CJD: Recommendations for Disinfection and Sterilization in Health Care William A. Rutala, Ph.D., M.P.H. University of North Carolina (UNC) Hospitals and UNC School of Medicine
Dec 18, 2015
CJD: Recommendations for Disinfection and Sterilization in Health Care
William A. Rutala, Ph.D., M.P.H.University of North Carolina (UNC) Hospitals
and UNC School of Medicine
CJD: Disinfection and Sterilization Topics
Rationale for US recommendations Epidemiological studies of prion transmission Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies
Recommendations to prevent cross-transmission from medical devices contaminated with prions
Methodology-how methodology affects results
CJD: DISINFECTION AND STERILIZATION Rationale for US recommendations
Epidemiological studies of prion transmission Epidemiological studies of prion transmission via
surgical instruments Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies Risk associated with instruments
Transmissibility of Prions Transmission
Not spread by contact (direct, indirect, droplet) or airborne Not spread by the environment Experimentally-all TSEs are transmissible to animals, including
the inherited forms Epidemiology of CJD: sporadic-85%; familial-15%; iatrogenic-
1% (primarily transplant of high risk tissues, ~250 cases worldwide)
Iatrogenic Transmission of CJD Contaminated medical instruments
Electrodes in brain (2)Neurosurgical instruments in brain (4)
Dura mater grafts (>110) Corneal grafts (3) Human growth hormone and gonadotropin (>130)
CJD: DISINFECTION AND STERILIZATION Rationale for US recommendations
Epidemiological studies of prion transmission Epidemiological studies of prion transmission via
surgical instruments Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies Risk associated with instruments
CJD and Medical Devices Six cases of CJD associated with medical devices
2 confirmed cases-depth electrodes; reprocessed by benzene, alcohol and formaldehyde vapor
4 cases-CJD following brain surgery, index CJD identified-1, suspect neurosurgical instruments
Cases occurred before 1980 in Europe No known cases since 1980 and no known failure of
steam sterilization
CJD: DISINFECTION AND STERILIZATION Rationale for US recommendations
Epidemiological studies of prion transmission Epidemiological studies of prion transmission via
surgical instruments Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies Risk associated with instruments
Risk of CJD Transmission Epidemiologic evidence (eye, brain) linking specific
body tissue or fluids to CJD transmission Experimental evidence in animals demonstrating
that body tissues or fluids transmit CJD Infectivity assays a function of the relative
concentration of CJD tissue or fluid
Risk of CJD TransmissionRisk of Infection TissueHigh Brain (including dura mater), spinal cord, and eye
Low CSF, liver, lymph node, kidney, lung, spleen, placenta, olfactory epithelium
No Peripheral nerve, intestine, bone marrow, whole blood, leukocytes, serum, thyroid gland, adrenal gland, heart, skeletal muscle, adipose tissue, gingiva, prostate, testis, tears, nasal mucus, saliva, sputum, urine, feces, semen, vaginal secretions, and milk
High-transmission to inoc animals >50%; Low-transmission to inoc animals >10-20% but no epid evidence of human inf
CJD: DISINFECTION AND STERILIZATION Rationale for US recommendations
Epidemiological studies of prion transmission Epidemiological studies of prion transmission via
surgical instruments Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies Risk associated with instruments
CJD: DISINFECTION AND STERILIZATION Effectiveness must consider both removal by cleaning and
inactivation Probability of a device remaining capable of transmitting
disease depends on the initial contamination and effectiveness of C/D/S.
Cleaning results in a 4 log10 reduction of microbes and ~2 log10 reduction in protein contamination
CJD: DISINFECTION AND STERILIZATION Rationale for US recommendations
Epidemiological studies of prion transmission Epidemiological studies of prion transmission via
surgical instruments Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies Risk associated with instruments
Decreasing Order of Resistance of Microorganisms to Disinfectants/Sterilants
PrionsSpores
MycobacteriaNon-Enveloped Viruses
FungiBacteria
Enveloped Viruses
Ineffective or Partially-Effective Disinfectants:CJD
Alcohol Ammonia Chlorine dioxide Formalin Glutaraldehyde Hydrogen peroxide Iodophors/Iodine Peracetic acid Phenolics
Ineffective or Partially Effective Processes: CJD
Gases Ethylene oxide Formaldehyde
Physical Dry heat UV Microwave Ionizing Glass bead sterilizers Autoclave at 121oC, 15m
Effective Disinfectants(>4 log10 decrease in LD50 with 1 hour)
Sodium hydroxide 1 N for 1h (variable results)
Sodium hypochorite 5000 ppm for 15m
Guanidine thiocyanate 4M
Phenolic (LpH) 0.9% for 30m
Effective Processes: CJD Autoclave
134oC-138oC for 18m (prevacuum) 132oC for 60m (gravity)
Combination (chemical exposure then steam autoclave, potentially deleterious to staff, instruments, sterilizer) Soak in 1N NaOH, autoclave 134oC for 18m Soak in 1N NaOH, autoclave 121oC for 30m
CJD: DISINFECTION AND STERILIZATION Rationale for US recommendations
Epidemiological studies of prion transmission Epidemiological studies of prion transmission via
surgical instruments Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies Risk associated with instruments
Disinfection and Sterilization EH Spaulding believed how an object will be D/S
depended on the objects intended use CRITICAL-objects that enter normally sterile tissue or the
vascular system should be sterile SEMICRITICAL-objects that touch mucous membranes or
skin that is not intact requires a disinfection process (high level disinfection) that kills all but bacterial spores (prions?)
