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1 Universal Access Transceiver Universal Access Transceiver (UAT) (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand Rob Strain MITRE CAASD on behalf of Federal Aviation Administration
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1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

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Page 1: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

1

Universal Access TransceiverUniversal Access Transceiver

(UAT)(UAT)

Briefing for

Seminar on Implementation of Data Link and SATCOM Communications

17-19 November 2003Bangkok, Thailand

Rob StrainMITRE CAASD

on behalf ofFederal Aviation Administration

Page 2: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Outline

• Status of UAT Standards and Spectrum Planning• Capstone Overview• UAT Technical Overview

– History– System Description

Page 3: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Status of UAT Standards and Spectrum Planning

Page 4: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

SARPs and Technical Manual

• UAT Standards and Recommended Practices (SARPS) development added formally to ACP work program in May 2003 by the Air Navigation Commission

• Work on UAT SARPS began by ACP WG-C (formerly AMCP) in June 2002 (initially “at risk”)

• Mature drafts of core SARPs and Technical Manual are available.

• SARPs and Tech Manual development entered a validation phase in Oct 2003 with completion and approval by the full panel targeted for 2005.– Validation will include some testing of FAA ground station equipment and

certified avionics.– Frequency planning criteria for UAT will be finalized during validation period

Page 5: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT SARPs and TM (Concluded)

• SARPs and TM development build upon existing UAT equipment certification baseline (MOPS/TSO) and over 2 years of operational experience with UAT

• UAT frequency planning criteria are being developed based upon RTCA/FAA testing, amplified by ACP/UAT subgroup analysis for both en route and terminal/approach scenarios.

Page 6: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT Certification Baseline

• Activities initiated by RTCA in December 2000 in response to high priority FAA request for industry-developed standards for UAT

• Tasked to develop Minimum Operational Performance Standards (MOPS) for a UAT-based ADS-B system on an accelerated schedule

• Document approved by PMC on August 2002 (DO-282)• TSO-C154 approved Nov 2002 as basis for equipment

certification

Page 7: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Participants in Development of UAT MOPS/TSO

• FAA (Certification, Spectrum, Technical Center, Flight Standards, Safe Flight 21 Program Office, Alaska Region)

• Eurocontrol• U.S. Department of Defense• AOPA• SSA/FAI• UPSAT

• Rockwell Collins• Garmin• Boeing• L3Comm Analytics• BAE Systems• Sensis• Johns Hopkins APL Mitre• Trios• Titan• PMEI

Page 8: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT MOPS

• 40 page compliance matrix for ADS-B MASPS (DO-242A) and FIS-B MASPS is available

• UAT also designed toward, and UAT performance assessed against, extended ADS-B air-to-air range criteria from Eurocontrol (A3-to-A3 air-to-air performance in Core Europe 2015 Scenario of TLAT estimated to be 120-125 miles)

• TIS-B requirements are expected to be accommodated by UAT

Page 9: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT Frequency Planning Criteria (1)

• 978 MHz selected as candidate UAT frequency – Worldwide assignments on this frequency consist of 7 DME/TACAN

in Europe

• UAT design objective is compatibility with DME without impacting DME/TACAN assignments on channels other than 978– RTCA/FAA analysis indicates that this objective has been achieved– UAT subgroup performing further analysis

• For the UAT subgroup, DFS has performed a “worst case” enroute environment study on UAT compatibility with DME. DFS has proposed en route frequency planning criteria that involves vacating only the 978 MHz channel

Page 10: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT Frequency Planning Criteria (2)

• UAT compatibility with JTIDS/MIDS system has also been achieved with analysis including both future high and low density airspace.

• US authorities approved 978 MHz UAT frequency for national use on 16 April 2003 based on the “aid to radionavigation” footnote for the 960-1215 band (Footnote 5.328).

• ICAO is seeking an opinion from ITU on the applicability of the above footnote. If ITU indicates that Radio Regulation changes are needed for UAT operation in the 960-1215 MHz band, any such changes could be addressed under an existing agenda item at WRC 2007.

Page 11: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Aircraft Integration of UAT Avionics

• Integration into small aircraft has been demonstrated through FAA Capstone Program. Success of this integration is evidenced by over 2 years of successful operational use.

• Integration into air transport class aircraft through sharing of the SSR transponder antennas has been analyzed and tested in detail. Results are positive, and this potential integration path is being coordinated with ICAO SCRSP. Detailed SCRSP consideration of UAT/SSR antenna sharing and cosite compatibility is scheduled for Feb 2004.

