDetermine lattice constantsReciprocal latticeEwald sphere constructionEwald sphere constructionCalculate structural factors, predicting X-ray diffraction pattern

(systematic absences)Use of Scherrer relation

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