NONCRITICAL-objects that touch only intact skin require low-level disinfection
CJD : potential for secondaryspread through contaminatedsurgical instruments
Risk Assessment: Patient, Tissue, Device Patient
Known or suspected CJD or other TSEs Rapidly progressive dementia Dura mater transplant, HGH injection
Tissue High risk-brain, spinal cord, eyes
Device Critical or semicritical
Examples: CJD D/S High risk patient, high risk tissue, critical/semicritical
device-special prion reprocessing High risk patient, low/no risk tissue, critical/semicritical
device-conventional D/S Low risk patient, high risk tissue, critical/semicritical
device-conventional D/S High risk patient, high risk tissue, noncritical device-
conventional disinfection
Conclusions Epidemiologic evidence suggests nosocomial CJD
transmission via medical devices is very rare Guidelines based on epidemiologic evidence, tissue
infectivity, risk of disease via medical devices, and inactivation data
Risk assessment based on patient, tissue and device Only critical/semicritical devices contacting high risk tissue
from high risk patients require special prion reprocessing
CJD: Disinfection and Sterilization Conclusions
Cleaning with special prion reprocessing NaOH and steam sterilization (e.g., 1N NaOH 1h, 121oC 30 m) 134oC for 18m (prevacuum) 132oC for 60m (gravity)
No low temperature sterilization technology effective Four disinfectants (e.g., chlorine) effective (4 log decrease
in LD50 within 1h)
CJD: Sterilization in Health CareUsed Instrument
Keep Wet (do not let tissue/fluid dry)
Clean (Washer Disinfector)
Steam Sterilize (NaOH and SS; 134oC, 18 min)
Sterile Instrument
CJD: Disinfection and Sterilization Topics
Rationale for US recommendations Epidemiological studies of prion transmission Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies
Recommendations to prevent cross-transmission from medical devices contaminated with prions
Methodology-how methodology affects results
Decreasing Order of Resistance of Microorganisms to Disinfectants/Sterilants
PrionsSpores
MycobacteriaNon-Enveloped Viruses
FungiBacteria
Enveloped Viruses
Prion Inactivation Studies Problems
Investigators used aliquots of brain tissue macerates vs. intact tissue (smearing, drying); weights of tissue (50mg-375mg)
Studies do not reflect reprocessing procedures in a clinical setting (e.g., no cleaning)
Factors that affect results include: strain of prion (22A), prion conc in brain tissue, animal used, exposure conditions, validation and cycle parameters of sterilizers, resistant subpopulation, different test tissues, different duration of observations, screw cap tubes with tissue (air), etc
STERILIZATIONFactors affecting the efficacy of sterilization Bioburden Cleaning Pathogen type Protein and salt Biofilm accumulation Lumen length and diameter Restricted flow
Penicylinders Sterilized by Various Low-Temperature Sterilization Methods
Challenge: 12/88 100%ETO HCFC-ETO Sterrad10% Serum,0.65% Salt(7 organisms, N=63) 97% 60.3% 95.2% 37%No Serum or Salt,(3 organisms, N=27) 100% 100% 96% 100%Alfa et al. Infect Cont Hosp Epidemiol 1996;17:92-100. The three organisms included: E. faecalis, M. chelonei,
B. subtilis spores. The seven organisms included: E. faecalis, P. aeruginosa, E.coli, M. chelonei, B. subtilis spores, B. stearothermophilus spores, B. circulans spores
Lumens Sterilized by VariousLow-Temperature Sterilization Methods
Challenge: 12/88 100%ETO HCFC-ETO Sterrad10% Serum,0.65% Salt(7 organisms, N=63) 44% 39.7% 49.2% 35%No Serum or Salt,(3 organisms, N=27) ND 96.3% 96.3% NDAlfa et al. Infect Cont Hosp Epidemiol 1996;17:92-100. The three organisms included: E. faecalis, M.