Page 12: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Capstone Overview

ALASKAN REG ION

Inve stm en t in S a fe ty

Page 13: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

JZZ

IIK

5S8

4Z4SCM

AK85

PTU

KLGRS

H

MOU

Bethel

Capstone Phase I:Yukon - Kuskokwim Delta

• Region is nearly 100% dependent upon aviation

• High accident rates• No surveillance radar coverage

below 5000 ft• Bethel is the “hub” for 50+ villages

• Equipping 200 single and twin engine aircraft (air taxi)

– All costs incurred by the FAA

• Planning 10 ground stations for this region

• Connectivity with Anchorage ACC

Page 14: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Capstone Services

• ADS-B (air-to-air)– Provides “enhanced see and avoid”

• CFIT (onboard avionics)– Provides terrain awareness

• ADS-B (air-to-ground)– Enables ATC services via Anchorage ACC

• TIS-B (ground-to-air radar targets) *– Completes see and avoid

• FIS-B (weather uplink)– Provides weather awareness

• Flight Dispatch Services– Provides flight following and asset management services

Future services

Page 15: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Avionics Selection

• FAA solicits avionics proposals for integrated system of GPS, terrain data base, cockpit display and broadcast data link.

• UPSAT awarded the avionics contract--with UAT as the datalink – best overall system cost– avionics package judged to have best probability of implementation

within aggressive Capstone schedule

Page 16: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Capstone Communication and Control System

(CCCS)

Weather

Archive&Display

ATC System(MicroEarts)

Maint &Monitor

Anchorage Center

UATMulti-

Function Display (CDTI)

ANICS

ADS-B

FIS-B

TIS-BFIS-BADS-B

GPS

Capstone Architecture

Remote Site(s)

UAT

ADS-B

TIS-BFIS-B

Ground-based transceiver (GBT)

Page 17: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Capstone AvionicsUniversal Access Transceiver (UAT) GPS Receiver Multi-function

Display

Page 18: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Avionics Install Kit

Page 19: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Ground Broadcast Transceiver (GBT)

Page 20: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Typical Capstone Aircraft

Page 21: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Traffic and Terrain Display

C182R+11

Page 22: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

FIS Weather - Graphics

Page 23: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

FIS Weather - Text

Page 24: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

First Operational use of Radar-Like Services-- January 2001 / 0018Z

• Controller vectoring Capstone-equipped aircraft to Bethel, Alaska ILS Runway 18, below radar coverage

• Maintaining separation from a second Capstone-equipped aircraft using ADS-B

• System certified as part of NAS for routine use

Page 25: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Capstone ATC Perspective

• ADS-B source displayed only if radar unavailable for a given target

• ADS-B target positions are updated at 6 second rate (adaptable)

– 1 sec update of velocity vector provides rapid indication of turns for ADS-B targets

• 5 nmi separation standard: ADS-B or Radar

• Track “bonding” logic ensures single target depicted in cases where radar/ADS-B coverage overlaps

• ADS-B targets “auto-acquire” via 24 bit address filed in flight plan remarks

Symbology allows differentiation of Radar and ADS-B targets

Page 26: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Some Operational Experiences (1)

• ADS-B accuracy found consistently superior to radar for ranges greater than 5 nmi from sensor

• ADS-B at 1 second transmission rate:– robust to any single message loss– provides rapid turn indications to ATC– aids track “bonding”– BUT, increases communications/processing load for ATC

automation (LAN upgrade recently completed to accommodate additional ADS-B sites)

Page 27: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Cape Newenham Long Range Radar/ADS-B Comparison: Turning Track

585

586

587

588

589

590

591

592

593

594

595

1615 1617 1619 1621 1623 1625 1627 1629

System Plane 1 nmi E/W units

Sys

tem

Pla

ne

1 n

mi N

/S u

nit

s

ADS-B reports (1 second transmission interval)Radar returns (12 second scan interval)

Cape Newenham radar 130 nmi range

Flight of FAA’s N40 with Capstone avionics in vicinityof Bethel AK, 21 Aug 2000

Page 28: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Some Operational Experiences (2)

• Possible limitations of ADS-B self-reported integrity (NUC) for some GPS implementations – supplement with independent ground ATC monitoring in Capstone

• Capstone providing operational feedback to RTCA• Replicate transponder indicators (IDENT, 4096 code)• Adjustments to the way GPS integrity is reported (NIC vs NUC)• Integrity of 24 bit address (installer discipline, pilot access)

Page 29: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Capstone Phase II: Southeast Alaska

• Extend ADS-B coverage with up to 30 additional sites in Southeast Alaska

• FAA equipping additional 200 aircraft in the Juneau area during.– 150 fixed wing and 50 helicopters– Will be UAT MOPS compliant

• All Phase I UAT installations to be upgraded per UAT MOPS

• THEN “Self Equippage”

Page 30: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Summary Points

• UAT has been proven to support the provision of radar-like services in actual ATC operations in Alaska for nearly 3 years--the first ATC operational use of airborne ADS-B worldwide

• Many areas of the world with little or no radar coverage could benefit from ADS-B in a similar manner. UAT has been proven to be an attractive, cost-effective ADS-B data link for this type of environment.

• Work currently in progress on UAT SARPS allows its consideration by other States as an ADS-B data link

Page 31: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT Technical Overview

Page 32: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

A Brief History of UAT

• Began around 1995 as part of an independent research project on broadcast data link– 6 prototype systems flown on small aircraft– ADS-B, TIS-B, and Wx uplink demonstrated

• Cargo Airlines incorporate UAT in their evaluation--UPS-AT develops UAT

• UAT becomes part of SF-21 Link Evaluation study– www.eurocontrol.int/ads/deliverables/01/tlat/FinalReport

• UAT part of winning bid for FAA’s Capstone program

Page 33: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT Overview

• Designed specifically for ADS-B and Broadcast Uplink Surveillance-Related Services with no constraints from legacy systems

• Simplicity and robustness were paramount design objectives

• Operates on a single common wideband channel• 1 Mbps channel rate• Capable of supporting multiple broadcast applications to

foster early equipage

Page 34: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT Ground

Transceiver

TrackerATC

Surveillance Radar

ADS-B

TIS-B(non-ADStargets)ATC System

Tracks

Observations WX Radar Forecasts Graphics SUAs

Weather Server

FIS-B

ADS-Bair-ground

ADS-B

air-air

FIS-BTIS- B

UAT Airborne

Transceiver

UAT Applications and Connectivity

Page 35: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Waveform Selection

• Requirements– Good capture effect– relatively efficient and low cost power amplifier– simple/robust decoder

• Binary FM with high modulation index chosen

Page 36: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Frequency Band Selection

• Aeronautical band alternatives:– VHF: 108-118 MHz– L-band: 960-1215 MHz– C-band: 5000-5250 MHz

• Extremely difficult to assemble enough contiguous channels at VHF

• Propagation loss too high at C band• 960-1215 MHz has best combination of:

– channelization (1 MHz)– compatible current usage (pulsed systems)– and propagation characteristics

Page 37: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

UAT Media Access Approach

Ground Broadcast (32 time slots)

UAT Frame = 1 sec.

Aircraft Reports (random)

Ground Message (432 bytes payload) ADS-B Message (18/34 bytes payload)

• Requirement: Simple and Robust logic for aircraft media access• ADS-B transmissions occur based on pseudorandom selection

of one of 3200 Message Start Opportunities (MSO)

Page 38: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

ADS-B Message Format

• Each aircraft transmits exactly one message each second

• Standard Forward Error Correction (FEC):– increases message robustness to pulsed interference and noise– provides an extremely low undetected message error rate ~10-9

SY

NC

PAYLOAD FECPARITY

4 36 144/272 96/112 4Bit Intervals

Page 39: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Independent ADS-B Report Validation:

Aircraft Perspective

• ADS-B message payload includes the precise transmission time (MSO)

• Receiving aircraft UAT reports precise time of reception with decoded message payload

• Application can perform passive range verification of ADS-B reported position

• Flight test data showed time-based slant range estimates to be within 0.2 nmi of that indicated by ADS-B

ADS-B message plus transmission time

Page 40: 1 Universal Access Transceiver (UAT) Briefing for Seminar on Implementation of Data Link and SATCOM Communications 17-19 November 2003 Bangkok, Thailand.

Summary

• System designed specifically for ADS-B performance and for compatibility in the band

• Simplicity and robustness drive the design– Every ADS-B message has a complete State Vector without field

truncation• no lat/long decompression, participant tracking, multi-message

assembly, or ambiguity resolution required– High integrity link layer directly aids certification of applications with

stringent requirements – Consistent transmission epoch in all flight domains– No channel sensing required: minimal transmit-only

implementations viable– Single fixed frequency operation for full suite of services