chelonei, B. subtilis spores. The seven organisms included: E. faecalis, P. aeruginosa, E.coli, M. chelonei, B. subtilis spores, B. stearothermophilus spores, B. circulans spores
Low-Temperature Sterilization Technologies (LTST)Conclusions
All technologies have limitations LTST (ETO, HP gas plasma) demonstrate a significant
number of failures in presence of serum or salt Salt and serum provide protection for spores and
bacteria Salt and serum combined with a narrow lumen provide
extraordinary protection with LTST
STERILIZATIONFactors affecting the efficacy of sterilization Bioburden Cleaning Pathogen type Protein and salt Biofilm accumulation Lumen length and diameter Restricted flow
Effect of Rinsing with Water on Sterilization Results
Method Inoculate scalpel blade with tissue culture media with 10% fetal
bovine serum containing 1.5x106 Geobacillus stearothermophilus spores dried for 12 hours at room temperature
Removal of Soil and Microorganisms from Medical Devices
Method Inoculate 0.02 ml of FBS containing 106 B.
stearothermophilus spores onto scalpel blade Dry for 30 min at 35oC followed by 30 min at RT Samples placed in distilled water at room
temperature for specified time Chloride, protein and spore concentration measured
Removal of Soil and Microorganisms from Medical DevicesConclusions
Inorganic, organic and microbial contaminants on a device are dramatically reduced during a washing process
96.3% (or 2.5 x 106 organisms) removed from blade in 150 sec
Removal of Soil and Microorganisms from Medical DevicesConclusions
Inorganic, organic and microbial contaminants on a device are dramatically reduced during a washing process
Contact with water for short period of time rapidly leads to the dissolution of salt crystals. Studies in 1950’s and 1960’s show that spores occluded inside crystals were very resistant to sterilization (e.g., ETO, steam).
Minimal cleaning eliminates the effect of salt Simulated use tests that do not include washing would not
represent conditions that exist in use situation
You can cleanwithout sterilization
but you NEVERcan sterilize
without cleaning
Conclusions All sterilization processes effective in killing spores Salt favors crystal formation and impairs sterilization by occlusion of
organisms Cleaning removes salts and proteins and must precede sterilization Failure to clean or ensure exposure of microorganisms to sterilant
(e.g. connectors) could affect effectiveness of sterilization process CJD inactivation studies should be consistent with actual clinical
practice
CJD: Disinfection and Sterilization Topics
Rationale for US recommendations Epidemiological studies of prion transmission Infectivity of human tissues Efficacy of removing microbes by cleaning Prion inactivation studies
Recommendations to prevent cross-transmission from medical devices contaminated with prions
Methodology-how methodology affects results
Thank you
References Alfa MJ, Olson N, DeGagne P, Hizon R. New low temperature
sterilization technologies: Microbicidal activity and clinical efficiency. In Rutala WA, ed. Disinfection, Sterilization, and Antisepsis in Healthcare. Champlain, NY: Polyscience Publications. 1998:67-78.
Rutala WA, Weber DJ. Clinical effectiveness of low-temperature sterilization technologies. Infect Control Hosp Epidemiol 1998;19:798-804.
Jacobs P. Cleaning: principles and benefits. In: Rutala WA, ed. Disinfection, Sterilization, and Antisepsis in Healthcare. Champlain, NY: Polyscience Publications. 1998:165-182.
Disinfection and Sterilization for Prion DiseasesReferences
Rutala WA, Weber DJ. Creutzfeldt-Jakob Disease: Recommendations for Disinfection and Sterilization. Clin Inf Dis 2001;32:1348-1356.
Rutala WA, Weber DJ, and HICPAC. CDC Guideline for Disinfection and Sterilization. In preparation
Weber DJ, Rutala WA. Managing the risks of nosocomial transmission of prion diseases. Current Opinions in Infectious Diseases. 2002;15:421-426.
Prevent Patient Exposure to CJD Contaminated Instruments
How do you prevent patient exposure to neurosurgical instruments from a patient who is latter given a diagnosis of CJD?
Hospitals should use the special prion reprocessing precautions for instruments from patients undergoing brain biopsy when a specific lesion has not been demonstrated (e.g., CT, MRI). Alternatively, neurosurgical instruments used in such cases could be disposable.
vCJD: Disinfection and Sterilization To date no reports of human-to-human transmission of vCJD by
blood or tissue Unlike CJD, vCJD detectable in lymphoid tissues and prior to onset
of clinical illness Special prion reprocessing (or single use instruments) proposed in
the UK in dental, eye, or tonsillar surgery on high risk patients for CJD or vCJD
If epidemiological and infectivity data show these tissues represent a transmission risk then special prion reprocessing could be extended to these procedure
Factors Affecting the Efficacy of LTST Cleaning - Failure to clean results in higher bioburden,
protein load and salt concentration Bioburden - Natural bioburden on surgical devices 100 to
103
Pathogen - Spore forming organisms most resistant Protein - Residual protein decreases efficacy of
sterilization Salt - Residual salt decreases efficacy of sterilization